Filed: 7/21/2023ACC: 0001601742-23-000004
📋 What this filing means
PRIVATE OCEAN, LLC filed this quarterly 13F‑HR report disclosing 579 equity positions with a total reported market value of $789.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
579
Positions
$789.49M
Total AUM (reported)
18.68M
Total Shares
Allocation by class
ETF$738.91M93.6%
COM$50.58M6.4%
PFD$7.1K0.0%
N/A$214.000.0%
Portfolio Concentration
Top 3$266.97M33.8%
4–10$200.23M25.4%
11–25$188.72M23.9%
Rest$133.58M16.9%
Top 3 weight
33.8%
Top 10 weight
59.2%
Voting Authority Distribution
Total shares with voting rights: 18.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
18.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole579
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings579
Rows:
Dimensional U.S. Core Equity 2 ETF
SOLEShares5.64M
TypeSH
Market value$153.14M
19.40%
Sole
0.00
Shared
0.00
None
5.64M
SPDR Blmbg Barclays High Yield Bd ETF
SOLEShares625.31K
TypeSH
Market value$57.55M
7.29%
Sole
0.00
Shared
0.00
None
625.31K
Vanguard Short-Term Corporate Bond ETF
SOLEShares743.87K
TypeSH
Market value$56.28M
7.13%
Sole
0.00
Shared
0.00
None
743.87K
iShares Total US Bond ETF
SOLEShares857.27K
TypeSH
Market value$38.98M
4.94%
Sole
0.00
Shared
0.00
None
857.27K
SPDR Nuveen S&P High Yield Municipal Bond
SOLEShares1.47M
TypeSH
Market value$36.86M
4.67%
Sole
0.00
Shared
0.00
None
1.47M
iShares MSCI USA Quality Factor ETF
SOLEShares244.86K
TypeSH
Market value$33.02M
4.18%
Sole
0.00
Shared
0.00
None
244.86K
iShares ESG U.S. Aggregate Bond ETF
SOLEShares584.41K
TypeSH
Market value$27.57M
3.49%
Sole
0.00
Shared
0.00
None
584.41K
Powershares Emerging Markets Debt ETF
SOLEShares1.20M
TypeSH
Market value$23.40M
2.96%
Sole
0.00
Shared
0.00
None
1.20M
iShares ESG 1-5 Year USD Corp Bd ETF
SOLEShares889.97K
TypeSH
Market value$21.28M
2.70%
Sole
0.00
Shared
0.00
None
889.97K
iShares MSCI EAFE ESG ETF
SOLEShares262.15K
TypeSH
Market value$19.12M
2.42%
Sole
0.00
Shared
0.00
None
262.15K
Market Vectors High Yield Muni ETF
SOLEShares362.24K
TypeSH
Market value$18.60M
2.36%
Sole
0.00
Shared
0.00
None
362.24K
Dimensional Global Real Estate ETF
SOLEShares724.24K
TypeSH
Market value$17.66M
2.24%
Sole
0.00
Shared
0.00
None
724.24K
Vanguard Tax Exempt Bond ETF
SOLEShares326.28K
TypeSH
Market value$16.39M
2.08%
Sole
0.00
Shared
0.00
None
326.28K
Dimensional U.S. Core Equity Market ETF
SOLEShares501.02K
TypeSH
Market value$15.53M
1.97%
Sole
0.00
Shared
0.00
None
501.02K
iShares Russell 1000 Index
SOLEShares61.20K
TypeSH
Market value$14.92M
1.89%
Sole
0.00
Shared
0.00
None
61.20K
Dimensional Emerging Core Equity Mkt ETF
SOLEShares595.98K
TypeSH
Market value$13.98M
1.77%
Sole
0.00
Shared
0.00
None
595.98K
iShares MSCI Emerging Markets ESG ETF
SOLEShares420K
TypeSH
Market value$13.28M
1.68%
Sole
0.00
Shared
0.00
None
420K
Dimensional International Equity Mkt ETF
SOLEShares482.04K
TypeSH
Market value$13.17M
1.67%
Sole
0.00
Shared
0.00
None
482.04K
iShares S&P National AMT-Free Muni
SOLEShares118.14K
TypeSH
Market value$12.61M
1.60%
Sole
0.00
Shared
0.00
None
118.14K
Invesco Taxable Municipal Bond ETF
SOLEShares400.74K
TypeSH
Market value$10.64M
1.35%
Sole
0.00
Shared
0.00
None
400.74K
Vanguard REIT Index ETF
SOLEShares111.40K
TypeSH
Market value$9.31M
1.18%
Sole
0.00
Shared
0.00
None
111.40K
Microsoft Corp
SOLEShares26.12K
TypeSH
Market value$8.90M
1.13%
Sole
0.00
Shared
0.00
None
26.12K
iShares Core S&P 500 ETF
SOLEShares18.75K
TypeSH
Market value$8.36M
1.06%
Sole
0.00
Shared
0.00
None
18.75K
DFA Dimensional US Marketwide Value ETF
SOLEShares226.23K
TypeSH
Market value$7.80M
0.99%
Sole
0.00
Shared
0.00
None
226.23K
Powershares FTSE RAFI US 1000
SOLEShares46.31K
TypeSH
Market value$7.58M
0.96%
Sole
0.00
Shared
0.00
None
46.31K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Dimensional U.S. Core Equity 2 ETFSOLE | ETF | 5.64M | SH | $153.14M 19.40% | 0.00 | 0.00 | 5.64M |
SPDR Blmbg Barclays High Yield Bd ETFSOLE | ETF | 625.31K | SH | $57.55M 7.29% | 0.00 | 0.00 | 625.31K |
Vanguard Short-Term Corporate Bond ETFSOLE | ETF | 743.87K | SH | $56.28M 7.13% | 0.00 | 0.00 | 743.87K |
iShares Total US Bond ETFSOLE | ETF | 857.27K | SH | $38.98M 4.94% | 0.00 | 0.00 | 857.27K |
SPDR Nuveen S&P High Yield Municipal BondSOLE | ETF | 1.47M | SH | $36.86M 4.67% | 0.00 | 0.00 | 1.47M |
iShares MSCI USA Quality Factor ETFSOLE | ETF | 244.86K | SH | $33.02M 4.18% | 0.00 | 0.00 | 244.86K |
iShares ESG U.S. Aggregate Bond ETFSOLE | ETF | 584.41K | SH | $27.57M 3.49% | 0.00 | 0.00 | 584.41K |
Powershares Emerging Markets Debt ETFSOLE | ETF | 1.20M | SH | $23.40M 2.96% | 0.00 | 0.00 | 1.20M |
iShares ESG 1-5 Year USD Corp Bd ETFSOLE | ETF | 889.97K | SH | $21.28M 2.70% | 0.00 | 0.00 | 889.97K |
iShares MSCI EAFE ESG ETFSOLE | ETF | 262.15K | SH | $19.12M 2.42% | 0.00 | 0.00 | 262.15K |
Market Vectors High Yield Muni ETFSOLE | ETF | 362.24K | SH | $18.60M 2.36% | 0.00 | 0.00 | 362.24K |
Dimensional Global Real Estate ETFSOLE | ETF | 724.24K | SH | $17.66M 2.24% | 0.00 | 0.00 | 724.24K |
Vanguard Tax Exempt Bond ETFSOLE | ETF | 326.28K | SH | $16.39M 2.08% | 0.00 | 0.00 | 326.28K |
Dimensional U.S. Core Equity Market ETFSOLE | ETF | 501.02K | SH | $15.53M 1.97% | 0.00 | 0.00 | 501.02K |
iShares Russell 1000 IndexSOLE | ETF | 61.20K | SH | $14.92M 1.89% | 0.00 | 0.00 | 61.20K |
Dimensional Emerging Core Equity Mkt ETFSOLE | ETF | 595.98K | SH | $13.98M 1.77% | 0.00 | 0.00 | 595.98K |
iShares MSCI Emerging Markets ESG ETFSOLE | ETF | 420K | SH | $13.28M 1.68% | 0.00 | 0.00 | 420K |
Dimensional International Equity Mkt ETFSOLE | ETF | 482.04K | SH | $13.17M 1.67% | 0.00 | 0.00 | 482.04K |
iShares S&P National AMT-Free MuniSOLE | ETF | 118.14K | SH | $12.61M 1.60% | 0.00 | 0.00 | 118.14K |
Invesco Taxable Municipal Bond ETFSOLE | ETF | 400.74K | SH | $10.64M 1.35% | 0.00 | 0.00 | 400.74K |
Vanguard REIT Index ETFSOLE | ETF | 111.40K | SH | $9.31M 1.18% | 0.00 | 0.00 | 111.40K |
Microsoft CorpSOLE | COM | 26.12K | SH | $8.90M 1.13% | 0.00 | 0.00 | 26.12K |
iShares Core S&P 500 ETFSOLE | ETF | 18.75K | SH | $8.36M 1.06% | 0.00 | 0.00 | 18.75K |
DFA Dimensional US Marketwide Value ETFSOLE | ETF | 226.23K | SH | $7.80M 0.99% | 0.00 | 0.00 | 226.23K |
Powershares FTSE RAFI US 1000SOLE | ETF | 46.31K | SH | $7.58M 0.96% | 0.00 | 0.00 | 46.31K |
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