PRINCIPAL SECURITIES, INC.

PrivateCIK: 12600
Location

DES MOINES, IA

1411
Positions
$6.82B
Total AUM (reported)
115.37M
Total Shares

Allocation by class

TOTAL AUM$6.82B1411 positions
COM$1.43B21.0%
US MEGA CP ETF$304.64M4.5%
CORE S&P500 ETF$202.23M3.0%
STATE STREET SPD$164.13M2.4%
PRIN U S SMALL$145.39M2.1%
CAP APPRECIATION$141.73M2.1%
INTL EQUITY ETF$140.66M2.1%

Portfolio Concentration

Top 39.6%4–1012.4%11–2514.1%Rest63.9%TOP 1021.9%0%100%
Top 3$652.27M9.6%
4–10$841.99M12.4%
11–25$964.31M14.1%
Rest$4.36B63.9%

Top 3 weight

9.6%

Top 10 weight

21.9%

Voting Authority Distribution

Total shares with voting rights: 115.37M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

115.37M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole1411
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1411
Rows:

PRINCIPAL EXCHANGE TRADED FD

SOLE
US MEGA CP ETF
Shares4.74M
TypeSH
Market value$304.64M
4.47%
Sole
0.00
Shared
0.00
None
4.74M

ISHARES TR

SOLE
CORE S&P500 ETF
Shares309.60K
TypeSH
Market value$202.23M
2.97%
Sole
0.00
Shared
0.00
None
309.60K

PRINCIPAL EXCHANGE TRADED FD

SOLE
PRIN U S SMALL
Shares2.54M
TypeSH
Market value$145.39M
2.13%
Sole
0.00
Shared
0.00
None
2.54M

PRINCIPAL EXCHANGE TRADED FD

SOLE
INTL EQUITY ETF
Shares4.14M
TypeSH
Market value$140.66M
2.06%
Sole
0.00
Shared
0.00
None
4.14M

PRINCIPAL EXCHANGE TRADED FD

SOLE
CAP APPRECIATION
Shares4.82M
TypeSH
Market value$139.71M
2.05%
Sole
0.00
Shared
0.00
None
4.82M

PRINCIPAL EXCHANGE TRADED FD

SOLE
FOCUSED BLUE CHI
Shares4.25M
TypeSH
Market value$139.22M
2.04%
Sole
0.00
Shared
0.00
None
4.25M

ISHARES TR

SOLE
CORE US AGGBD ET
Shares1.36M
TypeSH
Market value$134.77M
1.98%
Sole
0.00
Shared
0.00
None
1.36M

GOLDMAN SACHS ETF TR

SOLE
MARKETBETA US EQ
Shares1.16M
TypeSH
Market value$103.71M
1.52%
Sole
0.00
Shared
0.00
None
1.16M

PRINCIPAL EXCHANGE TRADED FD

SOLE
PRNC INVT GRAD
Shares4.85M
TypeSH
Market value$100.16M
1.47%
Sole
0.00
Shared
0.00
None
4.85M

NVIDIA CORPORATION

SOLE
COM
Shares480.36K
TypeSH
Market value$83.77M
1.23%
Sole
0.00
Shared
0.00
None
480.36K

MICROSOFT CORP

SOLE
COM
Shares223.93K
TypeSH
Market value$82.89M
1.22%
Sole
0.00
Shared
0.00
None
223.93K

APPLE INC

SOLE
COM
Shares314.96K
TypeSH
Market value$79.93M
1.17%
Sole
0.00
Shared
0.00
None
314.96K

PRINCIPAL EXCHANGE TRADED FD

SOLE
PRNCPL VLU ETF
Shares1.43M
TypeSH
Market value$73.55M
1.08%
Sole
0.00
Shared
0.00
None
1.43M

ISHARES TR

SOLE
CORE S&P US VLU
Shares702.08K
TypeSH
Market value$71.79M
1.05%
Sole
0.00
Shared
0.00
None
702.08K

AMAZON COM INC

SOLE
COM
Shares338.86K
TypeSH
Market value$70.57M
1.04%
Sole
0.00
Shared
0.00
None
338.86K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares866.61K
TypeSH
Market value$66.33M
0.97%
Sole
0.00
Shared
0.00
None
866.61K

ISHARES TR

SOLE
RUS 1000 ETF
Shares182.40K
TypeSH
Market value$65.04M
0.95%
Sole
0.00
Shared
0.00
None
182.40K

PRINCIPAL EXCHANGE TRADED FD

SOLE
ACTIVE HIGH YL
Shares3.34M
TypeSH
Market value$63.26M
0.93%
Sole
0.00
Shared
0.00
None
3.34M

GOLDMAN SACHS ETF TR

SOLE
ACCESS US AGRAT
Shares1.45M
TypeSH
Market value$59.73M
0.88%
Sole
0.00
Shared
0.00
None
1.45M

ISHARES TR

SOLE
CORE MSCI EAFE
Shares638.34K
TypeSH
Market value$57.79M
0.85%
Sole
0.00
Shared
0.00
None
638.34K

ISHARES INC

SOLE
CORE MSCI EMKT
Shares803.50K
TypeSH
Market value$56.04M
0.82%
Sole
0.00
Shared
0.00
None
803.50K

ALPHABET INC

SOLE
CAP STK CL A
Shares194.77K
TypeSH
Market value$56.01M
0.82%
Sole
0.00
Shared
0.00
None
194.77K

TRUST FOR PROFESSIONAL MANAG

SOLE
ACTIVEPASSIVE US
Shares1.37M
TypeSH
Market value$54.87M
0.80%
Sole
0.00
Shared
0.00
None
1.37M

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares170.31K
TypeSH
Market value$54.64M
0.80%
Sole
0.00
Shared
0.00
None
170.31K

SCHWAB STRATEGIC TR

SOLE
US TIPS ETF
Shares1.95M
TypeSH
Market value$51.86M
0.76%
Sole
0.00
Shared
0.00
None
1.95M
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