PRINCIPAL SECURITIES, INC.

Filed: 4/30/2025ACC: 0000012600-25-000006

📋 What this filing means

PRINCIPAL SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 3553 equity positions with a total reported market value of $4.47B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3553

Positions

$4.47B

Total AUM (reported)

73.69M

Total Shares

Allocation by class

COM$1.05B23.5%

US MEGA CP ETF$262.22M5.9%

CORE US AGGBD ET$101.98M2.3%

PRIN U S SMALL$87.11M1.9%

CL A$86.81M1.9%

CORE S&P500 ETF$82.75M1.9%

MARKETBETA US EQ$81.72M1.8%

Portfolio Concentration

Top 3$451.31M10.1%

4–10$467.30M10.5%

11–25$621.19M13.9%

Rest$2.93B65.5%

Top 3 weight

10.1%

Top 10 weight

20.6%

Voting Authority Distribution

Total shares with voting rights: 73.69M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

73.69M

% of voting shares100.0%

Investment Discretion (by position count)

Sole3553

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings3553

Rows:

PRINCIPAL EXCHANGE TRADED FD

SOLE

US MEGA CP ETF

Shares4.37M

TypeSH

Market value$262.22M

5.87%

Sole

0.00

Shared

0.00

None

4.37M

ISHARES TR

SOLE

CORE US AGGBD ET

Shares1.05M

TypeSH

Market value$101.98M

2.28%

Sole

0.00

Shared

0.00

None

1.05M

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRIN U S SMALL

Shares1.70M

TypeSH

Market value$87.11M

1.95%

Sole

0.00

Shared

0.00

None

1.70M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares140.58K

TypeSH

Market value$82.75M

1.85%

Sole

0.00

Shared

0.00

None

140.58K

GOLDMAN SACHS ETF TR

SOLE

MARKETBETA US EQ

Shares1.01M

TypeSH

Market value$81.72M

1.83%

Sole

0.00

Shared

0.00

None

1.01M

MICROSOFT CORP

SOLE

COM

Shares151.08K

TypeSH

Market value$63.68M

1.42%

Sole

0.00

Shared

0.00

None

151.08K

PRINCIPAL EXCHANGE TRADED FD

SOLE

FOCUSED BLUE CHI

Shares1.86M

TypeSH

Market value$63.30M

1.42%

Sole

0.00

Shared

0.00

None

1.86M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares697.50K

TypeSH

Market value$61.31M

1.37%

Sole

0.00

Shared

0.00

None

697.50K

AMAZON COM INC

SOLE

COM

Shares269.50K

TypeSH

Market value$59.13M

1.32%

Sole

0.00

Shared

0.00

None

269.50K

APPLE INC

SOLE

COM

Shares221.26K

TypeSH

Market value$55.41M

1.24%

Sole

0.00

Shared

0.00

None

221.26K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares802.69K

TypeSH

Market value$55.34M

1.24%

Sole

0.00

Shared

0.00

None

802.69K

ISHARES TR

SOLE

RUS 1000 ETF

Shares165.94K

TypeSH

Market value$53.46M

1.20%

Sole

0.00

Shared

0.00

None

165.94K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares676.72K

TypeSH

Market value$47.56M

1.06%

Sole

0.00

Shared

0.00

None

676.72K

ISHARES TR

SOLE

CORE MSCI INTL

Shares690.89K

TypeSH

Market value$44.54M

1.00%

Sole

0.00

Shared

0.00

None

690.89K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNC INVT GRAD

Shares2.14M

TypeSH

Market value$43.49M

0.97%

Sole

0.00

Shared

0.00

None

2.14M

NVIDIA CORPORATION

SOLE

COM

Shares323.34K

TypeSH

Market value$43.42M

0.97%

Sole

0.00

Shared

0.00

None

323.34K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNCPL VLU ETF

Shares876.75K

TypeSH

Market value$43.41M

0.97%

Sole

0.00

Shared

0.00

None

876.75K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares1.16M

TypeSH

Market value$38.59M

0.86%

Sole

0.00

Shared

0.00

None

1.16M

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares162.74K

TypeSH

Market value$38.29M

0.86%

Sole

0.00

Shared

0.00

None

162.74K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares328.16K

TypeSH

Market value$37.81M

0.85%

Sole

0.00

Shared

0.00

None

328.16K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares709.75K

TypeSH

Market value$37.06M

0.83%

Sole

0.00

Shared

0.00

None

709.75K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares126.08K

TypeSH

Market value$36.54M

0.82%

Sole

0.00

Shared

0.00

None

126.08K

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares1.36M

TypeSH

Market value$35.07M

0.78%

Sole

0.00

Shared

0.00

None

1.36M

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares336.71K

TypeSH

Market value$34.19M

0.76%

Sole

0.00

Shared

0.00

None

336.71K

ALPHABET INC

SOLE

CAP STK CL A

Shares171.25K

TypeSH

Market value$32.42M

0.73%

Sole

0.00

Shared

0.00

None

171.25K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PRINCIPAL EXCHANGE TRADED FDSOLE	US MEGA CP ETF	4.37M	SH	$262.22M 5.87%	4.37M
ISHARES TRSOLE	CORE US AGGBD ET	1.05M	SH	$101.98M 2.28%	1.05M
PRINCIPAL EXCHANGE TRADED FDSOLE	PRIN U S SMALL	1.70M	SH	$87.11M 1.95%	1.70M
ISHARES TRSOLE	CORE S&P500 ETF	140.58K	SH	$82.75M 1.85%	140.58K
GOLDMAN SACHS ETF TRSOLE	MARKETBETA US EQ	1.01M	SH	$81.72M 1.83%	1.01M
MICROSOFT CORPSOLE	COM	151.08K	SH	$63.68M 1.42%	151.08K
PRINCIPAL EXCHANGE TRADED FDSOLE	FOCUSED BLUE CHI	1.86M	SH	$63.30M 1.42%	1.86M
SPDR SER TRSOLE	PRTFLO S&P500 GW	697.50K	SH	$61.31M 1.37%	697.50K
AMAZON COM INCSOLE	COM	269.50K	SH	$59.13M 1.32%	269.50K
APPLE INCSOLE	COM	221.26K	SH	$55.41M 1.24%	221.26K
SPDR SER TRSOLE	PORTFOLIO S&P500	802.69K	SH	$55.34M 1.24%	802.69K
ISHARES TRSOLE	RUS 1000 ETF	165.94K	SH	$53.46M 1.20%	165.94K
ISHARES TRSOLE	CORE MSCI EAFE	676.72K	SH	$47.56M 1.06%	676.72K
ISHARES TRSOLE	CORE MSCI INTL	690.89K	SH	$44.54M 1.00%	690.89K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNC INVT GRAD	2.14M	SH	$43.49M 0.97%	2.14M
NVIDIA CORPORATIONSOLE	COM	323.34K	SH	$43.42M 0.97%	323.34K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNCPL VLU ETF	876.75K	SH	$43.41M 0.97%	876.75K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	1.16M	SH	$38.59M 0.86%	1.16M
ISHARES TRSOLE	RUS TP200 GR ETF	162.74K	SH	$38.29M 0.86%	162.74K
ISHARES TRSOLE	CORE S&P SCP ETF	328.16K	SH	$37.81M 0.85%	328.16K
ISHARES INCSOLE	CORE MSCI EMKT	709.75K	SH	$37.06M 0.83%	709.75K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	126.08K	SH	$36.54M 0.82%	126.08K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	1.36M	SH	$35.07M 0.78%	1.36M
ISHARES TRSOLE	S&P 500 GRWT ETF	336.71K	SH	$34.19M 0.76%	336.71K
ALPHABET INCSOLE	CAP STK CL A	171.25K	SH	$32.42M 0.73%	171.25K

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