PIPER SANDLER & CO.

PrivateCIK: 724683
Location

MINNEAPOLIS, MN

19
Positions
$134.89M
Total AUM (reported)
93.64M
Total Shares

Allocation by class

TOTAL AUM$134.89M19 positions
NOTE 0.500% 6/1$32.27M23.9%
NOTE 2.500% 9/1$24.42M18.1%
NOTE 1.875%11/1$17.40M12.9%
NOTE 0.250% 8/1$11.63M8.6%
NOTE 5.500% 3/1$8.86M6.6%
NOTE 6.750% 7/1$8.06M6.0%
NOTE 7.750% 6/1$7.00M5.2%

Portfolio Concentration

Top 354.9%4–1037.0%11–258.1%TOP 1091.9%0%100%
Top 3$74.08M54.9%
4–10$49.91M37.0%
11–25$10.89M8.1%

Top 3 weight

54.9%

Top 10 weight

91.9%

Voting Authority Distribution

Total shares with voting rights: 93.64M

Sole

Full voting authority

93.64M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole19
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings19
Rows:

LUMENTUM HLDGS INC

SOLE
NOTE 0.500% 6/1
Shares5.02M
TypePRN
Market value$32.27M
23.92%
Sole
5.02M
Shared
0.00
None
0.00

ADVANCED ENERGY INDS

SOLE
NOTE 2.500% 9/1
Shares9M
TypePRN
Market value$24.42M
18.10%
Sole
9M
Shared
0.00
None
0.00

MGP INGREDIENTS INC NEW

SOLE
NOTE 1.875%11/1
Shares18.03M
TypePRN
Market value$17.40M
12.90%
Sole
18.03M
Shared
0.00
None
0.00

UPSTART HLDGS INC

SOLE
NOTE 0.250% 8/1
Shares9.21M
TypePRN
Market value$9.06M
6.72%
Sole
9.21M
Shared
0.00
None
0.00

BLACKSTONE MORTGAGE TRUST IN

SOLE
NOTE 5.500% 3/1
Shares8.97M
TypePRN
Market value$8.86M
6.57%
Sole
8.97M
Shared
0.00
None
0.00

STARWOOD PPTY TR INC

SOLE
NOTE 6.750% 7/1
Shares8M
TypePRN
Market value$8.06M
5.98%
Sole
8M
Shared
0.00
None
0.00

REDWOOD TRUST INC

SOLE
NOTE 7.750% 6/1
Shares6.99M
TypePRN
Market value$7.00M
5.19%
Sole
6.99M
Shared
0.00
None
0.00

SHIFT4 PMTS INC

SOLE
NOTE 0.500% 8/0
Shares7.26M
TypePRN
Market value$6.84M
5.07%
Sole
7.26M
Shared
0.00
None
0.00

MARRIOTT VACATIONS WORLDWIDE

SOLE
NOTE 3.250%12/1
Shares5.56M
TypePRN
Market value$5.37M
3.98%
Sole
5.56M
Shared
0.00
None
0.00

TELADOC HEALTH INC

SOLE
NOTE 1.250% 6/0
Shares4.93M
TypePRN
Market value$4.72M
3.50%
Sole
4.93M
Shared
0.00
None
0.00

ZIFF DAVIS INC

SOLE
NOTE 1.750%11/0
Shares2.68M
TypePRN
Market value$2.62M
1.94%
Sole
2.68M
Shared
0.00
None
0.00

UPWORK INC

SOLE
NOTE 0.250% 8/1
Shares2.61M
TypePRN
Market value$2.57M
1.90%
Sole
2.61M
Shared
0.00
None
0.00

SEA LTD

SOLE
NOTE 0.250% 9/1
Shares2.50M
TypePRN
Market value$2.47M
1.83%
Sole
2.50M
Shared
0.00
None
0.00

REDFIN CORP

SOLE
NOTE 0.500% 4/0
Shares2.08M
TypePRN
Market value$2.00M
1.48%
Sole
2.08M
Shared
0.00
None
0.00

PEBBLEBROOK HOTEL TR

SOLE
NOTE 1.750%12/1
Shares548K
TypePRN
Market value$542.8K
0.40%
Sole
548K
Shared
0.00
None
0.00

APOLLO GLOBAL MGMT INC

SOLE
SER A MAND CNV
Shares7.26K
TypeSH
Market value$442.3K
0.33%
Sole
7.26K
Shared
0.00
None
0.00

AFFIRM HLDGS INC

SOLE
NOTE 11/1
Shares192K
TypePRN
Market value$188.6K
0.14%
Sole
192K
Shared
0.00
None
0.00

WAYFAIR INC

SOLE
NOTE 1.000% 8/1
Shares34K
TypePRN
Market value$33.5K
0.02%
Sole
34K
Shared
0.00
None
0.00

GREEN PLAINS INC

SOLE
NOTE 2.250% 3/1
Shares25K
TypePRN
Market value$24.6K
0.02%
Sole
25K
Shared
0.00
None
0.00