PRIVATE OCEAN, LLC

PrivateCIK: 1601742
Location

SAN RAFAEL, CA

633
Positions
$1.13B
Total AUM (reported)
25.91M
Total Shares

Allocation by class

TOTAL AUM$1.13B633 positions
ETF$1.04B91.3%
COM$98.37M8.7%

Portfolio Concentration

Top 338.2%4–1026.2%11–2520.5%Rest15.2%TOP 1064.3%0%100%
Top 3$432.69M38.2%
4–10$296.80M26.2%
11–25$232.28M20.5%
Rest$171.93M15.2%

Top 3 weight

38.2%

Top 10 weight

64.3%

Voting Authority Distribution

Total shares with voting rights: 25.91M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

25.91M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole633
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings633
Rows:

Dimensional U.S. Core Equity 2 ETF

SOLE
ETF
Shares7.54M
TypeSH
Market value$243.01M
21.43%
Sole
0.00
Shared
0.00
None
7.54M

iShares Total US Bond ETF

SOLE
ETF
Shares2.94M
TypeSH
Market value$132.82M
11.72%
Sole
0.00
Shared
0.00
None
2.94M

Vanguard Short-Term Corporate Bond ETF

SOLE
ETF
Shares735.98K
TypeSH
Market value$56.87M
5.02%
Sole
0.00
Shared
0.00
None
735.98K

Dimensional Emerging Core Equity Mkt ETF

SOLE
ETF
Shares2.17M
TypeSH
Market value$56.20M
4.96%
Sole
0.00
Shared
0.00
None
2.17M

Dimensional Global Real Estate ETF

SOLE
ETF
Shares2.18M
TypeSH
Market value$54.48M
4.81%
Sole
0.00
Shared
0.00
None
2.18M

SPDR Blmbg Barclays High Yield Bd ETF

SOLE
ETF
Shares509.59K
TypeSH
Market value$48.04M
4.24%
Sole
0.00
Shared
0.00
None
509.59K

Dimensional International Equity Mkt ETF

SOLE
ETF
Shares1.61M
TypeSH
Market value$47.63M
4.20%
Sole
0.00
Shared
0.00
None
1.61M

Apple Inc

SOLE
COM
Shares160.11K
TypeSH
Market value$33.72M
2.97%
Sole
0.00
Shared
0.00
None
160.11K

iShares MSCI USA Quality Factor ETF

SOLE
ETF
Shares174.11K
TypeSH
Market value$29.73M
2.62%
Sole
0.00
Shared
0.00
None
174.11K

Market Vectors High Yield Muni ETF

SOLE
ETF
Shares522.58K
TypeSH
Market value$26.99M
2.38%
Sole
0.00
Shared
0.00
None
522.58K

iShares Core S&P 500 ETF

SOLE
ETF
Shares49.17K
TypeSH
Market value$26.91M
2.37%
Sole
0.00
Shared
0.00
None
49.17K

iShares ESG U.S. Aggregate Bond ETF

SOLE
ETF
Shares561K
TypeSH
Market value$26.15M
2.31%
Sole
0.00
Shared
0.00
None
561K

Vanguard Bond Index ETF

SOLE
ETF
Shares360.52K
TypeSH
Market value$25.98M
2.29%
Sole
0.00
Shared
0.00
None
360.52K

Dimensional U.S. Core Equity Market ETF

SOLE
ETF
Shares504.61K
TypeSH
Market value$18.92M
1.67%
Sole
0.00
Shared
0.00
None
504.61K

iShares Russell 1000 Index

SOLE
ETF
Shares60.79K
TypeSH
Market value$18.09M
1.60%
Sole
0.00
Shared
0.00
None
60.79K

iShares MSCI Emerging Markets ESG ETF

SOLE
ETF
Shares475.78K
TypeSH
Market value$15.95M
1.41%
Sole
0.00
Shared
0.00
None
475.78K

SPDR Nuveen S&P High Yield Municipal Bond

SOLE
ETF
Shares583.03K
TypeSH
Market value$14.83M
1.31%
Sole
0.00
Shared
0.00
None
583.03K

AON Corp

SOLE
COM
Shares50.08K
TypeSH
Market value$14.70M
1.30%
Sole
0.00
Shared
0.00
None
50.08K

Vanguard MSCI EAFE ETF

SOLE
ETF
Shares237.90K
TypeSH
Market value$11.76M
1.04%
Sole
0.00
Shared
0.00
None
237.90K

Microsoft Corp

SOLE
COM
Shares25.32K
TypeSH
Market value$11.32M
1.00%
Sole
0.00
Shared
0.00
None
25.32K

iShares ESG 1-5 Year USD Corp Bd ETF

SOLE
ETF
Shares461.49K
TypeSH
Market value$11.30M
1.00%
Sole
0.00
Shared
0.00
None
461.49K

Vanguard Total Stock Market ETF

SOLE
ETF
Shares39.66K
TypeSH
Market value$10.61M
0.94%
Sole
0.00
Shared
0.00
None
39.66K

iShares MSCI EAFE ESG ETF

SOLE
ETF
Shares113.28K
TypeSH
Market value$8.92M
0.79%
Sole
0.00
Shared
0.00
None
113.28K

Powershares FTSE RAFI US 1000 ETF

SOLE
ETF
Shares222.19K
TypeSH
Market value$8.43M
0.74%
Sole
0.00
Shared
0.00
None
222.19K

DFA Dimensional US Marketwide Value ETF

SOLE
ETF
Shares214.10K
TypeSH
Market value$8.41M
0.74%
Sole
0.00
Shared
0.00
None
214.10K
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