Filed: 5/11/2023ACC: 0000724683-23-000017
📋 What this filing means
PIPER SANDLER & CO. filed this quarterly 13F‑HR report disclosing 30 equity positions with a total reported market value of $146.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
30
Positions
$146.06M
Total AUM (reported)
132.55M
Total Shares
Allocation by class
NOTE 2.000% 5/1$16.77M11.5%
NOTE 5.000% 4/1$16.75M11.5%
NOTE 0.625% 6/1$14.96M10.2%
NOTE 2.000% 4/0$14.69M10.1%
NOTE 6.125% 5/1$13.11M9.0%
NOTE 0.125% 4/1$9.97M6.8%
NOTE 5.375%10/1$9.68M6.6%
Portfolio Concentration
Top 3$48.48M33.2%
4–10$69.98M47.9%
11–25$27.32M18.7%
Rest$273.8K0.2%
Top 3 weight
33.2%
Top 10 weight
81.1%
Voting Authority Distribution
Total shares with voting rights: 132.55M
Sole
Full voting authority
132.55M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole30
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings30
Rows:
HOPE BANCORP INC
SOLEShares17.34M
TypePRN
Market value$16.77M
11.48%
Sole
17.34M
Shared
0.00
None
0.00
DIGITALBRIDGE GROUP INC
SOLEShares16.75M
TypePRN
Market value$16.75M
11.47%
Sole
16.75M
Shared
0.00
None
0.00
SILICON LABORATORIES INC
SOLEShares10M
TypePRN
Market value$14.96M
10.24%
Sole
10M
Shared
0.00
None
0.00
IQIYI INC
SOLEShares14.69M
TypePRN
Market value$14.69M
10.06%
Sole
14.69M
Shared
0.00
None
0.00
KKR REAL ESTATE FIN TR INC
SOLEShares13.25M
TypePRN
Market value$13.11M
8.98%
Sole
13.25M
Shared
0.00
None
0.00
PURE STORAGE INC
SOLEShares10M
TypePRN
Market value$9.97M
6.83%
Sole
10M
Shared
0.00
None
0.00
APOLLO COML REAL ESTATE FIN
SOLEShares9.99M
TypePRN
Market value$9.68M
6.63%
Sole
9.99M
Shared
0.00
None
0.00
WESTERN DIGITAL CORP.
SOLEShares8.98M
TypePRN
Market value$8.68M
5.94%
Sole
8.98M
Shared
0.00
None
0.00
TERADYNE INC
SOLEShares2.30M
TypePRN
Market value$7.15M
4.89%
Sole
2.30M
Shared
0.00
None
0.00
SUPERNUS PHARMACEUTICALS
SOLEShares6.70M
TypePRN
Market value$6.69M
4.58%
Sole
6.70M
Shared
0.00
None
0.00
TILRAY BRANDS INC
SOLEShares4.96M
TypePRN
Market value$4.88M
3.34%
Sole
4.96M
Shared
0.00
None
0.00
REDWOOD TRUST INC
SOLEShares5M
TypePRN
Market value$4.87M
3.33%
Sole
5M
Shared
0.00
None
0.00
SPLUNK INC
SOLEShares4.76M
TypePRN
Market value$4.64M
3.18%
Sole
4.76M
Shared
0.00
None
0.00
NICE SYS INC
SOLEShares1.53M
TypePRN
Market value$3.70M
2.53%
Sole
1.53M
Shared
0.00
None
0.00
HERBALIFE NUTRITION LTD
SOLEShares3M
TypePRN
Market value$2.84M
1.95%
Sole
3M
Shared
0.00
None
0.00
HOPE BANCORP INC
SOLEShares288.80K
TypeSH
Market value$2.84M
1.94%
Sole
288.80K
Shared
0.00
None
0.00
INTERCEPT PHARMACEUTICALS IN
SOLEShares1.16M
TypePRN
Market value$1.16M
0.79%
Sole
1.16M
Shared
0.00
None
0.00
ILLUMINA INC
SOLEShares1.04M
TypePRN
Market value$1.01M
0.69%
Sole
1.04M
Shared
0.00
None
0.00
BECTON DICKINSON & CO
SOLEShares5.51K
TypeSH
Market value$274.0K
0.19%
Sole
5.51K
Shared
0.00
None
0.00
TWO
SOLEShares25K
TypeSH
Market value$256.3K
0.18%
Sole
25K
Shared
0.00
None
0.00
COLOMBIER ACQUISITION CORP
SOLEShares25K
TypeSH
Market value$253.3K
0.17%
Sole
25K
Shared
0.00
None
0.00
DA32 LIFE SCNCE TEC ACQSTN C
SOLEShares25K
TypeSH
Market value$253.0K
0.17%
Sole
25K
Shared
0.00
None
0.00
OPPFI INC
SOLEShares59.44K
TypeSH
Market value$121.8K
0.08%
Sole
59.44K
Shared
0.00
None
0.00
SHATTUCK LABS INC
SOLEShares39.47K
TypeSH
Market value$116.0K
0.08%
Sole
39.47K
Shared
0.00
None
0.00
NEW RELIC INC
SOLEShares110K
TypePRN
Market value$109.4K
0.07%
Sole
110K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HOPE BANCORP INCSOLE | NOTE 2.000% 5/1 | 17.34M | PRN | $16.77M 11.48% | 17.34M | 0.00 | 0.00 |
DIGITALBRIDGE GROUP INCSOLE | NOTE 5.000% 4/1 | 16.75M | PRN | $16.75M 11.47% | 16.75M | 0.00 | 0.00 |
SILICON LABORATORIES INCSOLE | NOTE 0.625% 6/1 | 10M | PRN | $14.96M 10.24% | 10M | 0.00 | 0.00 |
IQIYI INCSOLE | NOTE 2.000% 4/0 | 14.69M | PRN | $14.69M 10.06% | 14.69M | 0.00 | 0.00 |
KKR REAL ESTATE FIN TR INCSOLE | NOTE 6.125% 5/1 | 13.25M | PRN | $13.11M 8.98% | 13.25M | 0.00 | 0.00 |
PURE STORAGE INCSOLE | NOTE 0.125% 4/1 | 10M | PRN | $9.97M 6.83% | 10M | 0.00 | 0.00 |
APOLLO COML REAL ESTATE FINSOLE | NOTE 5.375%10/1 | 9.99M | PRN | $9.68M 6.63% | 9.99M | 0.00 | 0.00 |
WESTERN DIGITAL CORP.SOLE | NOTE 1.500% 2/0 | 8.98M | PRN | $8.68M 5.94% | 8.98M | 0.00 | 0.00 |
TERADYNE INCSOLE | NOTE 1.250%12/1 | 2.30M | PRN | $7.15M 4.89% | 2.30M | 0.00 | 0.00 |
SUPERNUS PHARMACEUTICALSSOLE | NOTE 0.625% 4/0 | 6.70M | PRN | $6.69M 4.58% | 6.70M | 0.00 | 0.00 |
TILRAY BRANDS INCSOLE | NOTE 5.000%10/0 | 4.96M | PRN | $4.88M 3.34% | 4.96M | 0.00 | 0.00 |
REDWOOD TRUST INCSOLE | NOTE 4.750% 8/1 | 5M | PRN | $4.87M 3.33% | 5M | 0.00 | 0.00 |
SPLUNK INCSOLE | NOTE 0.500% 9/1 | 4.76M | PRN | $4.64M 3.18% | 4.76M | 0.00 | 0.00 |
NICE SYS INCSOLE | NOTE 1.250% 1/1 | 1.53M | PRN | $3.70M 2.53% | 1.53M | 0.00 | 0.00 |
HERBALIFE NUTRITION LTDSOLE | NOTE 2.625% 3/1 | 3M | PRN | $2.84M 1.95% | 3M | 0.00 | 0.00 |
HOPE BANCORP INCSOLE | COM | 288.80K | SH | $2.84M 1.94% | 288.80K | 0.00 | 0.00 |
INTERCEPT PHARMACEUTICALS INSOLE | NOTE 3.250% 7/0 | 1.16M | PRN | $1.16M 0.79% | 1.16M | 0.00 | 0.00 |
ILLUMINA INCSOLE | NOTE 8/1 | 1.04M | PRN | $1.01M 0.69% | 1.04M | 0.00 | 0.00 |
BECTON DICKINSON & COSOLE | 6% DP CONV PFD B | 5.51K | SH | $274.0K 0.19% | 5.51K | 0.00 | 0.00 |
TWOSOLE | COM CL A | 25K | SH | $256.3K 0.18% | 25K | 0.00 | 0.00 |
COLOMBIER ACQUISITION CORPSOLE | CL A | 25K | SH | $253.3K 0.17% | 25K | 0.00 | 0.00 |
DA32 LIFE SCNCE TEC ACQSTN CSOLE | CLASS A COM | 25K | SH | $253.0K 0.17% | 25K | 0.00 | 0.00 |
OPPFI INCSOLE | COM CL A | 59.44K | SH | $121.8K 0.08% | 59.44K | 0.00 | 0.00 |
SHATTUCK LABS INCSOLE | COM | 39.47K | SH | $116.0K 0.08% | 39.47K | 0.00 | 0.00 |
NEW RELIC INCSOLE | NOTE 0.500% 5/0 | 110K | PRN | $109.4K 0.07% | 110K | 0.00 | 0.00 |
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