PRINCIPAL SECURITIES, INC.

Filed: 11/12/2025ACC: 0000012600-25-000011

📋 What this filing means

PRINCIPAL SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 3731 equity positions with a total reported market value of $6.07B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3731

Positions

$6.07B

Total AUM (reported)

95.22M

Total Shares

Allocation by class

COM$1.34B22.1%

US MEGA CP ETF$298.56M4.9%

CORE S&P500 ETF$179.91M3.0%

CORE US AGGBD ET$131.48M2.2%

FOCUSED BLUE CHI$127.28M2.1%

PRIN U S SMALL$126.44M2.1%

CL A$116.11M1.9%

Portfolio Concentration

Top 3$609.95M10.0%

4–10$704.07M11.6%

11–25$845.69M13.9%

Rest$3.91B64.4%

Top 3 weight

10.0%

Top 10 weight

21.6%

Voting Authority Distribution

Total shares with voting rights: 95.22M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

95.22M

% of voting shares100.0%

Investment Discretion (by position count)

Sole3731

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings3731

Rows:

PRINCIPAL EXCHANGE TRADED FD

SOLE

US MEGA CP ETF

Shares4.38M

TypeSH

Market value$298.56M

4.92%

Sole

0.00

Shared

0.00

None

4.38M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares268.80K

TypeSH

Market value$179.91M

2.96%

Sole

0.00

Shared

0.00

None

268.80K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares1.31M

TypeSH

Market value$131.48M

2.17%

Sole

0.00

Shared

0.00

None

1.31M

PRINCIPAL EXCHANGE TRADED FD

SOLE

FOCUSED BLUE CHI

Shares3.38M

TypeSH

Market value$127.28M

2.10%

Sole

0.00

Shared

0.00

None

3.38M

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRIN U S SMALL

Shares2.22M

TypeSH

Market value$126.44M

2.08%

Sole

0.00

Shared

0.00

None

2.22M

GOLDMAN SACHS ETF TR

SOLE

MARKETBETA US EQ

Shares1.14M

TypeSH

Market value$105.12M

1.73%

Sole

0.00

Shared

0.00

None

1.14M

MICROSOFT CORP

SOLE

COM

Shares191.66K

TypeSH

Market value$99.27M

1.64%

Sole

0.00

Shared

0.00

None

191.66K

PRINCIPAL EXCHANGE TRADED FD

SOLE

INTL EQUITY ETF

Shares3.14M

TypeSH

Market value$99.23M

1.63%

Sole

0.00

Shared

0.00

None

3.14M

ISHARES TR

SOLE

CORE S&P US VLU

Shares736.57K

TypeSH

Market value$73.62M

1.21%

Sole

0.00

Shared

0.00

None

736.57K

SPDR SERIES TRUST

SOLE

PORTFOLIO S&P500

Shares933.13K

TypeSH

Market value$73.10M

1.20%

Sole

0.00

Shared

0.00

None

933.13K

NVIDIA CORPORATION

SOLE

COM

Shares388.11K

TypeSH

Market value$72.41M

1.19%

Sole

0.00

Shared

0.00

None

388.11K

AMAZON COM INC

SOLE

COM

Shares315.54K

TypeSH

Market value$69.28M

1.14%

Sole

0.00

Shared

0.00

None

315.54K

APPLE INC

SOLE

COM

Shares262.37K

TypeSH

Market value$66.81M

1.10%

Sole

0.00

Shared

0.00

None

262.37K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNC INVT GRAD

Shares3.11M

TypeSH

Market value$65.60M

1.08%

Sole

0.00

Shared

0.00

None

3.11M

ISHARES TR

SOLE

RUS 1000 ETF

Shares175.98K

TypeSH

Market value$64.32M

1.06%

Sole

0.00

Shared

0.00

None

175.98K

ISHARES TR

SOLE

CORE S&P US GWT

Shares348.96K

TypeSH

Market value$57.42M

0.95%

Sole

0.00

Shared

0.00

None

348.96K

GOLDMAN SACHS ETF TR

SOLE

ACCESS US AGRAT

Shares1.31M

TypeSH

Market value$54.85M

0.90%

Sole

0.00

Shared

0.00

None

1.31M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares801.21K

TypeSH

Market value$52.82M

0.87%

Sole

0.00

Shared

0.00

None

801.21K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares155.28K

TypeSH

Market value$50.96M

0.84%

Sole

0.00

Shared

0.00

None

155.28K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares418.18K

TypeSH

Market value$50.48M

0.83%

Sole

0.00

Shared

0.00

None

418.18K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares561.98K

TypeSH

Market value$49.07M

0.81%

Sole

0.00

Shared

0.00

None

561.98K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNCPL VLU ETF

Shares933.34K

TypeSH

Market value$48.99M

0.81%

Sole

0.00

Shared

0.00

None

933.34K

TRUST FOR PROFESSIONAL MANAG

SOLE

ACTIVEPASSIVE US

Shares1.18M

TypeSH

Market value$47.96M

0.79%

Sole

0.00

Shared

0.00

None

1.18M

ALPHABET INC

SOLE

CAP STK CL A

Shares194.97K

TypeSH

Market value$47.40M

0.78%

Sole

0.00

Shared

0.00

None

194.97K

META PLATFORMS INC

SOLE

CL A

Shares64.45K

TypeSH

Market value$47.33M

0.78%

Sole

0.00

Shared

0.00

None

64.45K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PRINCIPAL EXCHANGE TRADED FDSOLE	US MEGA CP ETF	4.38M	SH	$298.56M 4.92%	4.38M
ISHARES TRSOLE	CORE S&P500 ETF	268.80K	SH	$179.91M 2.96%	268.80K
ISHARES TRSOLE	CORE US AGGBD ET	1.31M	SH	$131.48M 2.17%	1.31M
PRINCIPAL EXCHANGE TRADED FDSOLE	FOCUSED BLUE CHI	3.38M	SH	$127.28M 2.10%	3.38M
PRINCIPAL EXCHANGE TRADED FDSOLE	PRIN U S SMALL	2.22M	SH	$126.44M 2.08%	2.22M
GOLDMAN SACHS ETF TRSOLE	MARKETBETA US EQ	1.14M	SH	$105.12M 1.73%	1.14M
MICROSOFT CORPSOLE	COM	191.66K	SH	$99.27M 1.64%	191.66K
PRINCIPAL EXCHANGE TRADED FDSOLE	INTL EQUITY ETF	3.14M	SH	$99.23M 1.63%	3.14M
ISHARES TRSOLE	CORE S&P US VLU	736.57K	SH	$73.62M 1.21%	736.57K
SPDR SERIES TRUSTSOLE	PORTFOLIO S&P500	933.13K	SH	$73.10M 1.20%	933.13K
NVIDIA CORPORATIONSOLE	COM	388.11K	SH	$72.41M 1.19%	388.11K
AMAZON COM INCSOLE	COM	315.54K	SH	$69.28M 1.14%	315.54K
APPLE INCSOLE	COM	262.37K	SH	$66.81M 1.10%	262.37K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNC INVT GRAD	3.11M	SH	$65.60M 1.08%	3.11M
ISHARES TRSOLE	RUS 1000 ETF	175.98K	SH	$64.32M 1.06%	175.98K
ISHARES TRSOLE	CORE S&P US GWT	348.96K	SH	$57.42M 0.95%	348.96K
GOLDMAN SACHS ETF TRSOLE	ACCESS US AGRAT	1.31M	SH	$54.85M 0.90%	1.31M
ISHARES INCSOLE	CORE MSCI EMKT	801.21K	SH	$52.82M 0.87%	801.21K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	155.28K	SH	$50.96M 0.84%	155.28K
ISHARES TRSOLE	S&P 500 GRWT ETF	418.18K	SH	$50.48M 0.83%	418.18K
ISHARES TRSOLE	CORE MSCI EAFE	561.98K	SH	$49.07M 0.81%	561.98K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNCPL VLU ETF	933.34K	SH	$48.99M 0.81%	933.34K
TRUST FOR PROFESSIONAL MANAGSOLE	ACTIVEPASSIVE US	1.18M	SH	$47.96M 0.79%	1.18M
ALPHABET INCSOLE	CAP STK CL A	194.97K	SH	$47.40M 0.78%	194.97K
META PLATFORMS INCSOLE	CL A	64.45K	SH	$47.33M 0.78%	64.45K

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