Filed: 2/2/2023ACC: 0001601742-23-000001
📋 What this filing means
PRIVATE OCEAN, LLC filed this quarterly 13F‑HR report disclosing 562 equity positions with a total reported market value of $805.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
562
Positions
$805.65M
Total AUM (reported)
18.10M
Total Shares
Allocation by class
ETF$750.22M93.1%
COM$55.43M6.9%
Portfolio Concentration
Top 3$288.26M35.8%
4–10$250.97M31.2%
11–25$171.85M21.3%
Rest$94.58M11.7%
Top 3 weight
35.8%
Top 10 weight
66.9%
Voting Authority Distribution
Total shares with voting rights: 18.10M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
18.10M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole562
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings562
Rows:
Dimensional U.S. Core Equity 2 ETF
SOLEShares5.38M
TypeSH
Market value$130.75M
16.23%
Sole
0.00
Shared
0.00
None
5.38M
Vanguard Short-Term Corporate Bond ETF
SOLEShares1.26M
TypeSH
Market value$94.83M
11.77%
Sole
0.00
Shared
0.00
None
1.26M
SPDR Blmbg Barclays High Yield Bd ETF
SOLEShares696.46K
TypeSH
Market value$62.68M
7.78%
Sole
0.00
Shared
0.00
None
696.46K
Market Vectors High Yield Muni ETF
SOLEShares943.34K
TypeSH
Market value$47.69M
5.92%
Sole
0.00
Shared
0.00
None
943.34K
SPDR Nuveen S&P High Yield Municipal Bond
SOLEShares915.66K
TypeSH
Market value$44.84M
5.57%
Sole
0.00
Shared
0.00
None
915.66K
iShares MSCI USA Quality Factor ETF
SOLEShares375.02K
TypeSH
Market value$42.74M
5.30%
Sole
0.00
Shared
0.00
None
375.02K
Powershares Emerging Markets Debt ETF
SOLEShares1.81M
TypeSH
Market value$33.83M
4.20%
Sole
0.00
Shared
0.00
None
1.81M
iShares MSCI Emerging Markets ESG ETF
SOLEShares921.95K
TypeSH
Market value$27.72M
3.44%
Sole
0.00
Shared
0.00
None
921.95K
iShares ESG 1-5 Year USD Corp Bd ETF
SOLEShares1.17M
TypeSH
Market value$27.70M
3.44%
Sole
0.00
Shared
0.00
None
1.17M
iShares ESG U.S. Aggregate Bond ETF
SOLEShares565.94K
TypeSH
Market value$26.45M
3.28%
Sole
0.00
Shared
0.00
None
565.94K
iShares MSCI EAFE ESG ETF
SOLEShares360.15K
TypeSH
Market value$23.68M
2.94%
Sole
0.00
Shared
0.00
None
360.15K
Vanguard Tax Exempt Bond ETF
SOLEShares477.12K
TypeSH
Market value$23.61M
2.93%
Sole
0.00
Shared
0.00
None
477.12K
Apple Inc
SOLEShares159.05K
TypeSH
Market value$20.67M
2.57%
Sole
0.00
Shared
0.00
None
159.05K
Dimensional U.S. Core Equity Market ETF
SOLEShares563.26K
TypeSH
Market value$15.22M
1.89%
Sole
0.00
Shared
0.00
None
563.26K
iShares S&P National AMT-Free Muni
SOLEShares142.16K
TypeSH
Market value$15.00M
1.86%
Sole
0.00
Shared
0.00
None
142.16K
iShares Russell 1000 Index
SOLEShares61.25K
TypeSH
Market value$12.89M
1.60%
Sole
0.00
Shared
0.00
None
61.25K
Vanguard REIT Index ETF
SOLEShares141.89K
TypeSH
Market value$11.70M
1.45%
Sole
0.00
Shared
0.00
None
141.89K
DFA Dimensional US Marketwide Value ETF
SOLEShares248.39K
TypeSH
Market value$8.32M
1.03%
Sole
0.00
Shared
0.00
None
248.39K
iShares Core S&P 500 ETF
SOLEShares19.07K
TypeSH
Market value$7.33M
0.91%
Sole
0.00
Shared
0.00
None
19.07K
Powershares FTSE RAFI US 1000
SOLEShares46.45K
TypeSH
Market value$7.21M
0.89%
Sole
0.00
Shared
0.00
None
46.45K
iShares ESG Aware MSCI USA ETF
SOLEShares83.34K
TypeSH
Market value$7.06M
0.88%
Sole
0.00
Shared
0.00
None
83.34K
Microsoft Corp
SOLEShares24.25K
TypeSH
Market value$5.82M
0.72%
Sole
0.00
Shared
0.00
None
24.25K
iShares Short-Term National Muni Bd ETF
SOLEShares52.83K
TypeSH
Market value$5.51M
0.68%
Sole
0.00
Shared
0.00
None
52.83K
Vanguard MSCI EAFE ETF
SOLEShares93.78K
TypeSH
Market value$3.94M
0.49%
Sole
0.00
Shared
0.00
None
93.78K
Vanguard Total Stock Market ETF
SOLEShares20.40K
TypeSH
Market value$3.90M
0.48%
Sole
0.00
Shared
0.00
None
20.40K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Dimensional U.S. Core Equity 2 ETFSOLE | ETF | 5.38M | SH | $130.75M 16.23% | 0.00 | 0.00 | 5.38M |
Vanguard Short-Term Corporate Bond ETFSOLE | ETF | 1.26M | SH | $94.83M 11.77% | 0.00 | 0.00 | 1.26M |
SPDR Blmbg Barclays High Yield Bd ETFSOLE | ETF | 696.46K | SH | $62.68M 7.78% | 0.00 | 0.00 | 696.46K |
Market Vectors High Yield Muni ETFSOLE | ETF | 943.34K | SH | $47.69M 5.92% | 0.00 | 0.00 | 943.34K |
SPDR Nuveen S&P High Yield Municipal BondSOLE | ETF | 915.66K | SH | $44.84M 5.57% | 0.00 | 0.00 | 915.66K |
iShares MSCI USA Quality Factor ETFSOLE | ETF | 375.02K | SH | $42.74M 5.30% | 0.00 | 0.00 | 375.02K |
Powershares Emerging Markets Debt ETFSOLE | ETF | 1.81M | SH | $33.83M 4.20% | 0.00 | 0.00 | 1.81M |
iShares MSCI Emerging Markets ESG ETFSOLE | ETF | 921.95K | SH | $27.72M 3.44% | 0.00 | 0.00 | 921.95K |
iShares ESG 1-5 Year USD Corp Bd ETFSOLE | ETF | 1.17M | SH | $27.70M 3.44% | 0.00 | 0.00 | 1.17M |
iShares ESG U.S. Aggregate Bond ETFSOLE | ETF | 565.94K | SH | $26.45M 3.28% | 0.00 | 0.00 | 565.94K |
iShares MSCI EAFE ESG ETFSOLE | ETF | 360.15K | SH | $23.68M 2.94% | 0.00 | 0.00 | 360.15K |
Vanguard Tax Exempt Bond ETFSOLE | ETF | 477.12K | SH | $23.61M 2.93% | 0.00 | 0.00 | 477.12K |
Apple IncSOLE | COM | 159.05K | SH | $20.67M 2.57% | 0.00 | 0.00 | 159.05K |
Dimensional U.S. Core Equity Market ETFSOLE | ETF | 563.26K | SH | $15.22M 1.89% | 0.00 | 0.00 | 563.26K |
iShares S&P National AMT-Free MuniSOLE | ETF | 142.16K | SH | $15.00M 1.86% | 0.00 | 0.00 | 142.16K |
iShares Russell 1000 IndexSOLE | ETF | 61.25K | SH | $12.89M 1.60% | 0.00 | 0.00 | 61.25K |
Vanguard REIT Index ETFSOLE | ETF | 141.89K | SH | $11.70M 1.45% | 0.00 | 0.00 | 141.89K |
DFA Dimensional US Marketwide Value ETFSOLE | ETF | 248.39K | SH | $8.32M 1.03% | 0.00 | 0.00 | 248.39K |
iShares Core S&P 500 ETFSOLE | ETF | 19.07K | SH | $7.33M 0.91% | 0.00 | 0.00 | 19.07K |
Powershares FTSE RAFI US 1000SOLE | ETF | 46.45K | SH | $7.21M 0.89% | 0.00 | 0.00 | 46.45K |
iShares ESG Aware MSCI USA ETFSOLE | ETF | 83.34K | SH | $7.06M 0.88% | 0.00 | 0.00 | 83.34K |
Microsoft CorpSOLE | COM | 24.25K | SH | $5.82M 0.72% | 0.00 | 0.00 | 24.25K |
iShares Short-Term National Muni Bd ETFSOLE | ETF | 52.83K | SH | $5.51M 0.68% | 0.00 | 0.00 | 52.83K |
Vanguard MSCI EAFE ETFSOLE | ETF | 93.78K | SH | $3.94M 0.49% | 0.00 | 0.00 | 93.78K |
Vanguard Total Stock Market ETFSOLE | ETF | 20.40K | SH | $3.90M 0.48% | 0.00 | 0.00 | 20.40K |
Page 1 of 23
…