Filed: 11/13/2024ACC: 0000724683-24-000049
📋 What this filing means
PIPER SANDLER & CO. filed this quarterly 13F‑HR report disclosing 37 equity positions with a total reported market value of $148.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
37
Positions
$148.16M
Total AUM (reported)
123.41M
Total Shares
Allocation by class
NOTE 0.750% 2/1$15.81M10.7%
NOTE 0.750% 5/0$15.78M10.7%
NOTE 5.500%11/0$15.69M10.6%
NOTE 1.000%11/1$12.28M8.3%
NOTE 1.500% 5/1$11.48M7.7%
NOTE 0.750% 3/0$10.65M7.2%
NOTE 11/0$7.82M5.3%
Portfolio Concentration
Top 3$47.29M31.9%
4–10$57.21M38.6%
11–25$40.03M27.0%
Rest$3.65M2.5%
Top 3 weight
31.9%
Top 10 weight
70.5%
Voting Authority Distribution
Total shares with voting rights: 123.41M
Sole
Full voting authority
123.41M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole37
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings37
Rows:
INSIGHT ENTERPRISES INC
SOLEShares5.04M
TypePRN
Market value$15.81M
10.67%
Sole
5.04M
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
SOLEShares7.25M
TypePRN
Market value$15.78M
10.65%
Sole
7.25M
Shared
0.00
None
0.00
PENNYMAC CORP
SOLEShares15.81M
TypePRN
Market value$15.69M
10.59%
Sole
15.81M
Shared
0.00
None
0.00
CHART INDS INC
SOLEShares5.87M
TypePRN
Market value$12.28M
8.29%
Sole
5.87M
Shared
0.00
None
0.00
LYFT INC
SOLEShares11.75M
TypePRN
Market value$11.48M
7.75%
Sole
11.75M
Shared
0.00
None
0.00
PEGASYSTEMS INC
SOLEShares10.88M
TypePRN
Market value$10.65M
7.19%
Sole
10.88M
Shared
0.00
None
0.00
FIVERR INTL LTD
SOLEShares8.35M
TypePRN
Market value$7.82M
5.28%
Sole
8.35M
Shared
0.00
None
0.00
RWT HLDGS INC
SOLEShares5.38M
TypePRN
Market value$5.28M
3.56%
Sole
5.38M
Shared
0.00
None
0.00
ENVESTNET INC
SOLEShares5M
TypePRN
Market value$4.92M
3.32%
Sole
5M
Shared
0.00
None
0.00
CHEGG INC
SOLEShares5M
TypePRN
Market value$4.79M
3.23%
Sole
5M
Shared
0.00
None
0.00
WIX COM LTD
SOLEShares5M
TypePRN
Market value$4.76M
3.21%
Sole
5M
Shared
0.00
None
0.00
ENVESTNET INC
SOLEShares4M
TypePRN
Market value$4.27M
2.88%
Sole
4M
Shared
0.00
None
0.00
RINGCENTRAL INC
SOLEShares3.86M
TypePRN
Market value$3.76M
2.54%
Sole
3.86M
Shared
0.00
None
0.00
PARSONS CORP DEL
SOLEShares2M
TypePRN
Market value$3.57M
2.41%
Sole
2M
Shared
0.00
None
0.00
BILIBILI INC
SOLEShares3.50M
TypePRN
Market value$3.46M
2.34%
Sole
3.50M
Shared
0.00
None
0.00
NATIONAL VISION HLDGS INC
SOLEShares3.13M
TypePRN
Market value$3.06M
2.06%
Sole
3.13M
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares2.54M
TypePRN
Market value$2.56M
1.73%
Sole
2.54M
Shared
0.00
None
0.00
FIVE9 INC
SOLEShares2.60M
TypePRN
Market value$2.52M
1.70%
Sole
2.60M
Shared
0.00
None
0.00
I3 VERTICALS LLC
SOLEShares2.04M
TypePRN
Market value$1.98M
1.33%
Sole
2.04M
Shared
0.00
None
0.00
PACIRA BIOSCIENCES INC
SOLEShares2M
TypePRN
Market value$1.91M
1.29%
Sole
2M
Shared
0.00
None
0.00
INTEGRA LIFESCIENCES HLDGS C
SOLEShares2M
TypePRN
Market value$1.90M
1.28%
Sole
2M
Shared
0.00
None
0.00
ARBOR REALTY TRUST INC
SOLEShares1.75M
TypePRN
Market value$1.78M
1.20%
Sole
1.75M
Shared
0.00
None
0.00
LIVONGO HEALTH INC
SOLEShares1.63M
TypePRN
Market value$1.58M
1.07%
Sole
1.63M
Shared
0.00
None
0.00
EVENTBRITE INC
SOLEShares1.50M
TypePRN
Market value$1.47M
0.99%
Sole
1.50M
Shared
0.00
None
0.00
NUVASIVE INC
SOLEShares1.50M
TypePRN
Market value$1.46M
0.99%
Sole
1.50M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INSIGHT ENTERPRISES INCSOLE | NOTE 0.750% 2/1 | 5.04M | PRN | $15.81M 10.67% | 5.04M | 0.00 | 0.00 |
BOOKING HOLDINGS INCSOLE | NOTE 0.750% 5/0 | 7.25M | PRN | $15.78M 10.65% | 7.25M | 0.00 | 0.00 |
PENNYMAC CORPSOLE | NOTE 5.500%11/0 | 15.81M | PRN | $15.69M 10.59% | 15.81M | 0.00 | 0.00 |
CHART INDS INCSOLE | NOTE 1.000%11/1 | 5.87M | PRN | $12.28M 8.29% | 5.87M | 0.00 | 0.00 |
LYFT INCSOLE | NOTE 1.500% 5/1 | 11.75M | PRN | $11.48M 7.75% | 11.75M | 0.00 | 0.00 |
PEGASYSTEMS INCSOLE | NOTE 0.750% 3/0 | 10.88M | PRN | $10.65M 7.19% | 10.88M | 0.00 | 0.00 |
FIVERR INTL LTDSOLE | NOTE 11/0 | 8.35M | PRN | $7.82M 5.28% | 8.35M | 0.00 | 0.00 |
RWT HLDGS INCSOLE | NOTE 5.750%10/0 | 5.38M | PRN | $5.28M 3.56% | 5.38M | 0.00 | 0.00 |
ENVESTNET INCSOLE | NOTE 0.750% 8/1 | 5M | PRN | $4.92M 3.32% | 5M | 0.00 | 0.00 |
CHEGG INCSOLE | NOTE 0.125% 3/1 | 5M | PRN | $4.79M 3.23% | 5M | 0.00 | 0.00 |
WIX COM LTDSOLE | NOTE 8/1 | 5M | PRN | $4.76M 3.21% | 5M | 0.00 | 0.00 |
ENVESTNET INCSOLE | NOTE 2.625%12/0 | 4M | PRN | $4.27M 2.88% | 4M | 0.00 | 0.00 |
RINGCENTRAL INCSOLE | NOTE 3/0 | 3.86M | PRN | $3.76M 2.54% | 3.86M | 0.00 | 0.00 |
PARSONS CORP DELSOLE | NOTE 0.250% 8/1 | 2M | PRN | $3.57M 2.41% | 2M | 0.00 | 0.00 |
BILIBILI INCSOLE | NOTE 0.500%12/0 | 3.50M | PRN | $3.46M 2.34% | 3.50M | 0.00 | 0.00 |
NATIONAL VISION HLDGS INCSOLE | NOTE 2.500% 5/1 | 3.13M | PRN | $3.06M 2.06% | 3.13M | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | NOTE 6.375% 3/0 | 2.54M | PRN | $2.56M 1.73% | 2.54M | 0.00 | 0.00 |
FIVE9 INCSOLE | NOTE 0.500% 6/0 | 2.60M | PRN | $2.52M 1.70% | 2.60M | 0.00 | 0.00 |
I3 VERTICALS LLCSOLE | NOTE 1.000% 2/1 | 2.04M | PRN | $1.98M 1.33% | 2.04M | 0.00 | 0.00 |
PACIRA BIOSCIENCES INCSOLE | NOTE 0.750% 8/0 | 2M | PRN | $1.91M 1.29% | 2M | 0.00 | 0.00 |
INTEGRA LIFESCIENCES HLDGS CSOLE | NOTE 0.500% 8/1 | 2M | PRN | $1.90M 1.28% | 2M | 0.00 | 0.00 |
ARBOR REALTY TRUST INCSOLE | NOTE 7.500% 8/0 | 1.75M | PRN | $1.78M 1.20% | 1.75M | 0.00 | 0.00 |
LIVONGO HEALTH INCSOLE | NOTE 0.875% 6/0 | 1.63M | PRN | $1.58M 1.07% | 1.63M | 0.00 | 0.00 |
EVENTBRITE INCSOLE | NOTE 5.000%12/0 | 1.50M | PRN | $1.47M 0.99% | 1.50M | 0.00 | 0.00 |
NUVASIVE INCSOLE | NOTE 0.375% 3/1 | 1.50M | PRN | $1.46M 0.99% | 1.50M | 0.00 | 0.00 |
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