PRINCIPAL SECURITIES, INC.

Filed: 10/28/2024ACC: 0000012600-24-000011

📋 What this filing means

PRINCIPAL SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 3452 equity positions with a total reported market value of $4.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3452

Positions

$4.14B

Total AUM (reported)

65.39M

Total Shares

Allocation by class

COM$955.77M23.1%

US MEGA CP ETF$251.40M6.1%

CORE MSCI EAFE$115.02M2.8%

CORE S&P500 ETF$102.00M2.5%

CORE US AGGBD ET$100.90M2.4%

CL A$75.91M1.8%

MARKETBETA US EQ$73.51M1.8%

Portfolio Concentration

Top 3$468.43M11.3%

4–10$458.56M11.1%

11–25$550.12M13.3%

Rest$2.66B64.3%

Top 3 weight

11.3%

Top 10 weight

22.4%

Voting Authority Distribution

Total shares with voting rights: 65.39M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

65.39M

% of voting shares100.0%

Investment Discretion (by position count)

Sole3452

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings3452

Rows:

PRINCIPAL EXCHANGE TRADED FD

SOLE

US MEGA CP ETF

Shares4.41M

TypeSH

Market value$251.40M

6.08%

Sole

0.00

Shared

0.00

None

4.41M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares1.47M

TypeSH

Market value$115.02M

2.78%

Sole

0.00

Shared

0.00

None

1.47M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares176.84K

TypeSH

Market value$102.00M

2.47%

Sole

0.00

Shared

0.00

None

176.84K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares996.33K

TypeSH

Market value$100.90M

2.44%

Sole

0.00

Shared

0.00

None

996.33K

GOLDMAN SACHS ETF TR

SOLE

MARKETBETA US EQ

Shares932.80K

TypeSH

Market value$73.51M

1.78%

Sole

0.00

Shared

0.00

None

932.80K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRIN U S SMALL

Shares1.30M

TypeSH

Market value$67.43M

1.63%

Sole

0.00

Shared

0.00

None

1.30M

MICROSOFT CORP

SOLE

COM

Shares136.56K

TypeSH

Market value$58.76M

1.42%

Sole

0.00

Shared

0.00

None

136.56K

PRINCIPAL EXCHANGE TRADED FD

SOLE

FOCUSED BLUE CHI

Shares1.78M

TypeSH

Market value$58.75M

1.42%

Sole

0.00

Shared

0.00

None

1.78M

ISHARES TR

SOLE

RUS 1000 ETF

Shares160.22K

TypeSH

Market value$50.37M

1.22%

Sole

0.00

Shared

0.00

None

160.22K

AMAZON COM INC

SOLE

COM

Shares262.10K

TypeSH

Market value$48.84M

1.18%

Sole

0.00

Shared

0.00

None

262.10K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares707.42K

TypeSH

Market value$47.76M

1.15%

Sole

0.00

Shared

0.00

None

707.42K

APPLE INC

SOLE

COM

Shares202.88K

TypeSH

Market value$47.27M

1.14%

Sole

0.00

Shared

0.00

None

202.88K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNC INVT GRAD

Shares2.03M

TypeSH

Market value$43.53M

1.05%

Sole

0.00

Shared

0.00

None

2.03M

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNCPL VLU ETF

Shares846.03K

TypeSH

Market value$42.38M

1.02%

Sole

0.00

Shared

0.00

None

846.03K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares1.08M

TypeSH

Market value$38.95M

0.94%

Sole

0.00

Shared

0.00

None

1.08M

ISHARES TR

SOLE

TIPS BD ETF

Shares347.26K

TypeSH

Market value$38.36M

0.93%

Sole

0.00

Shared

0.00

None

347.26K

NVIDIA CORPORATION

SOLE

COM

Shares312.82K

TypeSH

Market value$37.99M

0.92%

Sole

0.00

Shared

0.00

None

312.82K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares295.82K

TypeSH

Market value$34.60M

0.84%

Sole

0.00

Shared

0.00

None

295.82K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares582.91K

TypeSH

Market value$33.46M

0.81%

Sole

0.00

Shared

0.00

None

582.91K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares614.93K

TypeSH

Market value$32.51M

0.79%

Sole

0.00

Shared

0.00

None

614.93K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares111.96K

TypeSH

Market value$31.70M

0.77%

Sole

0.00

Shared

0.00

None

111.96K

ISHARES TR

SOLE

CORE S&P US VLU

Shares322.54K

TypeSH

Market value$30.80M

0.74%

Sole

0.00

Shared

0.00

None

322.54K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares321.54K

TypeSH

Market value$30.79M

0.74%

Sole

0.00

Shared

0.00

None

321.54K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares415.11K

TypeSH

Market value$30.15M

0.73%

Sole

0.00

Shared

0.00

None

415.11K

GOLDMAN SACHS ETF TR

SOLE

ACCESS US AGRAT

Shares702.85K

TypeSH

Market value$29.87M

0.72%

Sole

0.00

Shared

0.00

None

702.85K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PRINCIPAL EXCHANGE TRADED FDSOLE	US MEGA CP ETF	4.41M	SH	$251.40M 6.08%	4.41M
ISHARES TRSOLE	CORE MSCI EAFE	1.47M	SH	$115.02M 2.78%	1.47M
ISHARES TRSOLE	CORE S&P500 ETF	176.84K	SH	$102.00M 2.47%	176.84K
ISHARES TRSOLE	CORE US AGGBD ET	996.33K	SH	$100.90M 2.44%	996.33K
GOLDMAN SACHS ETF TRSOLE	MARKETBETA US EQ	932.80K	SH	$73.51M 1.78%	932.80K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRIN U S SMALL	1.30M	SH	$67.43M 1.63%	1.30M
MICROSOFT CORPSOLE	COM	136.56K	SH	$58.76M 1.42%	136.56K
PRINCIPAL EXCHANGE TRADED FDSOLE	FOCUSED BLUE CHI	1.78M	SH	$58.75M 1.42%	1.78M
ISHARES TRSOLE	RUS 1000 ETF	160.22K	SH	$50.37M 1.22%	160.22K
AMAZON COM INCSOLE	COM	262.10K	SH	$48.84M 1.18%	262.10K
SPDR SER TRSOLE	PORTFOLIO S&P500	707.42K	SH	$47.76M 1.15%	707.42K
APPLE INCSOLE	COM	202.88K	SH	$47.27M 1.14%	202.88K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNC INVT GRAD	2.03M	SH	$43.53M 1.05%	2.03M
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNCPL VLU ETF	846.03K	SH	$42.38M 1.02%	846.03K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	1.08M	SH	$38.95M 0.94%	1.08M
ISHARES TRSOLE	TIPS BD ETF	347.26K	SH	$38.36M 0.93%	347.26K
NVIDIA CORPORATIONSOLE	COM	312.82K	SH	$37.99M 0.92%	312.82K
ISHARES TRSOLE	CORE S&P SCP ETF	295.82K	SH	$34.60M 0.84%	295.82K
ISHARES INCSOLE	CORE MSCI EMKT	582.91K	SH	$33.46M 0.81%	582.91K
SPDR SER TRSOLE	PRTFLO S&P500 VL	614.93K	SH	$32.51M 0.79%	614.93K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	111.96K	SH	$31.70M 0.77%	111.96K
ISHARES TRSOLE	CORE S&P US VLU	322.54K	SH	$30.80M 0.74%	322.54K
ISHARES TRSOLE	S&P 500 GRWT ETF	321.54K	SH	$30.79M 0.74%	321.54K
ISHARES TRSOLE	CORE MSCI TOTAL	415.11K	SH	$30.15M 0.73%	415.11K
GOLDMAN SACHS ETF TRSOLE	ACCESS US AGRAT	702.85K	SH	$29.87M 0.72%	702.85K

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