Filed: 4/17/2024ACC: 0001601742-24-000002
📋 What this filing means
PRIVATE OCEAN, LLC filed this quarterly 13F‑HR report disclosing 476 equity positions with a total reported market value of $943.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
476
Positions
$943.60M
Total AUM (reported)
22.62M
Total Shares
Allocation by class
ETF$891.46M94.5%
COM$52.14M5.5%
Portfolio Concentration
Top 3$400.68M42.5%
4–10$247.76M26.3%
11–25$159.39M16.9%
Rest$135.77M14.4%
Top 3 weight
42.5%
Top 10 weight
68.7%
Voting Authority Distribution
Total shares with voting rights: 22.62M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
22.62M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole476
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings476
Rows:
Dimensional U.S. Core Equity 2 ETF
SOLEShares6.98M
TypeSH
Market value$223.11M
23.64%
Sole
0.00
Shared
0.00
None
6.98M
iShares Total US Bond ETF
SOLEShares2.76M
TypeSH
Market value$125.71M
13.32%
Sole
0.00
Shared
0.00
None
2.76M
Dimensional Global Real Estate ETF
SOLEShares2.03M
TypeSH
Market value$51.86M
5.50%
Sole
0.00
Shared
0.00
None
2.03M
Dimensional Emerging Core Equity Mkt ETF
SOLEShares2.06M
TypeSH
Market value$51.03M
5.41%
Sole
0.00
Shared
0.00
None
2.06M
SPDR Blmbg Barclays High Yield Bd ETF
SOLEShares507.75K
TypeSH
Market value$48.34M
5.12%
Sole
0.00
Shared
0.00
None
507.75K
Dimensional International Equity Mkt ETF
SOLEShares1.50M
TypeSH
Market value$45.39M
4.81%
Sole
0.00
Shared
0.00
None
1.50M
Vanguard Short-Term Corporate Bond ETF
SOLEShares410.53K
TypeSH
Market value$31.74M
3.36%
Sole
0.00
Shared
0.00
None
410.53K
iShares ESG U.S. Aggregate Bond ETF
SOLEShares549.32K
TypeSH
Market value$25.85M
2.74%
Sole
0.00
Shared
0.00
None
549.32K
Invesco Taxable Municipal Bond ETF
SOLEShares972.49K
TypeSH
Market value$25.82M
2.74%
Sole
0.00
Shared
0.00
None
972.49K
iShares MSCI USA Quality Factor ETF
SOLEShares119.17K
TypeSH
Market value$19.59M
2.08%
Sole
0.00
Shared
0.00
None
119.17K
Dimensional U.S. Core Equity Market ETF
SOLEShares503.22K
TypeSH
Market value$18.39M
1.95%
Sole
0.00
Shared
0.00
None
503.22K
iShares Russell 1000 Index
SOLEShares60.90K
TypeSH
Market value$17.54M
1.86%
Sole
0.00
Shared
0.00
None
60.90K
SPDR Nuveen S&P High Yield Municipal Bond
SOLEShares625.91K
TypeSH
Market value$16.08M
1.70%
Sole
0.00
Shared
0.00
None
625.91K
iShares Core S&P 500 ETF
SOLEShares24.86K
TypeSH
Market value$13.07M
1.39%
Sole
0.00
Shared
0.00
None
24.86K
iShares ESG 1-5 Year USD Corp Bd ETF
SOLEShares462.19K
TypeSH
Market value$11.31M
1.20%
Sole
0.00
Shared
0.00
None
462.19K
Microsoft Corp
SOLEShares24.88K
TypeSH
Market value$10.47M
1.11%
Sole
0.00
Shared
0.00
None
24.88K
iShares MSCI EAFE ESG ETF
SOLEShares124.45K
TypeSH
Market value$9.94M
1.05%
Sole
0.00
Shared
0.00
None
124.45K
DFA Dimensional US Marketwide Value ETF
SOLEShares216.79K
TypeSH
Market value$8.87M
0.94%
Sole
0.00
Shared
0.00
None
216.79K
Powershares FTSE RAFI US 1000 ETF
SOLEShares223.16K
TypeSH
Market value$8.58M
0.91%
Sole
0.00
Shared
0.00
None
223.16K
iShares S&P National AMT-Free Muni
SOLEShares76.41K
TypeSH
Market value$8.22M
0.87%
Sole
0.00
Shared
0.00
None
76.41K
Market Vectors High Yield Muni ETF
SOLEShares154.05K
TypeSH
Market value$8.05M
0.85%
Sole
0.00
Shared
0.00
None
154.05K
Vanguard Tax Exempt Bond ETF
SOLEShares150.84K
TypeSH
Market value$7.63M
0.81%
Sole
0.00
Shared
0.00
None
150.84K
Vanguard Total Stock Market ETF
SOLEShares28.57K
TypeSH
Market value$7.43M
0.79%
Sole
0.00
Shared
0.00
None
28.57K
iShares ESG Aware MSCI USA ETF
SOLEShares61.34K
TypeSH
Market value$7.05M
0.75%
Sole
0.00
Shared
0.00
None
61.34K
Vanguard MSCI EAFE ETF
SOLEShares134.65K
TypeSH
Market value$6.76M
0.72%
Sole
0.00
Shared
0.00
None
134.65K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Dimensional U.S. Core Equity 2 ETFSOLE | ETF | 6.98M | SH | $223.11M 23.64% | 0.00 | 0.00 | 6.98M |
iShares Total US Bond ETFSOLE | ETF | 2.76M | SH | $125.71M 13.32% | 0.00 | 0.00 | 2.76M |
Dimensional Global Real Estate ETFSOLE | ETF | 2.03M | SH | $51.86M 5.50% | 0.00 | 0.00 | 2.03M |
Dimensional Emerging Core Equity Mkt ETFSOLE | ETF | 2.06M | SH | $51.03M 5.41% | 0.00 | 0.00 | 2.06M |
SPDR Blmbg Barclays High Yield Bd ETFSOLE | ETF | 507.75K | SH | $48.34M 5.12% | 0.00 | 0.00 | 507.75K |
Dimensional International Equity Mkt ETFSOLE | ETF | 1.50M | SH | $45.39M 4.81% | 0.00 | 0.00 | 1.50M |
Vanguard Short-Term Corporate Bond ETFSOLE | ETF | 410.53K | SH | $31.74M 3.36% | 0.00 | 0.00 | 410.53K |
iShares ESG U.S. Aggregate Bond ETFSOLE | ETF | 549.32K | SH | $25.85M 2.74% | 0.00 | 0.00 | 549.32K |
Invesco Taxable Municipal Bond ETFSOLE | ETF | 972.49K | SH | $25.82M 2.74% | 0.00 | 0.00 | 972.49K |
iShares MSCI USA Quality Factor ETFSOLE | ETF | 119.17K | SH | $19.59M 2.08% | 0.00 | 0.00 | 119.17K |
Dimensional U.S. Core Equity Market ETFSOLE | ETF | 503.22K | SH | $18.39M 1.95% | 0.00 | 0.00 | 503.22K |
iShares Russell 1000 IndexSOLE | ETF | 60.90K | SH | $17.54M 1.86% | 0.00 | 0.00 | 60.90K |
SPDR Nuveen S&P High Yield Municipal BondSOLE | ETF | 625.91K | SH | $16.08M 1.70% | 0.00 | 0.00 | 625.91K |
iShares Core S&P 500 ETFSOLE | ETF | 24.86K | SH | $13.07M 1.39% | 0.00 | 0.00 | 24.86K |
iShares ESG 1-5 Year USD Corp Bd ETFSOLE | ETF | 462.19K | SH | $11.31M 1.20% | 0.00 | 0.00 | 462.19K |
Microsoft CorpSOLE | COM | 24.88K | SH | $10.47M 1.11% | 0.00 | 0.00 | 24.88K |
iShares MSCI EAFE ESG ETFSOLE | ETF | 124.45K | SH | $9.94M 1.05% | 0.00 | 0.00 | 124.45K |
DFA Dimensional US Marketwide Value ETFSOLE | ETF | 216.79K | SH | $8.87M 0.94% | 0.00 | 0.00 | 216.79K |
Powershares FTSE RAFI US 1000 ETFSOLE | ETF | 223.16K | SH | $8.58M 0.91% | 0.00 | 0.00 | 223.16K |
iShares S&P National AMT-Free MuniSOLE | ETF | 76.41K | SH | $8.22M 0.87% | 0.00 | 0.00 | 76.41K |
Market Vectors High Yield Muni ETFSOLE | ETF | 154.05K | SH | $8.05M 0.85% | 0.00 | 0.00 | 154.05K |
Vanguard Tax Exempt Bond ETFSOLE | ETF | 150.84K | SH | $7.63M 0.81% | 0.00 | 0.00 | 150.84K |
Vanguard Total Stock Market ETFSOLE | ETF | 28.57K | SH | $7.43M 0.79% | 0.00 | 0.00 | 28.57K |
iShares ESG Aware MSCI USA ETFSOLE | ETF | 61.34K | SH | $7.05M 0.75% | 0.00 | 0.00 | 61.34K |
Vanguard MSCI EAFE ETFSOLE | ETF | 134.65K | SH | $6.76M 0.72% | 0.00 | 0.00 | 134.65K |
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