Filed: 8/10/2023ACC: 0000724683-23-000023
📋 What this filing means
PIPER SANDLER & CO. filed this quarterly 13F‑HR report disclosing 21 equity positions with a total reported market value of $93.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
21
Positions
$93.65M
Total AUM (reported)
63.86M
Total Shares
Allocation by class
NOTE 0.250% 5/1$30.86M33.0%
NOTE 1.500% 2/0$11.94M12.7%
NOTE 2.500%11/0$10.25M10.9%
NOTE 5.375%10/1$9.90M10.6%
NOTE 4.750% 8/1$6.59M7.0%
NOTE 5.000%10/0$4.89M5.2%
UNIT 08/15/2023$3.92M4.2%
Portfolio Concentration
Top 3$53.04M56.6%
4–10$35.93M38.4%
11–25$4.67M5.0%
Top 3 weight
56.6%
Top 10 weight
95.0%
Voting Authority Distribution
Total shares with voting rights: 63.86M
Sole
Full voting authority
63.86M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole21
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings21
Rows:
PIONEER NAT RES CO
SOLEShares14.49M
TypePRN
Market value$30.86M
32.95%
Sole
14.49M
Shared
0.00
None
0.00
WESTERN DIGITAL CORP.
SOLEShares12.31M
TypePRN
Market value$11.94M
12.75%
Sole
12.31M
Shared
0.00
None
0.00
KBR INC
SOLEShares4M
TypePRN
Market value$10.25M
10.94%
Sole
4M
Shared
0.00
None
0.00
APOLLO COML REAL ESTATE FIN
SOLEShares9.99M
TypePRN
Market value$9.90M
10.57%
Sole
9.99M
Shared
0.00
None
0.00
REDWOOD TRUST INC
SOLEShares6.67M
TypePRN
Market value$6.59M
7.04%
Sole
6.67M
Shared
0.00
None
0.00
TILRAY BRANDS INC
SOLEShares4.96M
TypePRN
Market value$4.89M
5.22%
Sole
4.96M
Shared
0.00
None
0.00
AMERICAN ELEC PWR CO INC
SOLEShares78.95K
TypeSH
Market value$3.92M
4.19%
Sole
78.95K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares79.83K
TypeSH
Market value$3.91M
4.18%
Sole
79.83K
Shared
0.00
None
0.00
HELLO GROUP INC
SOLEShares3.89M
TypePRN
Market value$3.81M
4.07%
Sole
3.89M
Shared
0.00
None
0.00
HERBALIFE LTD
SOLEShares3M
TypePRN
Market value$2.91M
3.10%
Sole
3M
Shared
0.00
None
0.00
SPLUNK INC
SOLEShares2.76M
TypePRN
Market value$2.73M
2.91%
Sole
2.76M
Shared
0.00
None
0.00
ILLUMINA INC
SOLEShares1.04M
TypePRN
Market value$1.03M
1.10%
Sole
1.04M
Shared
0.00
None
0.00
COLOMBIER ACQUISITION CORP
SOLEShares25K
TypeSH
Market value$256.8K
0.27%
Sole
25K
Shared
0.00
None
0.00
DA32 LIFE SCNCE TEC ACQSTN C
SOLEShares25K
TypeSH
Market value$256.5K
0.27%
Sole
25K
Shared
0.00
None
0.00
SHATTUCK LABS INC
SOLEShares39.47K
TypeSH
Market value$123.1K
0.13%
Sole
39.47K
Shared
0.00
None
0.00
OPPFI INC
SOLEShares59.44K
TypeSH
Market value$121.3K
0.13%
Sole
59.44K
Shared
0.00
None
0.00
PROFRAC HLDG CORP
SOLEShares8.16K
TypeSH
Market value$91.1K
0.10%
Sole
8.16K
Shared
0.00
None
0.00
CARTESIAN GROWTH CORP II
SOLEShares402.50K
TypeSH
Market value$63.2K
0.07%
Sole
402.50K
Shared
0.00
None
0.00
OPPFI INC
SOLEShares29.72K
TypeSH
Market value$2.1K
<0.01%
Sole
29.72K
Shared
0.00
None
0.00
NEXPOINT RESIDENTIAL TR INC
SOLEShares27.00
TypeSH
Market value$1.2K
<0.01%
Sole
27.00
Shared
0.00
None
0.00
CNO FINL GROUP INC
SOLEShares1.00
TypeSH
Market value$24.00
<0.01%
Sole
1.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIONEER NAT RES COSOLE | NOTE 0.250% 5/1 | 14.49M | PRN | $30.86M 32.95% | 14.49M | 0.00 | 0.00 |
WESTERN DIGITAL CORP.SOLE | NOTE 1.500% 2/0 | 12.31M | PRN | $11.94M 12.75% | 12.31M | 0.00 | 0.00 |
KBR INCSOLE | NOTE 2.500%11/0 | 4M | PRN | $10.25M 10.94% | 4M | 0.00 | 0.00 |
APOLLO COML REAL ESTATE FINSOLE | NOTE 5.375%10/1 | 9.99M | PRN | $9.90M 10.57% | 9.99M | 0.00 | 0.00 |
REDWOOD TRUST INCSOLE | NOTE 4.750% 8/1 | 6.67M | PRN | $6.59M 7.04% | 6.67M | 0.00 | 0.00 |
TILRAY BRANDS INCSOLE | NOTE 5.000%10/0 | 4.96M | PRN | $4.89M 5.22% | 4.96M | 0.00 | 0.00 |
AMERICAN ELEC PWR CO INCSOLE | UNIT 08/15/2023 | 78.95K | SH | $3.92M 4.19% | 78.95K | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | UNIT 09/01/2023 | 79.83K | SH | $3.91M 4.18% | 79.83K | 0.00 | 0.00 |
HELLO GROUP INCSOLE | NOTE 1.250% 7/0 | 3.89M | PRN | $3.81M 4.07% | 3.89M | 0.00 | 0.00 |
HERBALIFE LTDSOLE | NOTE 2.625% 3/1 | 3M | PRN | $2.91M 3.10% | 3M | 0.00 | 0.00 |
SPLUNK INCSOLE | NOTE 0.500% 9/1 | 2.76M | PRN | $2.73M 2.91% | 2.76M | 0.00 | 0.00 |
ILLUMINA INCSOLE | NOTE 8/1 | 1.04M | PRN | $1.03M 1.10% | 1.04M | 0.00 | 0.00 |
COLOMBIER ACQUISITION CORPSOLE | CL A | 25K | SH | $256.8K 0.27% | 25K | 0.00 | 0.00 |
DA32 LIFE SCNCE TEC ACQSTN CSOLE | CLASS A COM | 25K | SH | $256.5K 0.27% | 25K | 0.00 | 0.00 |
SHATTUCK LABS INCSOLE | COM | 39.47K | SH | $123.1K 0.13% | 39.47K | 0.00 | 0.00 |
OPPFI INCSOLE | COM CL A | 59.44K | SH | $121.3K 0.13% | 59.44K | 0.00 | 0.00 |
PROFRAC HLDG CORPSOLE | CLASS A COM | 8.16K | SH | $91.1K 0.10% | 8.16K | 0.00 | 0.00 |
CARTESIAN GROWTH CORP IISOLE | *W EXP 07/12/202 | 402.50K | SH | $63.2K 0.07% | 402.50K | 0.00 | 0.00 |
OPPFI INCSOLE | *W EXP 07/20/202 | 29.72K | SH | $2.1K <0.01% | 29.72K | 0.00 | 0.00 |
NEXPOINT RESIDENTIAL TR INCSOLE | COM | 27.00 | SH | $1.2K <0.01% | 27.00 | 0.00 | 0.00 |
CNO FINL GROUP INCSOLE | COM | 1.00 | SH | $24.00 <0.01% | 1.00 | 0.00 | 0.00 |