PRINCIPAL SECURITIES, INC.

Filed: 7/31/2024ACC: 0000012600-24-000008

📋 What this filing means

PRINCIPAL SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 3394 equity positions with a total reported market value of $3.63B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3394

Positions

$3.63B

Total AUM (reported)

58.28M

Total Shares

Allocation by class

COM$852.72M23.5%

US MEGA CP ETF$234.65M6.5%

CORE S&P500 ETF$110.25M3.0%

CORE MSCI EAFE$105.39M2.9%

CORE US AGGBD ET$96.68M2.7%

CL A$70.77M2.0%

MARKETBETA US EQ$65.98M1.8%

Portfolio Concentration

Top 3$450.28M12.4%

4–10$417.13M11.5%

11–25$481.87M13.3%

Rest$2.28B62.8%

Top 3 weight

12.4%

Top 10 weight

23.9%

Voting Authority Distribution

Total shares with voting rights: 58.28M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

58.28M

% of voting shares100.0%

Investment Discretion (by position count)

Sole3394

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings3394

Rows:

PRINCIPAL EXCHANGE TRADED FD

SOLE

US MEGA CP ETF

Shares4.33M

TypeSH

Market value$234.65M

6.47%

Sole

0.00

Shared

0.00

None

4.33M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares201.47K

TypeSH

Market value$110.25M

3.04%

Sole

0.00

Shared

0.00

None

201.47K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares1.45M

TypeSH

Market value$105.39M

2.90%

Sole

0.00

Shared

0.00

None

1.45M

ISHARES TR

SOLE

CORE US AGGBD ET

Shares996.03K

TypeSH

Market value$96.68M

2.66%

Sole

0.00

Shared

0.00

None

996.03K

GOLDMAN SACHS ETF TR

SOLE

MARKETBETA US EQ

Shares882.62K

TypeSH

Market value$65.98M

1.82%

Sole

0.00

Shared

0.00

None

882.62K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRIN U S SMALL

Shares1.26M

TypeSH

Market value$60.76M

1.67%

Sole

0.00

Shared

0.00

None

1.26M

MICROSOFT CORP

SOLE

COM

Shares131.62K

TypeSH

Market value$58.83M

1.62%

Sole

0.00

Shared

0.00

None

131.62K

ISHARES TR

SOLE

RUS 1000 ETF

Shares160.66K

TypeSH

Market value$47.80M

1.32%

Sole

0.00

Shared

0.00

None

160.66K

AMAZON COM INC

SOLE

COM

Shares241.07K

TypeSH

Market value$46.59M

1.28%

Sole

0.00

Shared

0.00

None

241.07K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares632.45K

TypeSH

Market value$40.48M

1.12%

Sole

0.00

Shared

0.00

None

632.45K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNC INVT GRAD

Shares1.90M

TypeSH

Market value$38.80M

1.07%

Sole

0.00

Shared

0.00

None

1.90M

APPLE INC

SOLE

COM

Shares181.44K

TypeSH

Market value$38.22M

1.05%

Sole

0.00

Shared

0.00

None

181.44K

PRINCIPAL EXCHANGE TRADED FD

SOLE

PRNCPL VLU ETF

Shares824.42K

TypeSH

Market value$37.90M

1.04%

Sole

0.00

Shared

0.00

None

824.42K

NVIDIA CORPORATION

SOLE

COM

Shares289.37K

TypeSH

Market value$35.75M

0.99%

Sole

0.00

Shared

0.00

None

289.37K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares1.06M

TypeSH

Market value$35.62M

0.98%

Sole

0.00

Shared

0.00

None

1.06M

ISHARES TR

SOLE

TIPS BD ETF

Shares332.39K

TypeSH

Market value$35.49M

0.98%

Sole

0.00

Shared

0.00

None

332.39K

PRINCIPAL EXCHANGE TRADED FD

SOLE

FOCUSED BLUE CHI

Shares987.06K

TypeSH

Market value$31.75M

0.88%

Sole

0.00

Shared

0.00

None

987.06K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares114.23K

TypeSH

Market value$30.56M

0.84%

Sole

0.00

Shared

0.00

None

114.23K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares556.48K

TypeSH

Market value$29.79M

0.82%

Sole

0.00

Shared

0.00

None

556.48K

GOLDMAN SACHS ETF TR

SOLE

ACCESS US AGRAT

Shares725.82K

TypeSH

Market value$29.61M

0.82%

Sole

0.00

Shared

0.00

None

725.82K

ISHARES TR

SOLE

CORE S&P US VLU

Shares326.14K

TypeSH

Market value$28.74M

0.79%

Sole

0.00

Shared

0.00

None

326.14K

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares133.44K

TypeSH

Market value$28.63M

0.79%

Sole

0.00

Shared

0.00

None

133.44K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares296.70K

TypeSH

Market value$27.46M

0.76%

Sole

0.00

Shared

0.00

None

296.70K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares342.23K

TypeSH

Market value$27.42M

0.76%

Sole

0.00

Shared

0.00

None

342.23K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares245.06K

TypeSH

Market value$26.14M

0.72%

Sole

0.00

Shared

0.00

None

245.06K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PRINCIPAL EXCHANGE TRADED FDSOLE	US MEGA CP ETF	4.33M	SH	$234.65M 6.47%	4.33M
ISHARES TRSOLE	CORE S&P500 ETF	201.47K	SH	$110.25M 3.04%	201.47K
ISHARES TRSOLE	CORE MSCI EAFE	1.45M	SH	$105.39M 2.90%	1.45M
ISHARES TRSOLE	CORE US AGGBD ET	996.03K	SH	$96.68M 2.66%	996.03K
GOLDMAN SACHS ETF TRSOLE	MARKETBETA US EQ	882.62K	SH	$65.98M 1.82%	882.62K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRIN U S SMALL	1.26M	SH	$60.76M 1.67%	1.26M
MICROSOFT CORPSOLE	COM	131.62K	SH	$58.83M 1.62%	131.62K
ISHARES TRSOLE	RUS 1000 ETF	160.66K	SH	$47.80M 1.32%	160.66K
AMAZON COM INCSOLE	COM	241.07K	SH	$46.59M 1.28%	241.07K
SPDR SER TRSOLE	PORTFOLIO S&P500	632.45K	SH	$40.48M 1.12%	632.45K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNC INVT GRAD	1.90M	SH	$38.80M 1.07%	1.90M
APPLE INCSOLE	COM	181.44K	SH	$38.22M 1.05%	181.44K
PRINCIPAL EXCHANGE TRADED FDSOLE	PRNCPL VLU ETF	824.42K	SH	$37.90M 1.04%	824.42K
NVIDIA CORPORATIONSOLE	COM	289.37K	SH	$35.75M 0.99%	289.37K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	1.06M	SH	$35.62M 0.98%	1.06M
ISHARES TRSOLE	TIPS BD ETF	332.39K	SH	$35.49M 0.98%	332.39K
PRINCIPAL EXCHANGE TRADED FDSOLE	FOCUSED BLUE CHI	987.06K	SH	$31.75M 0.88%	987.06K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	114.23K	SH	$30.56M 0.84%	114.23K
ISHARES INCSOLE	CORE MSCI EMKT	556.48K	SH	$29.79M 0.82%	556.48K
GOLDMAN SACHS ETF TRSOLE	ACCESS US AGRAT	725.82K	SH	$29.61M 0.82%	725.82K
ISHARES TRSOLE	CORE S&P US VLU	326.14K	SH	$28.74M 0.79%	326.14K
ISHARES TRSOLE	RUS TP200 GR ETF	133.44K	SH	$28.63M 0.79%	133.44K
ISHARES TRSOLE	S&P 500 GRWT ETF	296.70K	SH	$27.46M 0.76%	296.70K
SPDR SER TRSOLE	PRTFLO S&P500 GW	342.23K	SH	$27.42M 0.76%	342.23K
ISHARES TRSOLE	CORE S&P SCP ETF	245.06K	SH	$26.14M 0.72%	245.06K

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