Filed: 4/21/2023ACC: 0001601742-23-000002
📋 What this filing means
PRIVATE OCEAN, LLC filed this quarterly 13F‑HR report disclosing 626 equity positions with a total reported market value of $751.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
626
Positions
$751.98M
Total AUM (reported)
17.77M
Total Shares
Allocation by class
ETF$710.75M94.5%
COM$41.20M5.5%
SELCT INTL ETF$9.2K0.0%
PFD$7.7K0.0%
PARTNERSHP UNITS$7.6K0.0%
ZACKS MULT AST$211.000.0%
N/A$195.000.0%
Portfolio Concentration
Top 3$261.44M34.8%
4–10$221.77M29.5%
11–25$155.25M20.6%
Rest$113.52M15.1%
Top 3 weight
34.8%
Top 10 weight
64.3%
Voting Authority Distribution
Total shares with voting rights: 17.77M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
17.77M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole626
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings626
Rows:
Dimensional U.S. Core Equity 2 ETF
SOLEShares5.07M
TypeSH
Market value$129.29M
17.19%
Sole
0.00
Shared
0.00
None
5.07M
Vanguard Short-Term Corporate Bond ETF
SOLEShares895.98K
TypeSH
Market value$68.30M
9.08%
Sole
0.00
Shared
0.00
None
895.98K
SPDR Blmbg Barclays High Yield Bd ETF
SOLEShares687.88K
TypeSH
Market value$63.85M
8.49%
Sole
0.00
Shared
0.00
None
687.88K
SPDR Nuveen S&P High Yield Municipal Bond
SOLEShares1.98M
TypeSH
Market value$49.56M
6.59%
Sole
0.00
Shared
0.00
None
1.98M
iShares MSCI USA Quality Factor ETF
SOLEShares305.67K
TypeSH
Market value$37.92M
5.04%
Sole
0.00
Shared
0.00
None
305.67K
Powershares Emerging Markets Debt ETF
SOLEShares1.70M
TypeSH
Market value$32.54M
4.33%
Sole
0.00
Shared
0.00
None
1.70M
iShares ESG U.S. Aggregate Bond ETF
SOLEShares584.41K
TypeSH
Market value$28.09M
3.74%
Sole
0.00
Shared
0.00
None
584.41K
iShares ESG 1-5 Year USD Corp Bd ETF
SOLEShares1.08M
TypeSH
Market value$25.99M
3.46%
Sole
0.00
Shared
0.00
None
1.08M
Market Vectors High Yield Muni ETF
SOLEShares463.51K
TypeSH
Market value$23.98M
3.19%
Sole
0.00
Shared
0.00
None
463.51K
iShares MSCI EAFE ESG ETF
SOLEShares329.68K
TypeSH
Market value$23.68M
3.15%
Sole
0.00
Shared
0.00
None
329.68K
Vanguard Tax Exempt Bond ETF
SOLEShares453.43K
TypeSH
Market value$22.97M
3.05%
Sole
0.00
Shared
0.00
None
453.43K
iShares MSCI Emerging Markets ESG ETF
SOLEShares549.14K
TypeSH
Market value$17.29M
2.30%
Sole
0.00
Shared
0.00
None
549.14K
Dimensional U.S. Core Equity Market ETF
SOLEShares515.46K
TypeSH
Market value$14.83M
1.97%
Sole
0.00
Shared
0.00
None
515.46K
iShares S&P National AMT-Free Muni
SOLEShares134.58K
TypeSH
Market value$14.50M
1.93%
Sole
0.00
Shared
0.00
None
134.58K
iShares Russell 1000 Index
SOLEShares61.25K
TypeSH
Market value$13.79M
1.83%
Sole
0.00
Shared
0.00
None
61.25K
Vanguard REIT Index ETF
SOLEShares133.37K
TypeSH
Market value$11.07M
1.47%
Sole
0.00
Shared
0.00
None
133.37K
iShares Total US Bond ETF
SOLEShares190.54K
TypeSH
Market value$8.79M
1.17%
Sole
0.00
Shared
0.00
None
190.54K
DFA Dimensional US Marketwide Value ETF
SOLEShares242.06K
TypeSH
Market value$8.10M
1.08%
Sole
0.00
Shared
0.00
None
242.06K
iShares Core S&P 500 ETF
SOLEShares19.10K
TypeSH
Market value$7.85M
1.04%
Sole
0.00
Shared
0.00
None
19.10K
Powershares FTSE RAFI US 1000
SOLEShares46.35K
TypeSH
Market value$7.27M
0.97%
Sole
0.00
Shared
0.00
None
46.35K
iShares ESG Aware MSCI USA ETF
SOLEShares77.61K
TypeSH
Market value$7.02M
0.93%
Sole
0.00
Shared
0.00
None
77.61K
Microsoft Corp
SOLEShares24.30K
TypeSH
Market value$7.01M
0.93%
Sole
0.00
Shared
0.00
None
24.30K
iShares Short-Term National Muni Bd ETF
SOLEShares52.87K
TypeSH
Market value$5.53M
0.74%
Sole
0.00
Shared
0.00
None
52.87K
Dimensional International Equity Mkt ETF
SOLEShares174.15K
TypeSH
Market value$4.69M
0.62%
Sole
0.00
Shared
0.00
None
174.15K
Dimensional Emerging Core Equity Mkt ETF
SOLEShares196.51K
TypeSH
Market value$4.52M
0.60%
Sole
0.00
Shared
0.00
None
196.51K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Dimensional U.S. Core Equity 2 ETFSOLE | ETF | 5.07M | SH | $129.29M 17.19% | 0.00 | 0.00 | 5.07M |
Vanguard Short-Term Corporate Bond ETFSOLE | ETF | 895.98K | SH | $68.30M 9.08% | 0.00 | 0.00 | 895.98K |
SPDR Blmbg Barclays High Yield Bd ETFSOLE | ETF | 687.88K | SH | $63.85M 8.49% | 0.00 | 0.00 | 687.88K |
SPDR Nuveen S&P High Yield Municipal BondSOLE | ETF | 1.98M | SH | $49.56M 6.59% | 0.00 | 0.00 | 1.98M |
iShares MSCI USA Quality Factor ETFSOLE | ETF | 305.67K | SH | $37.92M 5.04% | 0.00 | 0.00 | 305.67K |
Powershares Emerging Markets Debt ETFSOLE | ETF | 1.70M | SH | $32.54M 4.33% | 0.00 | 0.00 | 1.70M |
iShares ESG U.S. Aggregate Bond ETFSOLE | ETF | 584.41K | SH | $28.09M 3.74% | 0.00 | 0.00 | 584.41K |
iShares ESG 1-5 Year USD Corp Bd ETFSOLE | ETF | 1.08M | SH | $25.99M 3.46% | 0.00 | 0.00 | 1.08M |
Market Vectors High Yield Muni ETFSOLE | ETF | 463.51K | SH | $23.98M 3.19% | 0.00 | 0.00 | 463.51K |
iShares MSCI EAFE ESG ETFSOLE | ETF | 329.68K | SH | $23.68M 3.15% | 0.00 | 0.00 | 329.68K |
Vanguard Tax Exempt Bond ETFSOLE | ETF | 453.43K | SH | $22.97M 3.05% | 0.00 | 0.00 | 453.43K |
iShares MSCI Emerging Markets ESG ETFSOLE | ETF | 549.14K | SH | $17.29M 2.30% | 0.00 | 0.00 | 549.14K |
Dimensional U.S. Core Equity Market ETFSOLE | ETF | 515.46K | SH | $14.83M 1.97% | 0.00 | 0.00 | 515.46K |
iShares S&P National AMT-Free MuniSOLE | ETF | 134.58K | SH | $14.50M 1.93% | 0.00 | 0.00 | 134.58K |
iShares Russell 1000 IndexSOLE | ETF | 61.25K | SH | $13.79M 1.83% | 0.00 | 0.00 | 61.25K |
Vanguard REIT Index ETFSOLE | ETF | 133.37K | SH | $11.07M 1.47% | 0.00 | 0.00 | 133.37K |
iShares Total US Bond ETFSOLE | ETF | 190.54K | SH | $8.79M 1.17% | 0.00 | 0.00 | 190.54K |
DFA Dimensional US Marketwide Value ETFSOLE | ETF | 242.06K | SH | $8.10M 1.08% | 0.00 | 0.00 | 242.06K |
iShares Core S&P 500 ETFSOLE | ETF | 19.10K | SH | $7.85M 1.04% | 0.00 | 0.00 | 19.10K |
Powershares FTSE RAFI US 1000SOLE | ETF | 46.35K | SH | $7.27M 0.97% | 0.00 | 0.00 | 46.35K |
iShares ESG Aware MSCI USA ETFSOLE | ETF | 77.61K | SH | $7.02M 0.93% | 0.00 | 0.00 | 77.61K |
Microsoft CorpSOLE | COM | 24.30K | SH | $7.01M 0.93% | 0.00 | 0.00 | 24.30K |
iShares Short-Term National Muni Bd ETFSOLE | ETF | 52.87K | SH | $5.53M 0.74% | 0.00 | 0.00 | 52.87K |
Dimensional International Equity Mkt ETFSOLE | ETF | 174.15K | SH | $4.69M 0.62% | 0.00 | 0.00 | 174.15K |
Dimensional Emerging Core Equity Mkt ETFSOLE | ETF | 196.51K | SH | $4.52M 0.60% | 0.00 | 0.00 | 196.51K |
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