PRINCIPAL SECURITIES, INC.

PrivateCIK: 12600
Location

DES MOINES, IA

1539
Positions
$8.31B
Total AUM (reported)
135.85M
Total Shares

Allocation by class

TOTAL AUM$8.31B1539 positions
COM$1.67B20.1%
INTL EQUITY ETF$396.57M4.8%
US MEGA CP ETF$357.55M4.3%
CORE S&P500 ETF$278.54M3.4%
CAP APP SEL ETF$192.35M2.3%
PRIN U S SMALL$172.32M2.1%
FOCU BLUE CH ETF$154.13M1.9%

Portfolio Concentration

Top 312.4%4–1011.8%11–2513.0%Rest62.8%TOP 1024.2%0%100%
Top 3$1.03B12.4%
4–10$976.37M11.8%
11–25$1.08B13.0%
Rest$5.22B62.8%

Top 3 weight

12.4%

Top 10 weight

24.2%

Voting Authority Distribution

Total shares with voting rights: 135.85M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

135.85M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole1539
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1539
Rows:

PRINCIPAL EXCHANGE TRADED FD

SOLE
INTL EQUITY ETF
Shares11.04M
TypeSH
Market value$396.29M
4.77%
Sole
0.00
Shared
0.00
None
11.04M

PRINCIPAL EXCHANGE TRADED FD

SOLE
US MEGA CP ETF
Shares4.82M
TypeSH
Market value$357.55M
4.31%
Sole
0.00
Shared
0.00
None
4.82M

ISHARES TR

SOLE
CORE S&P500 ETF
Shares371.94K
TypeSH
Market value$278.54M
3.35%
Sole
0.00
Shared
0.00
None
371.94K

PRINCIPAL EXCHANGE TRADED FD

SOLE
CAP APP SEL ETF
Shares5.80M
TypeSH
Market value$192.35M
2.32%
Sole
0.00
Shared
0.00
None
5.80M

PRINCIPAL EXCHANGE TRADED FD

SOLE
PRIN U S SMALL
Shares2.46M
TypeSH
Market value$172.32M
2.07%
Sole
0.00
Shared
0.00
None
2.46M

PRINCIPAL EXCHANGE TRADED FD

SOLE
FOCU BLUE CH ETF
Shares4.26M
TypeSH
Market value$154.13M
1.86%
Sole
0.00
Shared
0.00
None
4.26M

PRINCIPAL EXCHANGE TRADED FD

SOLE
PRNC INVT GRAD
Shares6.44M
TypeSH
Market value$133.04M
1.60%
Sole
0.00
Shared
0.00
None
6.44M

GOLDMAN SACHS ETF TR

SOLE
MARKETBETA US EQ
Shares1.21M
TypeSH
Market value$124.68M
1.50%
Sole
0.00
Shared
0.00
None
1.21M

NVIDIA CORPORATION

SOLE
COM
Shares512.19K
TypeSH
Market value$102.48M
1.23%
Sole
0.00
Shared
0.00
None
512.19K

APPLE INC

SOLE
COM
Shares336.46K
TypeSH
Market value$97.36M
1.17%
Sole
0.00
Shared
0.00
None
336.46K

PRINCIPAL EXCHANGE TRADED FD

SOLE
ACTIVE HIGH YL
Shares4.81M
TypeSH
Market value$91.73M
1.10%
Sole
0.00
Shared
0.00
None
4.81M

ISHARES TR

SOLE
CORE US AGGBD ET
Shares893.30K
TypeSH
Market value$88.42M
1.06%
Sole
0.00
Shared
0.00
None
893.30K

PRINCIPAL EXCHANGE TRADED FD

SOLE
PRNCPL VLU ETF
Shares1.62M
TypeSH
Market value$87.21M
1.05%
Sole
0.00
Shared
0.00
None
1.62M

MICROSOFT CORP

SOLE
COM
Shares233.75K
TypeSH
Market value$87.19M
1.05%
Sole
0.00
Shared
0.00
None
233.75K

AMAZON COM INC

SOLE
COM
Shares347.64K
TypeSH
Market value$82.86M
1.00%
Sole
0.00
Shared
0.00
None
347.64K

ISHARES TR

SOLE
CORE S&P US VLU
Shares671.26K
TypeSH
Market value$73.94M
0.89%
Sole
0.00
Shared
0.00
None
671.26K

SPDR SERIES TRUST

SOLE
ST STR P500ETF
Shares838.88K
TypeSH
Market value$73.72M
0.89%
Sole
0.00
Shared
0.00
None
838.88K

ALPHABET INC

SOLE
CAP STK CL A
Shares194.21K
TypeSH
Market value$69.40M
0.84%
Sole
0.00
Shared
0.00
None
194.21K

TRUST FOR PROFESSIONAL MANAG

SOLE
ACTIVEPASSIVE US
Shares1.48M
TypeSH
Market value$68.56M
0.83%
Sole
0.00
Shared
0.00
None
1.48M

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares168.60K
TypeSH
Market value$62.39M
0.75%
Sole
0.00
Shared
0.00
None
168.60K

GOLDMAN SACHS ETF TR

SOLE
ACCESS US AGRAT
Shares1.51M
TypeSH
Market value$62.06M
0.75%
Sole
0.00
Shared
0.00
None
1.51M

ISHARES TR

SOLE
RUS 1000 ETF
Shares147.17K
TypeSH
Market value$60.26M
0.73%
Sole
0.00
Shared
0.00
None
147.17K

ISHARES TR

SOLE
S&P 500 GRWT ETF
Shares428.59K
TypeSH
Market value$58.94M
0.71%
Sole
0.00
Shared
0.00
None
428.59K

GOLDMAN SACHS ETF TR

SOLE
ACTIVEBETA INT
Shares1.27M
TypeSH
Market value$57.89M
0.70%
Sole
0.00
Shared
0.00
None
1.27M

FIDELITY COVINGTON TRUST

SOLE
MSCI INFO TECH I
Shares198.77K
TypeSH
Market value$56.76M
0.68%
Sole
0.00
Shared
0.00
None
198.77K
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