PRIVATE OCEAN, LLC

Filed: 10/24/2022ACC: 0001601742-22-000006

📋 What this filing means

PRIVATE OCEAN, LLC filed this quarterly 13F‑HR report disclosing 540 equity positions with a total reported market value of $635.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

540

Positions

$635.1K

Total AUM (reported)

15.75M

Total Shares

Allocation by class

ETF$598.4K94.2%

COM$36.6K5.8%

Portfolio Concentration

Top 3$238.0K37.5%

4–10$218.4K34.4%

11–25$98.7K15.5%

Rest$79.9K12.6%

Top 3 weight

37.5%

Top 10 weight

71.9%

Voting Authority Distribution

Total shares with voting rights: 15.75M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

15.75M

% of voting shares100.0%

Investment Discretion (by position count)

Sole540

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings540

Rows:

Dimensional U.S. Core Equity 2 ETF

SOLE

ETF

Shares4.80M

TypeSH

Market value$106.7K

16.80%

Sole

0.00

Shared

0.00

None

4.80M

Vanguard Short-Term Corporate Bond ETF

SOLE

ETF

Shares951.43K

TypeSH

Market value$70.7K

11.13%

Sole

0.00

Shared

0.00

None

951.43K

SPDR Nuveen S&P High Yield Municipal Bond

SOLE

ETF

Shares1.27M

TypeSH

Market value$60.7K

9.55%

Sole

0.00

Shared

0.00

None

1.27M

SPDR Blmbg Barclays High Yield Bd ETF

SOLE

ETF

Shares673.70K

TypeSH

Market value$59.2K

9.32%

Sole

0.00

Shared

0.00

None

673.70K

Vanguard Tax Exempt Bond ETF

SOLE

ETF

Shares614.19K

TypeSH

Market value$29.6K

4.66%

Sole

0.00

Shared

0.00

None

614.19K

Powershares Emerging Markets Debt ETF

SOLE

ETF

Shares1.74M

TypeSH

Market value$29.5K

4.65%

Sole

0.00

Shared

0.00

None

1.74M

iShares ESG 1-5 Year USD Corp Bd ETF

SOLE

ETF

Shares1.17M

TypeSH

Market value$27.4K

4.31%

Sole

0.00

Shared

0.00

None

1.17M

iShares MSCI USA Quality Factor ETF

SOLE

ETF

Shares257.16K

TypeSH

Market value$26.7K

4.21%

Sole

0.00

Shared

0.00

None

257.16K

iShares ESG U.S. Aggregate Bond ETF

SOLE

ETF

Shares537.53K

TypeSH

Market value$25.0K

3.93%

Sole

0.00

Shared

0.00

None

537.53K

iShares MSCI EAFE ESG ETF

SOLE

ETF

Shares375.21K

TypeSH

Market value$21.1K

3.32%

Sole

0.00

Shared

0.00

None

375.21K

iShares MSCI Emerging Markets ESG ETF

SOLE

ETF

Shares605.50K

TypeSH

Market value$16.8K

2.64%

Sole

0.00

Shared

0.00

None

605.50K

iShares Russell 1000 Index

SOLE

ETF

Shares63.51K

TypeSH

Market value$12.5K

1.97%

Sole

0.00

Shared

0.00

None

63.51K

Market Vectors High Yield Muni ETF

SOLE

ETF

Shares204.66K

TypeSH

Market value$10.2K

1.61%

Sole

0.00

Shared

0.00

None

204.66K

DFA Tax-Managed U.S. Marketwide Value Portfolio 2

SOLE

ETF

Shares249.62K

TypeSH

Market value$7.4K

1.16%

Sole

0.00

Shared

0.00

None

249.62K

iShares S&P National AMT-Free Muni

SOLE

ETF

Shares66.68K

TypeSH

Market value$6.8K

1.08%

Sole

0.00

Shared

0.00

None

66.68K

Powershares FTSE RAFI US 1000

SOLE

ETF

Shares46.78K

TypeSH

Market value$6.5K

1.02%

Sole

0.00

Shared

0.00

None

46.78K

iShares Core S&P 500 ETF

SOLE

ETF

Shares16.58K

TypeSH

Market value$5.9K

0.94%

Sole

0.00

Shared

0.00

None

16.58K

iShares ESG Aware MSCI USA ETF

SOLE

ETF

Shares74.11K

TypeSH

Market value$5.9K

0.93%

Sole

0.00

Shared

0.00

None

74.11K

Microsoft Corp

SOLE

COM

Shares23.92K

TypeSH

Market value$5.6K

0.88%

Sole

0.00

Shared

0.00

None

23.92K

Vanguard REIT Index ETF

SOLE

ETF

Shares62K

TypeSH

Market value$5.0K

0.78%

Sole

0.00

Shared

0.00

None

62K

Vanguard Total Stock Market ETF

SOLE

ETF

Shares22.68K

TypeSH

Market value$4.1K

0.64%

Sole

0.00

Shared

0.00

None

22.68K

SPDR S&P 500 ETF Trust

SOLE

ETF

Shares9.37K

TypeSH

Market value$3.3K

0.53%

Sole

0.00

Shared

0.00

None

9.37K

Apple Inc

SOLE

COM

Shares24.07K

TypeSH

Market value$3.3K

0.52%

Sole

0.00

Shared

0.00

None

24.07K

Vanguard MSCI EAFE ETF

SOLE

ETF

Shares79.96K

TypeSH

Market value$2.9K

0.46%

Sole

0.00

Shared

0.00

None

79.96K

Powershares FTSE RAFI 1500

SOLE

ETF

Shares17.14K

TypeSH

Market value$2.5K

0.39%

Sole

0.00

Shared

0.00

None

17.14K

Issuer	Class	Shares	Type	Value / Portfolio %	None
Dimensional U.S. Core Equity 2 ETFSOLE	ETF	4.80M	SH	$106.7K 16.80%	4.80M
Vanguard Short-Term Corporate Bond ETFSOLE	ETF	951.43K	SH	$70.7K 11.13%	951.43K
SPDR Nuveen S&P High Yield Municipal BondSOLE	ETF	1.27M	SH	$60.7K 9.55%	1.27M
SPDR Blmbg Barclays High Yield Bd ETFSOLE	ETF	673.70K	SH	$59.2K 9.32%	673.70K
Vanguard Tax Exempt Bond ETFSOLE	ETF	614.19K	SH	$29.6K 4.66%	614.19K
Powershares Emerging Markets Debt ETFSOLE	ETF	1.74M	SH	$29.5K 4.65%	1.74M
iShares ESG 1-5 Year USD Corp Bd ETFSOLE	ETF	1.17M	SH	$27.4K 4.31%	1.17M
iShares MSCI USA Quality Factor ETFSOLE	ETF	257.16K	SH	$26.7K 4.21%	257.16K
iShares ESG U.S. Aggregate Bond ETFSOLE	ETF	537.53K	SH	$25.0K 3.93%	537.53K
iShares MSCI EAFE ESG ETFSOLE	ETF	375.21K	SH	$21.1K 3.32%	375.21K
iShares MSCI Emerging Markets ESG ETFSOLE	ETF	605.50K	SH	$16.8K 2.64%	605.50K
iShares Russell 1000 IndexSOLE	ETF	63.51K	SH	$12.5K 1.97%	63.51K
Market Vectors High Yield Muni ETFSOLE	ETF	204.66K	SH	$10.2K 1.61%	204.66K
DFA Tax-Managed U.S. Marketwide Value Portfolio 2SOLE	ETF	249.62K	SH	$7.4K 1.16%	249.62K
iShares S&P National AMT-Free MuniSOLE	ETF	66.68K	SH	$6.8K 1.08%	66.68K
Powershares FTSE RAFI US 1000SOLE	ETF	46.78K	SH	$6.5K 1.02%	46.78K
iShares Core S&P 500 ETFSOLE	ETF	16.58K	SH	$5.9K 0.94%	16.58K
iShares ESG Aware MSCI USA ETFSOLE	ETF	74.11K	SH	$5.9K 0.93%	74.11K
Microsoft CorpSOLE	COM	23.92K	SH	$5.6K 0.88%	23.92K
Vanguard REIT Index ETFSOLE	ETF	62K	SH	$5.0K 0.78%	62K
Vanguard Total Stock Market ETFSOLE	ETF	22.68K	SH	$4.1K 0.64%	22.68K
SPDR S&P 500 ETF TrustSOLE	ETF	9.37K	SH	$3.3K 0.53%	9.37K
Apple IncSOLE	COM	24.07K	SH	$3.3K 0.52%	24.07K
Vanguard MSCI EAFE ETFSOLE	ETF	79.96K	SH	$2.9K 0.46%	79.96K
Powershares FTSE RAFI 1500SOLE	ETF	17.14K	SH	$2.5K 0.39%	17.14K

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