Filed: 11/14/2023ACC: 0000724683-23-000031
📋 What this filing means
PIPER SANDLER & CO. filed this quarterly 13F‑HR report disclosing 10 equity positions with a total reported market value of $105.64M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
10
Positions
$105.64M
Total AUM (reported)
62.97M
Total Shares
Allocation by class
NOTE$105.27M99.7%
COM CL A$149.8K0.1%
CLASS A COM$88.8K0.1%
W EXP$65.8K0.1%
COM$60.0K0.1%
Portfolio Concentration
Top 3$98.66M93.4%
4–10$6.98M6.6%
Top 3 weight
93.4%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 62.97M
Sole
Full voting authority
62.97M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole10
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings10
Rows:
KBR INC
SOLEShares33.40M
TypePRN
Market value$76.61M
72.52%
Sole
33.40M
Shared
0.00
None
0.00
WESTERN DIGITAL CORP
SOLEShares12.31M
TypePRN
Market value$12.10M
11.46%
Sole
12.31M
Shared
0.00
None
0.00
APOLLO COML REAL ESTATE FIN
SOLEShares9.99M
TypePRN
Market value$9.94M
9.41%
Sole
9.99M
Shared
0.00
None
0.00
HERBALIFE LTD
SOLEShares3.70M
TypePRN
Market value$3.61M
3.42%
Sole
3.70M
Shared
0.00
None
0.00
MFA FINL INC
SOLEShares3.03M
TypePRN
Market value$3.01M
2.85%
Sole
3.03M
Shared
0.00
None
0.00
OPPFI INC
SOLEShares59.44K
TypeSH
Market value$149.8K
0.14%
Sole
59.44K
Shared
0.00
None
0.00
PROFRAC HLDG CORP
SOLEShares8.16K
TypeSH
Market value$88.8K
0.08%
Sole
8.16K
Shared
0.00
None
0.00
CARTESIAN GROWTH CORP II
SOLEShares402.50K
TypeSH
Market value$64.4K
0.06%
Sole
402.50K
Shared
0.00
None
0.00
SHATTUCK LABS INC
SOLEShares39.47K
TypeSH
Market value$60.0K
0.06%
Sole
39.47K
Shared
0.00
None
0.00
OPPFI INC
SOLEShares29.72K
TypeSH
Market value$1.4K
<0.01%
Sole
29.72K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
KBR INCSOLE | NOTE | 33.40M | PRN | $76.61M 72.52% | 33.40M | 0.00 | 0.00 |
WESTERN DIGITAL CORPSOLE | NOTE | 12.31M | PRN | $12.10M 11.46% | 12.31M | 0.00 | 0.00 |
APOLLO COML REAL ESTATE FINSOLE | NOTE | 9.99M | PRN | $9.94M 9.41% | 9.99M | 0.00 | 0.00 |
HERBALIFE LTDSOLE | NOTE | 3.70M | PRN | $3.61M 3.42% | 3.70M | 0.00 | 0.00 |
MFA FINL INCSOLE | NOTE | 3.03M | PRN | $3.01M 2.85% | 3.03M | 0.00 | 0.00 |
OPPFI INCSOLE | COM CL A | 59.44K | SH | $149.8K 0.14% | 59.44K | 0.00 | 0.00 |
PROFRAC HLDG CORPSOLE | CLASS A COM | 8.16K | SH | $88.8K 0.08% | 8.16K | 0.00 | 0.00 |
CARTESIAN GROWTH CORP IISOLE | W EXP | 402.50K | SH | $64.4K 0.06% | 402.50K | 0.00 | 0.00 |
SHATTUCK LABS INCSOLE | COM | 39.47K | SH | $60.0K 0.06% | 39.47K | 0.00 | 0.00 |
OPPFI INCSOLE | W EXP | 29.72K | SH | $1.4K <0.01% | 29.72K | 0.00 | 0.00 |