Filed: 2/7/2024ACC: 0000012600-24-000002
📋 What this filing means
PRINCIPAL SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 3215 equity positions with a total reported market value of $2.68B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3215
Positions
$2.68B
Total AUM (reported)
45.41M
Total Shares
Allocation by class
COM$628.20M23.4%
CORE US AGGBD ET$102.59M3.8%
US MEGA CP ETF$78.41M2.9%
CORE MSCI EAFE$77.48M2.9%
CORE S&P500 ETF$59.96M2.2%
CL A$52.28M1.9%
MARKETBETA US EQ$52.12M1.9%
Portfolio Concentration
Top 3$258.48M9.6%
4–10$290.59M10.8%
11–25$360.76M13.4%
Rest$1.78B66.1%
Top 3 weight
9.6%
Top 10 weight
20.5%
Voting Authority Distribution
Total shares with voting rights: 45.41M
Sole
Full voting authority
45.41M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole3215
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings3215
Rows:
ISHARES TR
SOLEShares1.03M
TypeSH
Market value$102.59M
3.82%
Sole
1.03M
Shared
0.00
None
0.00
PRINCIPAL EXCHANGE TRADED FD
SOLEShares1.68M
TypeSH
Market value$78.41M
2.92%
Sole
1.68M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.10M
TypeSH
Market value$77.48M
2.89%
Sole
1.10M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares125.53K
TypeSH
Market value$59.96M
2.23%
Sole
125.53K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares797.63K
TypeSH
Market value$52.12M
1.94%
Sole
797.63K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares109.20K
TypeSH
Market value$41.07M
1.53%
Sole
109.20K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares945.51K
TypeSH
Market value$39.59M
1.47%
Sole
945.51K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares303.15K
TypeSH
Market value$32.82M
1.22%
Sole
303.15K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares434.41K
TypeSH
Market value$32.62M
1.22%
Sole
434.41K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares123.60K
TypeSH
Market value$32.41M
1.21%
Sole
123.60K
Shared
0.00
None
0.00
PRINCIPAL EXCHANGE TRADED FD
SOLEShares1.51M
TypeSH
Market value$31.71M
1.18%
Sole
1.51M
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares194.56K
TypeSH
Market value$29.56M
1.10%
Sole
194.56K
Shared
0.00
None
0.00
APPLE INC
SOLEShares148.03K
TypeSH
Market value$28.50M
1.06%
Sole
148.03K
Shared
0.00
None
0.00
PRINCIPAL EXCHANGE TRADED FD
SOLEShares611.34K
TypeSH
Market value$26.52M
0.99%
Sole
611.34K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares458.85K
TypeSH
Market value$25.65M
0.96%
Sole
458.85K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares782.24K
TypeSH
Market value$25.55M
0.95%
Sole
782.24K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares483.41K
TypeSH
Market value$24.45M
0.91%
Sole
483.41K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares275.55K
TypeSH
Market value$23.24M
0.87%
Sole
275.55K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares96.50K
TypeSH
Market value$22.89M
0.85%
Sole
96.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares224.91K
TypeSH
Market value$22.17M
0.83%
Sole
224.91K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares203.61K
TypeSH
Market value$20.99M
0.78%
Sole
203.61K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares119.01K
TypeSH
Market value$20.69M
0.77%
Sole
119.01K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares435.17K
TypeSH
Market value$20.29M
0.76%
Sole
435.17K
Shared
0.00
None
0.00
PRINCIPAL EXCHANGE TRADED FD
SOLEShares705.70K
TypeSH
Market value$20.11M
0.75%
Sole
705.70K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares284.03K
TypeSH
Market value$18.44M
0.69%
Sole
284.03K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE US AGGBD ET | 1.03M | SH | $102.59M 3.82% | 1.03M | 0.00 | 0.00 |
PRINCIPAL EXCHANGE TRADED FDSOLE | US MEGA CP ETF | 1.68M | SH | $78.41M 2.92% | 1.68M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 1.10M | SH | $77.48M 2.89% | 1.10M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 125.53K | SH | $59.96M 2.23% | 125.53K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | MARKETBETA US EQ | 797.63K | SH | $52.12M 1.94% | 797.63K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 109.20K | SH | $41.07M 1.53% | 109.20K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACCESS US AGRAT | 945.51K | SH | $39.59M 1.47% | 945.51K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 303.15K | SH | $32.82M 1.22% | 303.15K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P 500 GRWT ETF | 434.41K | SH | $32.62M 1.22% | 434.41K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 ETF | 123.60K | SH | $32.41M 1.21% | 123.60K | 0.00 | 0.00 |
PRINCIPAL EXCHANGE TRADED FDSOLE | PRNC INVT GRAD | 1.51M | SH | $31.71M 1.18% | 1.51M | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 194.56K | SH | $29.56M 1.10% | 194.56K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 148.03K | SH | $28.50M 1.06% | 148.03K | 0.00 | 0.00 |
PRINCIPAL EXCHANGE TRADED FDSOLE | PRNCPL VLU ETF | 611.34K | SH | $26.52M 0.99% | 611.34K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 458.85K | SH | $25.65M 0.96% | 458.85K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 782.24K | SH | $25.55M 0.95% | 782.24K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 483.41K | SH | $24.45M 0.91% | 483.41K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P US VLU | 275.55K | SH | $23.24M 0.87% | 275.55K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 96.50K | SH | $22.89M 0.85% | 96.50K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 224.91K | SH | $22.17M 0.83% | 224.91K | 0.00 | 0.00 |
ISHARES TRSOLE | SP SMCP600VL ETF | 203.61K | SH | $20.99M 0.78% | 203.61K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P 500 VAL ETF | 119.01K | SH | $20.69M 0.77% | 119.01K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 435.17K | SH | $20.29M 0.76% | 435.17K | 0.00 | 0.00 |
PRINCIPAL EXCHANGE TRADED FDSOLE | FOCUSED BLUE CHI | 705.70K | SH | $20.11M 0.75% | 705.70K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI TOTAL | 284.03K | SH | $18.44M 0.69% | 284.03K | 0.00 | 0.00 |
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