Filed: 10/24/2023ACC: 0001601742-23-000005
📋 What this filing means
PRIVATE OCEAN, LLC filed this quarterly 13F‑HR report disclosing 491 equity positions with a total reported market value of $787.66M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
491
Positions
$787.66M
Total AUM (reported)
21.67M
Total Shares
Allocation by class
ETF$745.52M94.7%
COM$42.14M5.3%
Portfolio Concentration
Top 3$286.72M36.4%
4–10$199.79M25.4%
11–25$181.12M23.0%
Rest$120.03M15.2%
Top 3 weight
36.4%
Top 10 weight
61.8%
Voting Authority Distribution
Total shares with voting rights: 21.67M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
21.67M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole491
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings491
Rows:
Dimensional U.S. Core Equity 2 ETF
SOLEShares6.23M
TypeSH
Market value$163.34M
20.74%
Sole
0.00
Shared
0.00
None
6.23M
iShares Total US Bond ETF
SOLEShares1.63M
TypeSH
Market value$71.36M
9.06%
Sole
0.00
Shared
0.00
None
1.63M
SPDR Blmbg Barclays High Yield Bd ETF
SOLEShares575.46K
TypeSH
Market value$52.02M
6.60%
Sole
0.00
Shared
0.00
None
575.46K
Vanguard Short-Term Corporate Bond ETF
SOLEShares597.15K
TypeSH
Market value$44.88M
5.70%
Sole
0.00
Shared
0.00
None
597.15K
Dimensional Global Real Estate ETF
SOLEShares1.24M
TypeSH
Market value$27.88M
3.54%
Sole
0.00
Shared
0.00
None
1.24M
iShares ESG U.S. Aggregate Bond ETF
SOLEShares593.18K
TypeSH
Market value$26.87M
3.41%
Sole
0.00
Shared
0.00
None
593.18K
SPDR Nuveen S&P High Yield Municipal Bond
SOLEShares1.11M
TypeSH
Market value$26.55M
3.37%
Sole
0.00
Shared
0.00
None
1.11M
iShares MSCI USA Quality Factor ETF
SOLEShares195.55K
TypeSH
Market value$25.77M
3.27%
Sole
0.00
Shared
0.00
None
195.55K
Dimensional Emerging Core Equity Mkt ETF
SOLEShares1.12M
TypeSH
Market value$25.25M
3.21%
Sole
0.00
Shared
0.00
None
1.12M
Dimensional International Equity Mkt ETF
SOLEShares865.40K
TypeSH
Market value$22.60M
2.87%
Sole
0.00
Shared
0.00
None
865.40K
iShares ESG 1-5 Year USD Corp Bd ETF
SOLEShares766.14K
TypeSH
Market value$18.21M
2.31%
Sole
0.00
Shared
0.00
None
766.14K
Invesco Taxable Municipal Bond ETF
SOLEShares630.03K
TypeSH
Market value$15.93M
2.02%
Sole
0.00
Shared
0.00
None
630.03K
Market Vectors High Yield Muni ETF
SOLEShares312.37K
TypeSH
Market value$15.33M
1.95%
Sole
0.00
Shared
0.00
None
312.37K
Powershares Emerging Markets Debt ETF
SOLEShares818.37K
TypeSH
Market value$14.95M
1.90%
Sole
0.00
Shared
0.00
None
818.37K
iShares MSCI EAFE ESG ETF
SOLEShares212.37K
TypeSH
Market value$14.68M
1.86%
Sole
0.00
Shared
0.00
None
212.37K
Dimensional U.S. Core Equity Market ETF
SOLEShares481.95K
TypeSH
Market value$14.43M
1.83%
Sole
0.00
Shared
0.00
None
481.95K
iShares Russell 1000 Index
SOLEShares61.06K
TypeSH
Market value$14.34M
1.82%
Sole
0.00
Shared
0.00
None
61.06K
Vanguard Tax Exempt Bond ETF
SOLEShares251.96K
TypeSH
Market value$12.12M
1.54%
Sole
0.00
Shared
0.00
None
251.96K
iShares S&P National AMT-Free Muni
SOLEShares113.37K
TypeSH
Market value$11.63M
1.48%
Sole
0.00
Shared
0.00
None
113.37K
iShares MSCI Emerging Markets ESG ETF
SOLEShares335.01K
TypeSH
Market value$10.14M
1.29%
Sole
0.00
Shared
0.00
None
335.01K
iShares Core S&P 500 ETF
SOLEShares21.14K
TypeSH
Market value$9.08M
1.15%
Sole
0.00
Shared
0.00
None
21.14K
Microsoft Corp
SOLEShares24.70K
TypeSH
Market value$7.80M
0.99%
Sole
0.00
Shared
0.00
None
24.70K
DFA Dimensional US Marketwide Value ETF
SOLEShares226.25K
TypeSH
Market value$7.70M
0.98%
Sole
0.00
Shared
0.00
None
226.25K
Vanguard REIT Index ETF
SOLEShares99.50K
TypeSH
Market value$7.53M
0.96%
Sole
0.00
Shared
0.00
None
99.50K
Powershares FTSE RAFI US 1000 ETF
SOLEShares227.65K
TypeSH
Market value$7.24M
0.92%
Sole
0.00
Shared
0.00
None
227.65K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Dimensional U.S. Core Equity 2 ETFSOLE | ETF | 6.23M | SH | $163.34M 20.74% | 0.00 | 0.00 | 6.23M |
iShares Total US Bond ETFSOLE | ETF | 1.63M | SH | $71.36M 9.06% | 0.00 | 0.00 | 1.63M |
SPDR Blmbg Barclays High Yield Bd ETFSOLE | ETF | 575.46K | SH | $52.02M 6.60% | 0.00 | 0.00 | 575.46K |
Vanguard Short-Term Corporate Bond ETFSOLE | ETF | 597.15K | SH | $44.88M 5.70% | 0.00 | 0.00 | 597.15K |
Dimensional Global Real Estate ETFSOLE | ETF | 1.24M | SH | $27.88M 3.54% | 0.00 | 0.00 | 1.24M |
iShares ESG U.S. Aggregate Bond ETFSOLE | ETF | 593.18K | SH | $26.87M 3.41% | 0.00 | 0.00 | 593.18K |
SPDR Nuveen S&P High Yield Municipal BondSOLE | ETF | 1.11M | SH | $26.55M 3.37% | 0.00 | 0.00 | 1.11M |
iShares MSCI USA Quality Factor ETFSOLE | ETF | 195.55K | SH | $25.77M 3.27% | 0.00 | 0.00 | 195.55K |
Dimensional Emerging Core Equity Mkt ETFSOLE | ETF | 1.12M | SH | $25.25M 3.21% | 0.00 | 0.00 | 1.12M |
Dimensional International Equity Mkt ETFSOLE | ETF | 865.40K | SH | $22.60M 2.87% | 0.00 | 0.00 | 865.40K |
iShares ESG 1-5 Year USD Corp Bd ETFSOLE | ETF | 766.14K | SH | $18.21M 2.31% | 0.00 | 0.00 | 766.14K |
Invesco Taxable Municipal Bond ETFSOLE | ETF | 630.03K | SH | $15.93M 2.02% | 0.00 | 0.00 | 630.03K |
Market Vectors High Yield Muni ETFSOLE | ETF | 312.37K | SH | $15.33M 1.95% | 0.00 | 0.00 | 312.37K |
Powershares Emerging Markets Debt ETFSOLE | ETF | 818.37K | SH | $14.95M 1.90% | 0.00 | 0.00 | 818.37K |
iShares MSCI EAFE ESG ETFSOLE | ETF | 212.37K | SH | $14.68M 1.86% | 0.00 | 0.00 | 212.37K |
Dimensional U.S. Core Equity Market ETFSOLE | ETF | 481.95K | SH | $14.43M 1.83% | 0.00 | 0.00 | 481.95K |
iShares Russell 1000 IndexSOLE | ETF | 61.06K | SH | $14.34M 1.82% | 0.00 | 0.00 | 61.06K |
Vanguard Tax Exempt Bond ETFSOLE | ETF | 251.96K | SH | $12.12M 1.54% | 0.00 | 0.00 | 251.96K |
iShares S&P National AMT-Free MuniSOLE | ETF | 113.37K | SH | $11.63M 1.48% | 0.00 | 0.00 | 113.37K |
iShares MSCI Emerging Markets ESG ETFSOLE | ETF | 335.01K | SH | $10.14M 1.29% | 0.00 | 0.00 | 335.01K |
iShares Core S&P 500 ETFSOLE | ETF | 21.14K | SH | $9.08M 1.15% | 0.00 | 0.00 | 21.14K |
Microsoft CorpSOLE | COM | 24.70K | SH | $7.80M 0.99% | 0.00 | 0.00 | 24.70K |
DFA Dimensional US Marketwide Value ETFSOLE | ETF | 226.25K | SH | $7.70M 0.98% | 0.00 | 0.00 | 226.25K |
Vanguard REIT Index ETFSOLE | ETF | 99.50K | SH | $7.53M 0.96% | 0.00 | 0.00 | 99.50K |
Powershares FTSE RAFI US 1000 ETFSOLE | ETF | 227.65K | SH | $7.24M 0.92% | 0.00 | 0.00 | 227.65K |
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