Filed: 1/23/2024ACC: 0001601742-24-000001
📋 What this filing means
PRIVATE OCEAN, LLC filed this quarterly 13F‑HR report disclosing 514 equity positions with a total reported market value of $1.01B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
514
Positions
$1.01B
Total AUM (reported)
23.88M
Total Shares
Allocation by class
ETF$932.44M92.6%
COM$74.47M7.4%
Portfolio Concentration
Top 3$388.35M38.6%
4–10$268.81M26.7%
11–25$208.43M20.7%
Rest$141.32M14.0%
Top 3 weight
38.6%
Top 10 weight
65.3%
Voting Authority Distribution
Total shares with voting rights: 23.88M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
23.88M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole514
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings514
Rows:
Dimensional U.S. Core Equity 2 ETF
SOLEShares7.33M
TypeSH
Market value$214.33M
21.29%
Sole
0.00
Shared
0.00
None
7.33M
iShares Total US Bond ETF
SOLEShares2.46M
TypeSH
Market value$113.34M
11.26%
Sole
0.00
Shared
0.00
None
2.46M
Vanguard Short-Term Corporate Bond ETF
SOLEShares784.23K
TypeSH
Market value$60.68M
6.03%
Sole
0.00
Shared
0.00
None
784.23K
SPDR Blmbg Barclays High Yield Bd ETF
SOLEShares531.69K
TypeSH
Market value$50.37M
5.00%
Sole
0.00
Shared
0.00
None
531.69K
Dimensional Global Real Estate ETF
SOLEShares1.86M
TypeSH
Market value$48.21M
4.79%
Sole
0.00
Shared
0.00
None
1.86M
Dimensional Emerging Core Equity Mkt ETF
SOLEShares1.81M
TypeSH
Market value$43.57M
4.33%
Sole
0.00
Shared
0.00
None
1.81M
Dimensional International Equity Mkt ETF
SOLEShares1.30M
TypeSH
Market value$37.26M
3.70%
Sole
0.00
Shared
0.00
None
1.30M
Apple Inc
SOLEShares161.71K
TypeSH
Market value$31.13M
3.09%
Sole
0.00
Shared
0.00
None
161.71K
iShares MSCI USA Quality Factor ETF
SOLEShares208.74K
TypeSH
Market value$30.71M
3.05%
Sole
0.00
Shared
0.00
None
208.74K
Market Vectors High Yield Muni ETF
SOLEShares533.61K
TypeSH
Market value$27.55M
2.74%
Sole
0.00
Shared
0.00
None
533.61K
iShares ESG U.S. Aggregate Bond ETF
SOLEShares531.88K
TypeSH
Market value$25.39M
2.52%
Sole
0.00
Shared
0.00
None
531.88K
Invesco Taxable Municipal Bond ETF
SOLEShares898.27K
TypeSH
Market value$24.17M
2.40%
Sole
0.00
Shared
0.00
None
898.27K
SPDR Nuveen S&P High Yield Municipal Bond
SOLEShares719.98K
TypeSH
Market value$18.22M
1.81%
Sole
0.00
Shared
0.00
None
719.98K
Dimensional U.S. Core Equity Market ETF
SOLEShares541.58K
TypeSH
Market value$18.01M
1.79%
Sole
0.00
Shared
0.00
None
541.58K
iShares MSCI Emerging Markets ESG ETF
SOLEShares524.54K
TypeSH
Market value$16.82M
1.67%
Sole
0.00
Shared
0.00
None
524.54K
iShares Russell 1000 Index
SOLEShares60.91K
TypeSH
Market value$15.98M
1.59%
Sole
0.00
Shared
0.00
None
60.91K
iShares Core S&P 500 ETF
SOLEShares32.05K
TypeSH
Market value$15.31M
1.52%
Sole
0.00
Shared
0.00
None
32.05K
iShares ESG 1-5 Year USD Corp Bd ETF
SOLEShares488.25K
TypeSH
Market value$11.95M
1.19%
Sole
0.00
Shared
0.00
None
488.25K
iShares MSCI EAFE ESG ETF
SOLEShares136.27K
TypeSH
Market value$10.29M
1.02%
Sole
0.00
Shared
0.00
None
136.27K
iShares S&P National AMT-Free Muni
SOLEShares89.27K
TypeSH
Market value$9.68M
0.96%
Sole
0.00
Shared
0.00
None
89.27K
Microsoft Corp
SOLEShares25.06K
TypeSH
Market value$9.42M
0.94%
Sole
0.00
Shared
0.00
None
25.06K
Vanguard Tax Exempt Bond ETF
SOLEShares174.87K
TypeSH
Market value$8.93M
0.89%
Sole
0.00
Shared
0.00
None
174.87K
DFA Dimensional US Marketwide Value ETF
SOLEShares225.04K
TypeSH
Market value$8.38M
0.83%
Sole
0.00
Shared
0.00
None
225.04K
Vanguard MSCI EAFE ETF
SOLEShares166.58K
TypeSH
Market value$7.98M
0.79%
Sole
0.00
Shared
0.00
None
166.58K
Powershares FTSE RAFI US 1000 ETF
SOLEShares224.64K
TypeSH
Market value$7.91M
0.79%
Sole
0.00
Shared
0.00
None
224.64K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Dimensional U.S. Core Equity 2 ETFSOLE | ETF | 7.33M | SH | $214.33M 21.29% | 0.00 | 0.00 | 7.33M |
iShares Total US Bond ETFSOLE | ETF | 2.46M | SH | $113.34M 11.26% | 0.00 | 0.00 | 2.46M |
Vanguard Short-Term Corporate Bond ETFSOLE | ETF | 784.23K | SH | $60.68M 6.03% | 0.00 | 0.00 | 784.23K |
SPDR Blmbg Barclays High Yield Bd ETFSOLE | ETF | 531.69K | SH | $50.37M 5.00% | 0.00 | 0.00 | 531.69K |
Dimensional Global Real Estate ETFSOLE | ETF | 1.86M | SH | $48.21M 4.79% | 0.00 | 0.00 | 1.86M |
Dimensional Emerging Core Equity Mkt ETFSOLE | ETF | 1.81M | SH | $43.57M 4.33% | 0.00 | 0.00 | 1.81M |
Dimensional International Equity Mkt ETFSOLE | ETF | 1.30M | SH | $37.26M 3.70% | 0.00 | 0.00 | 1.30M |
Apple IncSOLE | COM | 161.71K | SH | $31.13M 3.09% | 0.00 | 0.00 | 161.71K |
iShares MSCI USA Quality Factor ETFSOLE | ETF | 208.74K | SH | $30.71M 3.05% | 0.00 | 0.00 | 208.74K |
Market Vectors High Yield Muni ETFSOLE | ETF | 533.61K | SH | $27.55M 2.74% | 0.00 | 0.00 | 533.61K |
iShares ESG U.S. Aggregate Bond ETFSOLE | ETF | 531.88K | SH | $25.39M 2.52% | 0.00 | 0.00 | 531.88K |
Invesco Taxable Municipal Bond ETFSOLE | ETF | 898.27K | SH | $24.17M 2.40% | 0.00 | 0.00 | 898.27K |
SPDR Nuveen S&P High Yield Municipal BondSOLE | ETF | 719.98K | SH | $18.22M 1.81% | 0.00 | 0.00 | 719.98K |
Dimensional U.S. Core Equity Market ETFSOLE | ETF | 541.58K | SH | $18.01M 1.79% | 0.00 | 0.00 | 541.58K |
iShares MSCI Emerging Markets ESG ETFSOLE | ETF | 524.54K | SH | $16.82M 1.67% | 0.00 | 0.00 | 524.54K |
iShares Russell 1000 IndexSOLE | ETF | 60.91K | SH | $15.98M 1.59% | 0.00 | 0.00 | 60.91K |
iShares Core S&P 500 ETFSOLE | ETF | 32.05K | SH | $15.31M 1.52% | 0.00 | 0.00 | 32.05K |
iShares ESG 1-5 Year USD Corp Bd ETFSOLE | ETF | 488.25K | SH | $11.95M 1.19% | 0.00 | 0.00 | 488.25K |
iShares MSCI EAFE ESG ETFSOLE | ETF | 136.27K | SH | $10.29M 1.02% | 0.00 | 0.00 | 136.27K |
iShares S&P National AMT-Free MuniSOLE | ETF | 89.27K | SH | $9.68M 0.96% | 0.00 | 0.00 | 89.27K |
Microsoft CorpSOLE | COM | 25.06K | SH | $9.42M 0.94% | 0.00 | 0.00 | 25.06K |
Vanguard Tax Exempt Bond ETFSOLE | ETF | 174.87K | SH | $8.93M 0.89% | 0.00 | 0.00 | 174.87K |
DFA Dimensional US Marketwide Value ETFSOLE | ETF | 225.04K | SH | $8.38M 0.83% | 0.00 | 0.00 | 225.04K |
Vanguard MSCI EAFE ETFSOLE | ETF | 166.58K | SH | $7.98M 0.79% | 0.00 | 0.00 | 166.58K |
Powershares FTSE RAFI US 1000 ETFSOLE | ETF | 224.64K | SH | $7.91M 0.79% | 0.00 | 0.00 | 224.64K |
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