Filed: 2/12/2024ACC: 0000724683-24-000012
📋 What this filing means
PIPER SANDLER & CO. filed this quarterly 13F‑HR report disclosing 20 equity positions with a total reported market value of $132.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
20
Positions
$132.48M
Total AUM (reported)
71.40M
Total Shares
Allocation by class
NOTE 2.000% 5/1$47.64M36.0%
NOTE 1.250% 1/1$28.66M21.6%
NOTE 1.500% 2/0$20.27M15.3%
NOTE 1.500% 8/1$6.89M5.2%
NOTE 5.500%11/0$5.17M3.9%
NOTE 6.250% 6/1$5.03M3.8%
NOTE 2.625% 3/1$4.46M3.4%
Portfolio Concentration
Top 3$96.57M72.9%
4–10$31.10M23.5%
11–25$4.82M3.6%
Top 3 weight
72.9%
Top 10 weight
96.4%
Voting Authority Distribution
Total shares with voting rights: 71.40M
Sole
Full voting authority
71.40M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole20
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings20
Rows:
TESLA INC
SOLEShares4M
TypePRN
Market value$47.64M
35.96%
Sole
4M
Shared
0.00
None
0.00
NICE SYS INC
SOLEShares13.49M
TypePRN
Market value$28.66M
21.63%
Sole
13.49M
Shared
0.00
None
0.00
WESTERN DIGITAL CORP.
SOLEShares20.36M
TypePRN
Market value$20.27M
15.30%
Sole
20.36M
Shared
0.00
None
0.00
JAZZ INVESTMENTS I LTD
SOLEShares7.10M
TypePRN
Market value$6.89M
5.20%
Sole
7.10M
Shared
0.00
None
0.00
PENNYMAC CORP
SOLEShares5.31M
TypePRN
Market value$5.17M
3.90%
Sole
5.31M
Shared
0.00
None
0.00
MFA FINL INC
SOLEShares5.06M
TypePRN
Market value$5.03M
3.80%
Sole
5.06M
Shared
0.00
None
0.00
HERBALIFE LTD
SOLEShares4.52M
TypePRN
Market value$4.46M
3.37%
Sole
4.52M
Shared
0.00
None
0.00
PIONEER NAT RES CO
SOLEShares1.80M
TypePRN
Market value$4.41M
3.33%
Sole
1.80M
Shared
0.00
None
0.00
GREENBRIER COS INC
SOLEShares2.87M
TypePRN
Market value$2.84M
2.14%
Sole
2.87M
Shared
0.00
None
0.00
CHEGG INC
SOLEShares2.50M
TypePRN
Market value$2.30M
1.74%
Sole
2.50M
Shared
0.00
None
0.00
KAMAN CORP
SOLEShares2.29M
TypePRN
Market value$2.22M
1.68%
Sole
2.29M
Shared
0.00
None
0.00
8X8 INC NEW
SOLEShares1.50M
TypePRN
Market value$1.48M
1.12%
Sole
1.50M
Shared
0.00
None
0.00
SOLARIS OILFIELD INFRASTRUCT
SOLEShares48.04K
TypeSH
Market value$382.4K
0.29%
Sole
48.04K
Shared
0.00
None
0.00
OPPFI INC
SOLEShares59.44K
TypeSH
Market value$304.3K
0.23%
Sole
59.44K
Shared
0.00
None
0.00
SHATTUCK LABS INC
SOLEShares39.47K
TypeSH
Market value$281.4K
0.21%
Sole
39.47K
Shared
0.00
None
0.00
PROFRAC HLDG CORP
SOLEShares8.16K
TypeSH
Market value$69.2K
0.05%
Sole
8.16K
Shared
0.00
None
0.00
CARTESIAN GROWTH CORP II
SOLEShares402.50K
TypeSH
Market value$52.3K
0.04%
Sole
402.50K
Shared
0.00
None
0.00
OPPFI INC
SOLEShares29.72K
TypeSH
Market value$11.6K
<0.01%
Sole
29.72K
Shared
0.00
None
0.00
PHARVARIS N V
SOLEShares181.00
TypeSH
Market value$5.1K
<0.01%
Sole
181.00
Shared
0.00
None
0.00
REDWOOD TRUST INC
SOLEShares5K
TypePRN
Market value$4.9K
<0.01%
Sole
5K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TESLA INCSOLE | NOTE 2.000% 5/1 | 4M | PRN | $47.64M 35.96% | 4M | 0.00 | 0.00 |
NICE SYS INCSOLE | NOTE 1.250% 1/1 | 13.49M | PRN | $28.66M 21.63% | 13.49M | 0.00 | 0.00 |
WESTERN DIGITAL CORP.SOLE | NOTE 1.500% 2/0 | 20.36M | PRN | $20.27M 15.30% | 20.36M | 0.00 | 0.00 |
JAZZ INVESTMENTS I LTDSOLE | NOTE 1.500% 8/1 | 7.10M | PRN | $6.89M 5.20% | 7.10M | 0.00 | 0.00 |
PENNYMAC CORPSOLE | NOTE 5.500%11/0 | 5.31M | PRN | $5.17M 3.90% | 5.31M | 0.00 | 0.00 |
MFA FINL INCSOLE | NOTE 6.250% 6/1 | 5.06M | PRN | $5.03M 3.80% | 5.06M | 0.00 | 0.00 |
HERBALIFE LTDSOLE | NOTE 2.625% 3/1 | 4.52M | PRN | $4.46M 3.37% | 4.52M | 0.00 | 0.00 |
PIONEER NAT RES COSOLE | NOTE 0.250% 5/1 | 1.80M | PRN | $4.41M 3.33% | 1.80M | 0.00 | 0.00 |
GREENBRIER COS INCSOLE | NOTE 2.875% 2/0 | 2.87M | PRN | $2.84M 2.14% | 2.87M | 0.00 | 0.00 |
CHEGG INCSOLE | NOTE 0.125% 3/1 | 2.50M | PRN | $2.30M 1.74% | 2.50M | 0.00 | 0.00 |
KAMAN CORPSOLE | NOTE 3.250% 5/0 | 2.29M | PRN | $2.22M 1.68% | 2.29M | 0.00 | 0.00 |
8X8 INC NEWSOLE | NOTE 0.500% 2/0 | 1.50M | PRN | $1.48M 1.12% | 1.50M | 0.00 | 0.00 |
SOLARIS OILFIELD INFRASTRUCTSOLE | COM CL A | 48.04K | SH | $382.4K 0.29% | 48.04K | 0.00 | 0.00 |
OPPFI INCSOLE | COM CL A | 59.44K | SH | $304.3K 0.23% | 59.44K | 0.00 | 0.00 |
SHATTUCK LABS INCSOLE | COM | 39.47K | SH | $281.4K 0.21% | 39.47K | 0.00 | 0.00 |
PROFRAC HLDG CORPSOLE | CLASS A COM | 8.16K | SH | $69.2K 0.05% | 8.16K | 0.00 | 0.00 |
CARTESIAN GROWTH CORP IISOLE | *W EXP 07/12/202 | 402.50K | SH | $52.3K 0.04% | 402.50K | 0.00 | 0.00 |
OPPFI INCSOLE | *W EXP 07/20/202 | 29.72K | SH | $11.6K <0.01% | 29.72K | 0.00 | 0.00 |
PHARVARIS N VSOLE | COM | 181.00 | SH | $5.1K <0.01% | 181.00 | 0.00 | 0.00 |
REDWOOD TRUST INCSOLE | NOTE 5.625% 7/1 | 5K | PRN | $4.9K <0.01% | 5K | 0.00 | 0.00 |