PRINCIPAL SECURITIES, INC.

Filed: 5/13/2026ACC: 0000012600-26-000009

📋 What this filing means

PRINCIPAL SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 1411 equity positions with a total reported market value of $6.82B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1411

Positions

$6.82B

Total AUM (reported)

115.37M

Total Shares

Allocation by class

COM$1.43B21.0%

US MEGA CP ETF$304.64M4.5%

CORE S&P500 ETF$202.23M3.0%

STATE STREET SPD$164.13M2.4%

PRIN U S SMALL$145.39M2.1%

CAP APPRECIATION$141.73M2.1%

INTL EQUITY ETF$140.66M2.1%

Portfolio Concentration

Top 3$652.27M9.6%

4–10$841.99M12.4%

11–25$964.31M14.1%

Rest$4.36B63.9%

Top 3 weight

9.6%

Top 10 weight

21.9%

Voting Authority Distribution

Total shares with voting rights: 115.37M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

115.37M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1411

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1411

Rows:

PRINCIPAL EXCHANGE TRADED FD

SOLE

US MEGA CP ETF

Shares4.74M

TypeSH

Market value$304.64M

4.47%

Sole

0.00

Shared

0.00

None

4.74M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares309.60K

TypeSH

Market value$202.23M

2.97%

Sole

0.00

Shared

0.00

None

309.60K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRIN U S SMALL

Shares2.54M

TypeSH

Market value$145.39M

2.13%

Sole

0.00

Shared

0.00

None

2.54M

PRINCIPAL EXCHANGE TRADED FD

SOLE

INTL EQUITY ETF

Shares4.14M

TypeSH

Market value$140.66M

2.06%

Sole

0.00

Shared

0.00

None

4.14M

PRINCIPAL EXCHANGE TRADED FD

SOLE

CAP APPRECIATION

Shares4.82M

TypeSH

Market value$139.71M

2.05%

Sole

0.00

Shared

0.00

None

4.82M

PRINCIPAL EXCHANGE TRADED FD

SOLE

FOCUSED BLUE CHI

Shares4.25M

TypeSH

Market value$139.22M

2.04%

Sole

0.00

Shared

0.00

None

4.25M

ISHARES TR

SOLE

CORE US AGGBD ET

Shares1.36M

TypeSH

Market value$134.77M

1.98%

Sole

0.00

Shared

0.00

None

1.36M

GOLDMAN SACHS ETF TR

SOLE

MARKETBETA US EQ

Shares1.16M

TypeSH

Market value$103.71M

1.52%

Sole

0.00

Shared

0.00

None

1.16M

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNC INVT GRAD

Shares4.85M

TypeSH

Market value$100.16M

1.47%

Sole

0.00

Shared

0.00

None

4.85M

NVIDIA CORPORATION

SOLE

COM

Shares480.36K

TypeSH

Market value$83.77M

1.23%

Sole

0.00

Shared

0.00

None

480.36K

MICROSOFT CORP

SOLE

COM

Shares223.93K

TypeSH

Market value$82.89M

1.22%

Sole

0.00

Shared

0.00

None

223.93K

APPLE INC

SOLE

COM

Shares314.96K

TypeSH

Market value$79.93M

1.17%

Sole

0.00

Shared

0.00

None

314.96K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNCPL VLU ETF

Shares1.43M

TypeSH

Market value$73.55M

1.08%

Sole

0.00

Shared

0.00

None

1.43M

ISHARES TR

SOLE

CORE S&P US VLU

Shares702.08K

TypeSH

Market value$71.79M

1.05%

Sole

0.00

Shared

0.00

None

702.08K

AMAZON COM INC

SOLE

COM

Shares338.86K

TypeSH

Market value$70.57M

1.04%

Sole

0.00

Shared

0.00

None

338.86K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares866.61K

TypeSH

Market value$66.33M

0.97%

Sole

0.00

Shared

0.00

None

866.61K

ISHARES TR

SOLE

RUS 1000 ETF

Shares182.40K

TypeSH

Market value$65.04M

0.95%

Sole

0.00

Shared

0.00

None

182.40K

PRINCIPAL EXCHANGE TRADED FD

SOLE

ACTIVE HIGH YL

Shares3.34M

TypeSH

Market value$63.26M

0.93%

Sole

0.00

Shared

0.00

None

3.34M

GOLDMAN SACHS ETF TR

SOLE

ACCESS US AGRAT

Shares1.45M

TypeSH

Market value$59.73M

0.88%

Sole

0.00

Shared

0.00

None

1.45M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares638.34K

TypeSH

Market value$57.79M

0.85%

Sole

0.00

Shared

0.00

None

638.34K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares803.50K

TypeSH

Market value$56.04M

0.82%

Sole

0.00

Shared

0.00

None

803.50K

ALPHABET INC

SOLE

CAP STK CL A

Shares194.77K

TypeSH

Market value$56.01M

0.82%

Sole

0.00

Shared

0.00

None

194.77K

TRUST FOR PROFESSIONAL MANAG

SOLE

ACTIVEPASSIVE US

Shares1.37M

TypeSH

Market value$54.87M

0.80%

Sole

0.00

Shared

0.00

None

1.37M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares170.31K

TypeSH

Market value$54.64M

0.80%

Sole

0.00

Shared

0.00

None

170.31K

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares1.95M

TypeSH

Market value$51.86M

0.76%

Sole

0.00

Shared

0.00

None

1.95M

Issuer	Class	Shares	Type	Value / Portfolio %	None
PRINCIPAL EXCHANGE TRADED FDSOLE	US MEGA CP ETF	4.74M	SH	$304.64M 4.47%	4.74M
ISHARES TRSOLE	CORE S&P500 ETF	309.60K	SH	$202.23M 2.97%	309.60K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRIN U S SMALL	2.54M	SH	$145.39M 2.13%	2.54M
PRINCIPAL EXCHANGE TRADED FDSOLE	INTL EQUITY ETF	4.14M	SH	$140.66M 2.06%	4.14M
PRINCIPAL EXCHANGE TRADED FDSOLE	CAP APPRECIATION	4.82M	SH	$139.71M 2.05%	4.82M
PRINCIPAL EXCHANGE TRADED FDSOLE	FOCUSED BLUE CHI	4.25M	SH	$139.22M 2.04%	4.25M
ISHARES TRSOLE	CORE US AGGBD ET	1.36M	SH	$134.77M 1.98%	1.36M
GOLDMAN SACHS ETF TRSOLE	MARKETBETA US EQ	1.16M	SH	$103.71M 1.52%	1.16M
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNC INVT GRAD	4.85M	SH	$100.16M 1.47%	4.85M
NVIDIA CORPORATIONSOLE	COM	480.36K	SH	$83.77M 1.23%	480.36K
MICROSOFT CORPSOLE	COM	223.93K	SH	$82.89M 1.22%	223.93K
APPLE INCSOLE	COM	314.96K	SH	$79.93M 1.17%	314.96K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNCPL VLU ETF	1.43M	SH	$73.55M 1.08%	1.43M
ISHARES TRSOLE	CORE S&P US VLU	702.08K	SH	$71.79M 1.05%	702.08K
AMAZON COM INCSOLE	COM	338.86K	SH	$70.57M 1.04%	338.86K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	866.61K	SH	$66.33M 0.97%	866.61K
ISHARES TRSOLE	RUS 1000 ETF	182.40K	SH	$65.04M 0.95%	182.40K
PRINCIPAL EXCHANGE TRADED FDSOLE	ACTIVE HIGH YL	3.34M	SH	$63.26M 0.93%	3.34M
GOLDMAN SACHS ETF TRSOLE	ACCESS US AGRAT	1.45M	SH	$59.73M 0.88%	1.45M
ISHARES TRSOLE	CORE MSCI EAFE	638.34K	SH	$57.79M 0.85%	638.34K
ISHARES INCSOLE	CORE MSCI EMKT	803.50K	SH	$56.04M 0.82%	803.50K
ALPHABET INCSOLE	CAP STK CL A	194.77K	SH	$56.01M 0.82%	194.77K
TRUST FOR PROFESSIONAL MANAGSOLE	ACTIVEPASSIVE US	1.37M	SH	$54.87M 0.80%	1.37M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	170.31K	SH	$54.64M 0.80%	170.31K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	1.95M	SH	$51.86M 0.76%	1.95M

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