PRINCIPAL SECURITIES, INC.

Filed: 2/12/2026ACC: 0000012600-26-000001

📋 What this filing means

PRINCIPAL SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 1345 equity positions with a total reported market value of $6.48B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1345

Positions

$6.48B

Total AUM (reported)

103.32M

Total Shares

Allocation by class

COM$1.39B21.5%

US MEGA CP ETF$306.01M4.7%

CORE S&P500 ETF$202.23M3.1%

STATE STREET SPD$177.67M2.7%

FOCUSED BLUE CHI$145.66M2.2%

CORE US AGGBD ET$138.65M2.1%

PRIN U S SMALL$133.90M2.1%

Portfolio Concentration

Top 3$653.91M10.1%

4–10$778.32M12.0%

11–25$928.22M14.3%

Rest$4.12B63.6%

Top 3 weight

10.1%

Top 10 weight

22.1%

Voting Authority Distribution

Total shares with voting rights: 103.32M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

103.32M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1345

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1345

Rows:

PRINCIPAL EXCHANGE TRADED FD

SOLE

US MEGA CP ETF

Shares4.47M

TypeSH

Market value$306.01M

4.72%

Sole

0.00

Shared

0.00

None

4.47M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares295.25K

TypeSH

Market value$202.23M

3.12%

Sole

0.00

Shared

0.00

None

295.25K

PRINCIPAL EXCHANGE TRADED FD

SOLE

FOCUSED BLUE CHI

Shares3.89M

TypeSH

Market value$145.66M

2.25%

Sole

0.00

Shared

0.00

None

3.89M

ISHARES TR

SOLE

CORE US AGGBD ET

Shares1.39M

TypeSH

Market value$138.65M

2.14%

Sole

0.00

Shared

0.00

None

1.39M

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRIN U S SMALL

Shares2.32M

TypeSH

Market value$133.90M

2.07%

Sole

0.00

Shared

0.00

None

2.32M

PRINCIPAL EXCHANGE TRADED FD

SOLE

INTL EQUITY ETF

Shares3.72M

TypeSH

Market value$122.76M

1.89%

Sole

0.00

Shared

0.00

None

3.72M

GOLDMAN SACHS ETF TR

SOLE

MARKETBETA US EQ

Shares1.18M

TypeSH

Market value$111.44M

1.72%

Sole

0.00

Shared

0.00

None

1.18M

MICROSOFT CORP

SOLE

COM

Shares202.41K

TypeSH

Market value$97.89M

1.51%

Sole

0.00

Shared

0.00

None

202.41K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNC INVT GRAD

Shares4.16M

TypeSH

Market value$86.86M

1.34%

Sole

0.00

Shared

0.00

None

4.16M

PRINCIPAL EXCHANGE TRADED FD

SOLE

CAP APPRECIATION

Shares2.94M

TypeSH

Market value$86.83M

1.34%

Sole

0.00

Shared

0.00

None

2.94M

NVIDIA CORPORATION

SOLE

COM

Shares426.06K

TypeSH

Market value$79.46M

1.23%

Sole

0.00

Shared

0.00

None

426.06K

APPLE INC

SOLE

COM

Shares289.79K

TypeSH

Market value$78.78M

1.22%

Sole

0.00

Shared

0.00

None

289.79K

AMAZON COM INC

SOLE

COM

Shares323.35K

TypeSH

Market value$74.64M

1.15%

Sole

0.00

Shared

0.00

None

323.35K

ISHARES TR

SOLE

RUS 1000 ETF

Shares179.75K

TypeSH

Market value$67.13M

1.04%

Sole

0.00

Shared

0.00

None

179.75K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares833.87K

TypeSH

Market value$66.89M

1.03%

Sole

0.00

Shared

0.00

None

833.87K

ISHARES TR

SOLE

CORE S&P US VLU

Shares627.65K

TypeSH

Market value$64.36M

0.99%

Sole

0.00

Shared

0.00

None

627.65K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNCPL VLU ETF

Shares1.16M

TypeSH

Market value$60.42M

0.93%

Sole

0.00

Shared

0.00

None

1.16M

ALPHABET INC

SOLE

CAP STK CL A

Shares192.53K

TypeSH

Market value$60.26M

0.93%

Sole

0.00

Shared

0.00

None

192.53K

GOLDMAN SACHS ETF TR

SOLE

ACCESS US AGRAT

Shares1.32M

TypeSH

Market value$54.71M

0.84%

Sole

0.00

Shared

0.00

None

1.32M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares813.74K

TypeSH

Market value$54.70M

0.84%

Sole

0.00

Shared

0.00

None

813.74K

PRINCIPAL EXCHANGE TRADED FD

SOLE

ACTIVE HIGH YL

Shares2.87M

TypeSH

Market value$54.58M

0.84%

Sole

0.00

Shared

0.00

None

2.87M

TRUST FOR PROFESSIONAL MANAG

SOLE

ACTIVEPASSIVE US

Shares1.30M

TypeSH

Market value$54.25M

0.84%

Sole

0.00

Shared

0.00

None

1.30M

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares434.71K

TypeSH

Market value$53.58M

0.83%

Sole

0.00

Shared

0.00

None

434.71K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares157.84K

TypeSH

Market value$52.92M

0.82%

Sole

0.00

Shared

0.00

None

157.84K

ISHARES TR

SOLE

CORE S&P US GWT

Shares306.86K

TypeSH

Market value$51.53M

0.80%

Sole

0.00

Shared

0.00

None

306.86K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PRINCIPAL EXCHANGE TRADED FDSOLE	US MEGA CP ETF	4.47M	SH	$306.01M 4.72%	4.47M
ISHARES TRSOLE	CORE S&P500 ETF	295.25K	SH	$202.23M 3.12%	295.25K
PRINCIPAL EXCHANGE TRADED FDSOLE	FOCUSED BLUE CHI	3.89M	SH	$145.66M 2.25%	3.89M
ISHARES TRSOLE	CORE US AGGBD ET	1.39M	SH	$138.65M 2.14%	1.39M
PRINCIPAL EXCHANGE TRADED FDSOLE	PRIN U S SMALL	2.32M	SH	$133.90M 2.07%	2.32M
PRINCIPAL EXCHANGE TRADED FDSOLE	INTL EQUITY ETF	3.72M	SH	$122.76M 1.89%	3.72M
GOLDMAN SACHS ETF TRSOLE	MARKETBETA US EQ	1.18M	SH	$111.44M 1.72%	1.18M
MICROSOFT CORPSOLE	COM	202.41K	SH	$97.89M 1.51%	202.41K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNC INVT GRAD	4.16M	SH	$86.86M 1.34%	4.16M
PRINCIPAL EXCHANGE TRADED FDSOLE	CAP APPRECIATION	2.94M	SH	$86.83M 1.34%	2.94M
NVIDIA CORPORATIONSOLE	COM	426.06K	SH	$79.46M 1.23%	426.06K
APPLE INCSOLE	COM	289.79K	SH	$78.78M 1.22%	289.79K
AMAZON COM INCSOLE	COM	323.35K	SH	$74.64M 1.15%	323.35K
ISHARES TRSOLE	RUS 1000 ETF	179.75K	SH	$67.13M 1.04%	179.75K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	833.87K	SH	$66.89M 1.03%	833.87K
ISHARES TRSOLE	CORE S&P US VLU	627.65K	SH	$64.36M 0.99%	627.65K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNCPL VLU ETF	1.16M	SH	$60.42M 0.93%	1.16M
ALPHABET INCSOLE	CAP STK CL A	192.53K	SH	$60.26M 0.93%	192.53K
GOLDMAN SACHS ETF TRSOLE	ACCESS US AGRAT	1.32M	SH	$54.71M 0.84%	1.32M
ISHARES INCSOLE	CORE MSCI EMKT	813.74K	SH	$54.70M 0.84%	813.74K
PRINCIPAL EXCHANGE TRADED FDSOLE	ACTIVE HIGH YL	2.87M	SH	$54.58M 0.84%	2.87M
TRUST FOR PROFESSIONAL MANAGSOLE	ACTIVEPASSIVE US	1.30M	SH	$54.25M 0.84%	1.30M
ISHARES TRSOLE	S&P 500 GRWT ETF	434.71K	SH	$53.58M 0.83%	434.71K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	157.84K	SH	$52.92M 0.82%	157.84K
ISHARES TRSOLE	CORE S&P US GWT	306.86K	SH	$51.53M 0.80%	306.86K

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