Filed: 5/10/2024ACC: 0000012600-24-000005
📋 What this filing means
PRINCIPAL SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 3320 equity positions with a total reported market value of $3.21B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3320
Positions
$3.21B
Total AUM (reported)
51.65M
Total Shares
Allocation by class
COM$750.81M23.4%
US MEGA CP ETF$194.19M6.0%
CORE S&P500 ETF$100.34M3.1%
CORE MSCI EAFE$95.64M3.0%
CORE US AGGBD ET$91.77M2.9%
CL A$65.42M2.0%
MARKETBETA US EQ$60.96M1.9%
Portfolio Concentration
Top 3$390.17M12.2%
4–10$358.69M11.2%
11–25$394.68M12.3%
Rest$2.07B64.4%
Top 3 weight
12.2%
Top 10 weight
23.3%
Voting Authority Distribution
Total shares with voting rights: 51.65M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
51.65M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole3320
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings3320
Rows:
PRINCIPAL EXCHANGE TRADED FD
SOLEShares3.78M
TypeSH
Market value$194.19M
6.05%
Sole
0.00
Shared
0.00
None
3.78M
ISHARES TR
SOLEShares190.86K
TypeSH
Market value$100.34M
3.13%
Sole
0.00
Shared
0.00
None
190.86K
ISHARES TR
SOLEShares1.29M
TypeSH
Market value$95.64M
2.98%
Sole
0.00
Shared
0.00
None
1.29M
ISHARES TR
SOLEShares937.02K
TypeSH
Market value$91.77M
2.86%
Sole
0.00
Shared
0.00
None
937.02K
GOLDMAN SACHS ETF TR
SOLEShares849.27K
TypeSH
Market value$60.96M
1.90%
Sole
0.00
Shared
0.00
None
849.27K
MICROSOFT CORP
SOLEShares117.90K
TypeSH
Market value$49.60M
1.55%
Sole
0.00
Shared
0.00
None
117.90K
ISHARES TR
SOLEShares163.50K
TypeSH
Market value$47.09M
1.47%
Sole
0.00
Shared
0.00
None
163.50K
AMAZON COM INC
SOLEShares214.91K
TypeSH
Market value$38.76M
1.21%
Sole
0.00
Shared
0.00
None
214.91K
PRINCIPAL EXCHANGE TRADED FD
SOLEShares1.72M
TypeSH
Market value$35.55M
1.11%
Sole
0.00
Shared
0.00
None
1.72M
GOLDMAN SACHS ETF TR
SOLEShares1.02M
TypeSH
Market value$34.95M
1.09%
Sole
0.00
Shared
0.00
None
1.02M
SPDR SER TR
SOLEShares528.19K
TypeSH
Market value$32.50M
1.01%
Sole
0.00
Shared
0.00
None
528.19K
PRINCIPAL EXCHANGE TRADED FD
SOLEShares673.66K
TypeSH
Market value$31.57M
0.98%
Sole
0.00
Shared
0.00
None
673.66K
GOLDMAN SACHS ETF TR
SOLEShares698.92K
TypeSH
Market value$28.76M
0.90%
Sole
0.00
Shared
0.00
None
698.92K
VANGUARD INDEX FDS
SOLEShares109.86K
TypeSH
Market value$28.55M
0.89%
Sole
0.00
Shared
0.00
None
109.86K
APPLE INC
SOLEShares160.78K
TypeSH
Market value$27.57M
0.86%
Sole
0.00
Shared
0.00
None
160.78K
ISHARES TR
SOLEShares293.04K
TypeSH
Market value$26.50M
0.83%
Sole
0.00
Shared
0.00
None
293.04K
NVIDIA CORPORATION
SOLEShares29.10K
TypeSH
Market value$26.29M
0.82%
Sole
0.00
Shared
0.00
None
29.10K
ISHARES TR
SOLEShares256.22K
TypeSH
Market value$25.48M
0.79%
Sole
0.00
Shared
0.00
None
256.22K
ISHARES TR
SOLEShares228.12K
TypeSH
Market value$25.21M
0.79%
Sole
0.00
Shared
0.00
None
228.12K
PRINCIPAL EXCHANGE TRADED FD
SOLEShares797.62K
TypeSH
Market value$24.93M
0.78%
Sole
0.00
Shared
0.00
None
797.62K
ISHARES INC
SOLEShares482.14K
TypeSH
Market value$24.88M
0.77%
Sole
0.00
Shared
0.00
None
482.14K
ISHARES TR
SOLEShares286.90K
TypeSH
Market value$24.23M
0.75%
Sole
0.00
Shared
0.00
None
286.90K
ISHARES TR
SOLEShares120.56K
TypeSH
Market value$23.52M
0.73%
Sole
0.00
Shared
0.00
None
120.56K
ISHARES TR
SOLEShares330.40K
TypeSH
Market value$22.42M
0.70%
Sole
0.00
Shared
0.00
None
330.40K
ISHARES TR
SOLEShares119.16K
TypeSH
Market value$22.26M
0.69%
Sole
0.00
Shared
0.00
None
119.16K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PRINCIPAL EXCHANGE TRADED FDSOLE | US MEGA CP ETF | 3.78M | SH | $194.19M 6.05% | 0.00 | 0.00 | 3.78M |
ISHARES TRSOLE | CORE S&P500 ETF | 190.86K | SH | $100.34M 3.13% | 0.00 | 0.00 | 190.86K |
ISHARES TRSOLE | CORE MSCI EAFE | 1.29M | SH | $95.64M 2.98% | 0.00 | 0.00 | 1.29M |
ISHARES TRSOLE | CORE US AGGBD ET | 937.02K | SH | $91.77M 2.86% | 0.00 | 0.00 | 937.02K |
GOLDMAN SACHS ETF TRSOLE | MARKETBETA US EQ | 849.27K | SH | $60.96M 1.90% | 0.00 | 0.00 | 849.27K |
MICROSOFT CORPSOLE | COM | 117.90K | SH | $49.60M 1.55% | 0.00 | 0.00 | 117.90K |
ISHARES TRSOLE | RUS 1000 ETF | 163.50K | SH | $47.09M 1.47% | 0.00 | 0.00 | 163.50K |
AMAZON COM INCSOLE | COM | 214.91K | SH | $38.76M 1.21% | 0.00 | 0.00 | 214.91K |
PRINCIPAL EXCHANGE TRADED FDSOLE | PRNC INVT GRAD | 1.72M | SH | $35.55M 1.11% | 0.00 | 0.00 | 1.72M |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 1.02M | SH | $34.95M 1.09% | 0.00 | 0.00 | 1.02M |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 528.19K | SH | $32.50M 1.01% | 0.00 | 0.00 | 528.19K |
PRINCIPAL EXCHANGE TRADED FDSOLE | PRNCPL VLU ETF | 673.66K | SH | $31.57M 0.98% | 0.00 | 0.00 | 673.66K |
GOLDMAN SACHS ETF TRSOLE | ACCESS US AGRAT | 698.92K | SH | $28.76M 0.90% | 0.00 | 0.00 | 698.92K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 109.86K | SH | $28.55M 0.89% | 0.00 | 0.00 | 109.86K |
APPLE INCSOLE | COM | 160.78K | SH | $27.57M 0.86% | 0.00 | 0.00 | 160.78K |
ISHARES TRSOLE | CORE S&P US VLU | 293.04K | SH | $26.50M 0.83% | 0.00 | 0.00 | 293.04K |
NVIDIA CORPORATIONSOLE | COM | 29.10K | SH | $26.29M 0.82% | 0.00 | 0.00 | 29.10K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 256.22K | SH | $25.48M 0.79% | 0.00 | 0.00 | 256.22K |
ISHARES TRSOLE | CORE S&P SCP ETF | 228.12K | SH | $25.21M 0.79% | 0.00 | 0.00 | 228.12K |
PRINCIPAL EXCHANGE TRADED FDSOLE | FOCUSED BLUE CHI | 797.62K | SH | $24.93M 0.78% | 0.00 | 0.00 | 797.62K |
ISHARES INCSOLE | CORE MSCI EMKT | 482.14K | SH | $24.88M 0.77% | 0.00 | 0.00 | 482.14K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 286.90K | SH | $24.23M 0.75% | 0.00 | 0.00 | 286.90K |
ISHARES TRSOLE | RUS TP200 GR ETF | 120.56K | SH | $23.52M 0.73% | 0.00 | 0.00 | 120.56K |
ISHARES TRSOLE | CORE MSCI TOTAL | 330.40K | SH | $22.42M 0.70% | 0.00 | 0.00 | 330.40K |
ISHARES TRSOLE | S&P 500 VAL ETF | 119.16K | SH | $22.26M 0.69% | 0.00 | 0.00 | 119.16K |
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