Filed: 8/8/2024ACC: 0000724683-24-000028
📋 What this filing means
PIPER SANDLER & CO. filed this quarterly 13F‑HR report disclosing 17 equity positions with a total reported market value of $127.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
17
Positions
$127.94M
Total AUM (reported)
112.41M
Total Shares
Allocation by class
NOTE 5.000% 8/0$31.43M24.6%
NOTE 1.500% 8/1$26.95M21.1%
NOTE 0.599% 8/0$21.31M16.7%
NOTE 5.500%11/0$13.89M10.9%
NOTE 2.500% 7/1$12.82M10.0%
NOTE 5.625% 7/1$4.75M3.7%
NOTE 0.125% 3/1$4.63M3.6%
Portfolio Concentration
Top 3$79.69M62.3%
4–10$44.92M35.1%
11–25$3.33M2.6%
Top 3 weight
62.3%
Top 10 weight
97.4%
Voting Authority Distribution
Total shares with voting rights: 112.41M
Sole
Full voting authority
112.41M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole17
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings17
Rows:
EAGLE BULK SHIPPING INC
SOLEShares15.03M
TypePRN
Market value$31.43M
24.57%
Sole
15.03M
Shared
0.00
None
0.00
JAZZ INVESTMENTS I LTD
SOLEShares27.20M
TypePRN
Market value$26.95M
21.07%
Sole
27.20M
Shared
0.00
None
0.00
BIOMARIN PHARMACEUTICAL INC
SOLEShares21.58M
TypePRN
Market value$21.31M
16.66%
Sole
21.58M
Shared
0.00
None
0.00
PENNYMAC CORP
SOLEShares14.06M
TypePRN
Market value$13.89M
10.85%
Sole
14.06M
Shared
0.00
None
0.00
TURNING PT BRANDS INC
SOLEShares12.91M
TypePRN
Market value$12.82M
10.02%
Sole
12.91M
Shared
0.00
None
0.00
REDWOOD TRUST INC
SOLEShares4.77M
TypePRN
Market value$4.75M
3.71%
Sole
4.77M
Shared
0.00
None
0.00
CHEGG INC
SOLEShares5M
TypePRN
Market value$4.63M
3.62%
Sole
5M
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares4.04M
TypePRN
Market value$4.01M
3.13%
Sole
4.04M
Shared
0.00
None
0.00
ARBOR REALTY TRUST INC
SOLEShares2.75M
TypePRN
Market value$2.72M
2.13%
Sole
2.75M
Shared
0.00
None
0.00
FIVERR INTL LTD
SOLEShares2.30M
TypePRN
Market value$2.10M
1.64%
Sole
2.30M
Shared
0.00
None
0.00
BLACKLINE INC
SOLEShares1.54M
TypePRN
Market value$1.52M
1.19%
Sole
1.54M
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares684K
TypePRN
Market value$1.44M
1.13%
Sole
684K
Shared
0.00
None
0.00
SHATTUCK LABS INC
SOLEShares39.47K
TypeSH
Market value$152.3K
0.12%
Sole
39.47K
Shared
0.00
None
0.00
I3 VERTICALS LLC
SOLEShares97K
TypePRN
Market value$92.7K
0.07%
Sole
97K
Shared
0.00
None
0.00
PROFRAC HLDG CORP
SOLEShares8.16K
TypeSH
Market value$60.5K
0.05%
Sole
8.16K
Shared
0.00
None
0.00
CARTESIAN GROWTH CORP II
SOLEShares402.50K
TypeSH
Market value$40.7K
0.03%
Sole
402.50K
Shared
0.00
None
0.00
KVH INDS INC
SOLEShares3.23K
TypeSH
Market value$15.0K
0.01%
Sole
3.23K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EAGLE BULK SHIPPING INCSOLE | NOTE 5.000% 8/0 | 15.03M | PRN | $31.43M 24.57% | 15.03M | 0.00 | 0.00 |
JAZZ INVESTMENTS I LTDSOLE | NOTE 1.500% 8/1 | 27.20M | PRN | $26.95M 21.07% | 27.20M | 0.00 | 0.00 |
BIOMARIN PHARMACEUTICAL INCSOLE | NOTE 0.599% 8/0 | 21.58M | PRN | $21.31M 16.66% | 21.58M | 0.00 | 0.00 |
PENNYMAC CORPSOLE | NOTE 5.500%11/0 | 14.06M | PRN | $13.89M 10.85% | 14.06M | 0.00 | 0.00 |
TURNING PT BRANDS INCSOLE | NOTE 2.500% 7/1 | 12.91M | PRN | $12.82M 10.02% | 12.91M | 0.00 | 0.00 |
REDWOOD TRUST INCSOLE | NOTE 5.625% 7/1 | 4.77M | PRN | $4.75M 3.71% | 4.77M | 0.00 | 0.00 |
CHEGG INCSOLE | NOTE 0.125% 3/1 | 5M | PRN | $4.63M 3.62% | 5M | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | NOTE 6.375% 3/0 | 4.04M | PRN | $4.01M 3.13% | 4.04M | 0.00 | 0.00 |
ARBOR REALTY TRUST INCSOLE | NOTE 7.500% 8/0 | 2.75M | PRN | $2.72M 2.13% | 2.75M | 0.00 | 0.00 |
FIVERR INTL LTDSOLE | NOTE 11/0 | 2.30M | PRN | $2.10M 1.64% | 2.30M | 0.00 | 0.00 |
BLACKLINE INCSOLE | NOTE 0.125% 8/0 | 1.54M | PRN | $1.52M 1.19% | 1.54M | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | NOTE 0.375% 6/0 | 684K | PRN | $1.44M 1.13% | 684K | 0.00 | 0.00 |
SHATTUCK LABS INCSOLE | COM | 39.47K | SH | $152.3K 0.12% | 39.47K | 0.00 | 0.00 |
I3 VERTICALS LLCSOLE | NOTE 1.000% 2/1 | 97K | PRN | $92.7K 0.07% | 97K | 0.00 | 0.00 |
PROFRAC HLDG CORPSOLE | CLASS A COM | 8.16K | SH | $60.5K 0.05% | 8.16K | 0.00 | 0.00 |
CARTESIAN GROWTH CORP IISOLE | *W EXP 07/12/202 | 402.50K | SH | $40.7K 0.03% | 402.50K | 0.00 | 0.00 |
KVH INDS INCSOLE | COM | 3.23K | SH | $15.0K 0.01% | 3.23K | 0.00 | 0.00 |