Filed: 5/13/2024ACC: 0000724683-24-000020
📋 What this filing means
PIPER SANDLER & CO. filed this quarterly 13F‑HR report disclosing 22 equity positions with a total reported market value of $145.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
22
Positions
$145.30M
Total AUM (reported)
90.01M
Total Shares
Allocation by class
NOTE 0.375% 6/0$50.14M34.5%
NOTE 2.250% 5/1$24.57M16.9%
NOTE 0.250% 5/1$12.41M8.5%
NOTE 6.250% 6/1$10.70M7.4%
NOTE 5.500%11/0$10.54M7.3%
NOTE 0.125% 3/1$8.29M5.7%
NOTE 1.500% 8/1$6.98M4.8%
Portfolio Concentration
Top 3$87.13M60.0%
4–10$50.07M34.5%
11–25$8.10M5.6%
Top 3 weight
60.0%
Top 10 weight
94.4%
Voting Authority Distribution
Total shares with voting rights: 90.01M
Sole
Full voting authority
90.01M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole22
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings22
Rows:
PALO ALTO NETWORKS INC
SOLEShares18.02M
TypePRN
Market value$50.14M
34.51%
Sole
18.02M
Shared
0.00
None
0.00
NEUROCRINE BIOSCIENCES INC
SOLEShares13.56M
TypePRN
Market value$24.57M
16.91%
Sole
13.56M
Shared
0.00
None
0.00
PIONEER NAT RES CO
SOLEShares4.42M
TypePRN
Market value$12.41M
8.54%
Sole
4.42M
Shared
0.00
None
0.00
MFA FINL INC
SOLEShares10.73M
TypePRN
Market value$10.70M
7.36%
Sole
10.73M
Shared
0.00
None
0.00
PENNYMAC CORP
SOLEShares10.71M
TypePRN
Market value$10.54M
7.26%
Sole
10.71M
Shared
0.00
None
0.00
CHEGG INC
SOLEShares8.90M
TypePRN
Market value$8.29M
5.71%
Sole
8.90M
Shared
0.00
None
0.00
JAZZ INVESTMENTS I LTD
SOLEShares7.10M
TypePRN
Market value$6.98M
4.81%
Sole
7.10M
Shared
0.00
None
0.00
PARAMOUNT GLOBAL
SOLEShares382.51K
TypeSH
Market value$5.26M
3.62%
Sole
382.51K
Shared
0.00
None
0.00
BILIBILI INC
SOLEShares5M
TypePRN
Market value$4.97M
3.42%
Sole
5M
Shared
0.00
None
0.00
KAMAN CORP
SOLEShares3.29M
TypePRN
Market value$3.32M
2.29%
Sole
3.29M
Shared
0.00
None
0.00
ARBOR REALTY TRUST INC
SOLEShares3M
TypePRN
Market value$2.94M
2.02%
Sole
3M
Shared
0.00
None
0.00
TURNING PT BRANDS INC
SOLEShares2.37M
TypePRN
Market value$2.32M
1.60%
Sole
2.37M
Shared
0.00
None
0.00
REDWOOD TRUST INC
SOLEShares1.50M
TypePRN
Market value$1.50M
1.03%
Sole
1.50M
Shared
0.00
None
0.00
SHATTUCK LABS INC
SOLEShares39.47K
TypeSH
Market value$352.8K
0.24%
Sole
39.47K
Shared
0.00
None
0.00
PROSPECT CAP CORP
SOLEShares335K
TypePRN
Market value$332.5K
0.23%
Sole
335K
Shared
0.00
None
0.00
ZEO ENERGY CORP
SOLEShares50K
TypeSH
Market value$285.0K
0.20%
Sole
50K
Shared
0.00
None
0.00
OPPFI INC
SOLEShares59.44K
TypeSH
Market value$148.6K
0.10%
Sole
59.44K
Shared
0.00
None
0.00
I3 VERTICALS LLC
SOLEShares97K
TypePRN
Market value$92.9K
0.06%
Sole
97K
Shared
0.00
None
0.00
PROFRAC HLDG CORP
SOLEShares8.16K
TypeSH
Market value$68.3K
0.05%
Sole
8.16K
Shared
0.00
None
0.00
CARTESIAN GROWTH CORP II
SOLEShares402.50K
TypeSH
Market value$41.6K
0.03%
Sole
402.50K
Shared
0.00
None
0.00
CLARIVATE PLC
SOLEShares545.00
TypeSH
Market value$16.4K
0.01%
Sole
545.00
Shared
0.00
None
0.00
OPPFI INC
SOLEShares29.72K
TypeSH
Market value$2.4K
<0.01%
Sole
29.72K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PALO ALTO NETWORKS INCSOLE | NOTE 0.375% 6/0 | 18.02M | PRN | $50.14M 34.51% | 18.02M | 0.00 | 0.00 |
NEUROCRINE BIOSCIENCES INCSOLE | NOTE 2.250% 5/1 | 13.56M | PRN | $24.57M 16.91% | 13.56M | 0.00 | 0.00 |
PIONEER NAT RES COSOLE | NOTE 0.250% 5/1 | 4.42M | PRN | $12.41M 8.54% | 4.42M | 0.00 | 0.00 |
MFA FINL INCSOLE | NOTE 6.250% 6/1 | 10.73M | PRN | $10.70M 7.36% | 10.73M | 0.00 | 0.00 |
PENNYMAC CORPSOLE | NOTE 5.500%11/0 | 10.71M | PRN | $10.54M 7.26% | 10.71M | 0.00 | 0.00 |
CHEGG INCSOLE | NOTE 0.125% 3/1 | 8.90M | PRN | $8.29M 5.71% | 8.90M | 0.00 | 0.00 |
JAZZ INVESTMENTS I LTDSOLE | NOTE 1.500% 8/1 | 7.10M | PRN | $6.98M 4.81% | 7.10M | 0.00 | 0.00 |
PARAMOUNT GLOBALSOLE | 5.75% CONV PFD A | 382.51K | SH | $5.26M 3.62% | 382.51K | 0.00 | 0.00 |
BILIBILI INCSOLE | NOTE 1.375% 4/0 | 5M | PRN | $4.97M 3.42% | 5M | 0.00 | 0.00 |
KAMAN CORPSOLE | NOTE 3.250% 5/0 | 3.29M | PRN | $3.32M 2.29% | 3.29M | 0.00 | 0.00 |
ARBOR REALTY TRUST INCSOLE | NOTE 7.500% 8/0 | 3M | PRN | $2.94M 2.02% | 3M | 0.00 | 0.00 |
TURNING PT BRANDS INCSOLE | NOTE 2.500% 7/1 | 2.37M | PRN | $2.32M 1.60% | 2.37M | 0.00 | 0.00 |
REDWOOD TRUST INCSOLE | NOTE 5.625% 7/1 | 1.50M | PRN | $1.50M 1.03% | 1.50M | 0.00 | 0.00 |
SHATTUCK LABS INCSOLE | COM | 39.47K | SH | $352.8K 0.24% | 39.47K | 0.00 | 0.00 |
PROSPECT CAP CORPSOLE | NOTE 6.375% 3/0 | 335K | PRN | $332.5K 0.23% | 335K | 0.00 | 0.00 |
ZEO ENERGY CORPSOLE | CL A | 50K | SH | $285.0K 0.20% | 50K | 0.00 | 0.00 |
OPPFI INCSOLE | COM CL A | 59.44K | SH | $148.6K 0.10% | 59.44K | 0.00 | 0.00 |
I3 VERTICALS LLCSOLE | NOTE 1.000% 2/1 | 97K | PRN | $92.9K 0.06% | 97K | 0.00 | 0.00 |
PROFRAC HLDG CORPSOLE | CLASS A COM | 8.16K | SH | $68.3K 0.05% | 8.16K | 0.00 | 0.00 |
CARTESIAN GROWTH CORP IISOLE | *W EXP 07/12/202 | 402.50K | SH | $41.6K 0.03% | 402.50K | 0.00 | 0.00 |
CLARIVATE PLCSOLE | 5.25% PFD CONV A | 545.00 | SH | $16.4K 0.01% | 545.00 | 0.00 | 0.00 |
OPPFI INCSOLE | *W EXP 07/20/202 | 29.72K | SH | $2.4K <0.01% | 29.72K | 0.00 | 0.00 |