PRINCIPAL SECURITIES, INC.

Filed: 8/4/2026ACC: 0000012600-26-000012

📋 What this filing means

PRINCIPAL SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 1539 equity positions with a total reported market value of $8.31B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1539

Positions

$8.31B

Total AUM (reported)

135.85M

Total Shares

Allocation by class

COM$1.67B20.1%

INTL EQUITY ETF$396.57M4.8%

US MEGA CP ETF$357.55M4.3%

CORE S&P500 ETF$278.54M3.4%

CAP APP SEL ETF$192.35M2.3%

PRIN U S SMALL$172.32M2.1%

FOCU BLUE CH ETF$154.13M1.9%

Portfolio Concentration

Top 3$1.03B12.4%

4–10$976.37M11.8%

11–25$1.08B13.0%

Rest$5.22B62.8%

Top 3 weight

12.4%

Top 10 weight

24.2%

Voting Authority Distribution

Total shares with voting rights: 135.85M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

135.85M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1539

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1539

Rows:

PRINCIPAL EXCHANGE TRADED FD

SOLE

INTL EQUITY ETF

Shares11.04M

TypeSH

Market value$396.29M

4.77%

Sole

0.00

Shared

0.00

None

11.04M

PRINCIPAL EXCHANGE TRADED FD

SOLE

US MEGA CP ETF

Shares4.82M

TypeSH

Market value$357.55M

4.31%

Sole

0.00

Shared

0.00

None

4.82M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares371.94K

TypeSH

Market value$278.54M

3.35%

Sole

0.00

Shared

0.00

None

371.94K

PRINCIPAL EXCHANGE TRADED FD

SOLE

CAP APP SEL ETF

Shares5.80M

TypeSH

Market value$192.35M

2.32%

Sole

0.00

Shared

0.00

None

5.80M

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRIN U S SMALL

Shares2.46M

TypeSH

Market value$172.32M

2.07%

Sole

0.00

Shared

0.00

None

2.46M

PRINCIPAL EXCHANGE TRADED FD

SOLE

FOCU BLUE CH ETF

Shares4.26M

TypeSH

Market value$154.13M

1.86%

Sole

0.00

Shared

0.00

None

4.26M

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNC INVT GRAD

Shares6.44M

TypeSH

Market value$133.04M

1.60%

Sole

0.00

Shared

0.00

None

6.44M

GOLDMAN SACHS ETF TR

SOLE

MARKETBETA US EQ

Shares1.21M

TypeSH

Market value$124.68M

1.50%

Sole

0.00

Shared

0.00

None

1.21M

NVIDIA CORPORATION

SOLE

COM

Shares512.19K

TypeSH

Market value$102.48M

1.23%

Sole

0.00

Shared

0.00

None

512.19K

APPLE INC

SOLE

COM

Shares336.46K

TypeSH

Market value$97.36M

1.17%

Sole

0.00

Shared

0.00

None

336.46K

PRINCIPAL EXCHANGE TRADED FD

SOLE

ACTIVE HIGH YL

Shares4.81M

TypeSH

Market value$91.73M

1.10%

Sole

0.00

Shared

0.00

None

4.81M

ISHARES TR

SOLE

CORE US AGGBD ET

Shares893.30K

TypeSH

Market value$88.42M

1.06%

Sole

0.00

Shared

0.00

None

893.30K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNCPL VLU ETF

Shares1.62M

TypeSH

Market value$87.21M

1.05%

Sole

0.00

Shared

0.00

None

1.62M

MICROSOFT CORP

SOLE

COM

Shares233.75K

TypeSH

Market value$87.19M

1.05%

Sole

0.00

Shared

0.00

None

233.75K

AMAZON COM INC

SOLE

COM

Shares347.64K

TypeSH

Market value$82.86M

1.00%

Sole

0.00

Shared

0.00

None

347.64K

ISHARES TR

SOLE

CORE S&P US VLU

Shares671.26K

TypeSH

Market value$73.94M

0.89%

Sole

0.00

Shared

0.00

None

671.26K

SPDR SERIES TRUST

SOLE

ST STR P500ETF

Shares838.88K

TypeSH

Market value$73.72M

0.89%

Sole

0.00

Shared

0.00

None

838.88K

ALPHABET INC

SOLE

CAP STK CL A

Shares194.21K

TypeSH

Market value$69.40M

0.84%

Sole

0.00

Shared

0.00

None

194.21K

TRUST FOR PROFESSIONAL MANAG

SOLE

ACTIVEPASSIVE US

Shares1.48M

TypeSH

Market value$68.56M

0.83%

Sole

0.00

Shared

0.00

None

1.48M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares168.60K

TypeSH

Market value$62.39M

0.75%

Sole

0.00

Shared

0.00

None

168.60K

GOLDMAN SACHS ETF TR

SOLE

ACCESS US AGRAT

Shares1.51M

TypeSH

Market value$62.06M

0.75%

Sole

0.00

Shared

0.00

None

1.51M

ISHARES TR

SOLE

RUS 1000 ETF

Shares147.17K

TypeSH

Market value$60.26M

0.73%

Sole

0.00

Shared

0.00

None

147.17K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares428.59K

TypeSH

Market value$58.94M

0.71%

Sole

0.00

Shared

0.00

None

428.59K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares1.27M

TypeSH

Market value$57.89M

0.70%

Sole

0.00

Shared

0.00

None

1.27M

FIDELITY COVINGTON TRUST

SOLE

MSCI INFO TECH I

Shares198.77K

TypeSH

Market value$56.76M

0.68%

Sole

0.00

Shared

0.00

None

198.77K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PRINCIPAL EXCHANGE TRADED FDSOLE	INTL EQUITY ETF	11.04M	SH	$396.29M 4.77%	11.04M
PRINCIPAL EXCHANGE TRADED FDSOLE	US MEGA CP ETF	4.82M	SH	$357.55M 4.31%	4.82M
ISHARES TRSOLE	CORE S&P500 ETF	371.94K	SH	$278.54M 3.35%	371.94K
PRINCIPAL EXCHANGE TRADED FDSOLE	CAP APP SEL ETF	5.80M	SH	$192.35M 2.32%	5.80M
PRINCIPAL EXCHANGE TRADED FDSOLE	PRIN U S SMALL	2.46M	SH	$172.32M 2.07%	2.46M
PRINCIPAL EXCHANGE TRADED FDSOLE	FOCU BLUE CH ETF	4.26M	SH	$154.13M 1.86%	4.26M
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNC INVT GRAD	6.44M	SH	$133.04M 1.60%	6.44M
GOLDMAN SACHS ETF TRSOLE	MARKETBETA US EQ	1.21M	SH	$124.68M 1.50%	1.21M
NVIDIA CORPORATIONSOLE	COM	512.19K	SH	$102.48M 1.23%	512.19K
APPLE INCSOLE	COM	336.46K	SH	$97.36M 1.17%	336.46K
PRINCIPAL EXCHANGE TRADED FDSOLE	ACTIVE HIGH YL	4.81M	SH	$91.73M 1.10%	4.81M
ISHARES TRSOLE	CORE US AGGBD ET	893.30K	SH	$88.42M 1.06%	893.30K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNCPL VLU ETF	1.62M	SH	$87.21M 1.05%	1.62M
MICROSOFT CORPSOLE	COM	233.75K	SH	$87.19M 1.05%	233.75K
AMAZON COM INCSOLE	COM	347.64K	SH	$82.86M 1.00%	347.64K
ISHARES TRSOLE	CORE S&P US VLU	671.26K	SH	$73.94M 0.89%	671.26K
SPDR SERIES TRUSTSOLE	ST STR P500ETF	838.88K	SH	$73.72M 0.89%	838.88K
ALPHABET INCSOLE	CAP STK CL A	194.21K	SH	$69.40M 0.84%	194.21K
TRUST FOR PROFESSIONAL MANAGSOLE	ACTIVEPASSIVE US	1.48M	SH	$68.56M 0.83%	1.48M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	168.60K	SH	$62.39M 0.75%	168.60K
GOLDMAN SACHS ETF TRSOLE	ACCESS US AGRAT	1.51M	SH	$62.06M 0.75%	1.51M
ISHARES TRSOLE	RUS 1000 ETF	147.17K	SH	$60.26M 0.73%	147.17K
ISHARES TRSOLE	S&P 500 GRWT ETF	428.59K	SH	$58.94M 0.71%	428.59K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	1.27M	SH	$57.89M 0.70%	1.27M
FIDELITY COVINGTON TRUSTSOLE	MSCI INFO TECH I	198.77K	SH	$56.76M 0.68%	198.77K

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