Filed: 2/13/2023ACC: 0000724683-23-000011
📋 What this filing means
PIPER SANDLER & CO. filed this quarterly 13F‑HR report disclosing 34 equity positions with a total reported market value of $96.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
34
Positions
$96.6K
Total AUM (reported)
88.20M
Total Shares
Allocation by class
NOTE 3.750% 2/0$19.6K20.3%
NOTE 1.875% 6/0$12.1K12.5%
NOTE 6.125% 5/1$11.0K11.3%
NOTE 4.750% 3/1$9.6K10.0%
NOTE 2.000% 5/1$7.7K8.0%
NOTE 4.375% 4/0$6.4K6.7%
NOTE 5.000% 4/1$6.1K6.3%
Portfolio Concentration
Top 3$42.6K44.2%
4–10$41.4K42.9%
11–25$11.9K12.4%
Rest$555.000.6%
Top 3 weight
44.2%
Top 10 weight
87.1%
Voting Authority Distribution
Total shares with voting rights: 88.20M
Sole
Full voting authority
88.20M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole34
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings34
Rows:
NOVAVAX INC
SOLEShares19.75M
TypePRN
Market value$19.6K
20.29%
Sole
19.75M
Shared
0.00
None
0.00
ATLAS AIR WORLDWIDE HLDGS IN
SOLEShares7.25M
TypePRN
Market value$12.1K
12.53%
Sole
7.25M
Shared
0.00
None
0.00
KKR REAL ESTATE FIN TR INC
SOLEShares11.16M
TypePRN
Market value$11.0K
11.35%
Sole
11.16M
Shared
0.00
None
0.00
BLACKSTONE MORTGAGE TRUST IN
SOLEShares9.84M
TypePRN
Market value$9.6K
9.99%
Sole
9.84M
Shared
0.00
None
0.00
HOPE BANCORP INC
SOLEShares7.92M
TypePRN
Market value$7.7K
8.01%
Sole
7.92M
Shared
0.00
None
0.00
STARWOOD PPTY TR INC
SOLEShares6.64M
TypePRN
Market value$6.4K
6.67%
Sole
6.64M
Shared
0.00
None
0.00
DIGITALBRIDGE GROUP INC
SOLEShares6.18M
TypePRN
Market value$6.1K
6.31%
Sole
6.18M
Shared
0.00
None
0.00
INNOVIVA INC
SOLEShares4.23M
TypePRN
Market value$4.2K
4.38%
Sole
4.23M
Shared
0.00
None
0.00
SUPERNUS PHARMACEUTICALS
SOLEShares4.09M
TypePRN
Market value$4.0K
4.17%
Sole
4.09M
Shared
0.00
None
0.00
APOLLO COML REAL ESTATE FIN
SOLEShares3.35M
TypePRN
Market value$3.3K
3.37%
Sole
3.35M
Shared
0.00
None
0.00
TERADYNE INC
SOLEShares1.35M
TypePRN
Market value$2.9K
2.95%
Sole
1.35M
Shared
0.00
None
0.00
ELEVANCE HEALTH INC
SOLEShares350K
TypePRN
Market value$2.4K
2.43%
Sole
350K
Shared
0.00
None
0.00
NUTANIX INC
SOLEShares1.90M
TypePRN
Market value$1.9K
1.94%
Sole
1.90M
Shared
0.00
None
0.00
ILLUMINA INC
SOLEShares1.29M
TypePRN
Market value$1.2K
1.29%
Sole
1.29M
Shared
0.00
None
0.00
INTERCEPT PHARMACEUTICALS IN
SOLEShares1.16M
TypePRN
Market value$1.1K
1.18%
Sole
1.16M
Shared
0.00
None
0.00
PATRICK INDS INC
SOLEShares423K
TypePRN
Market value$419.00
0.43%
Sole
423K
Shared
0.00
None
0.00
SLAM CORP
SOLEShares25.10K
TypeSH
Market value$254.00
0.26%
Sole
25.10K
Shared
0.00
None
0.00
ABG ACQUISITION CORP I
SOLEShares25K
TypeSH
Market value$252.00
0.26%
Sole
25K
Shared
0.00
None
0.00
TWO
SOLEShares25K
TypeSH
Market value$252.00
0.26%
Sole
25K
Shared
0.00
None
0.00
COLOMBIER ACQUISITION CORP
SOLEShares25K
TypeSH
Market value$249.00
0.26%
Sole
25K
Shared
0.00
None
0.00
DA32 LIFE SCNCE TEC ACQSTN C
SOLEShares25K
TypeSH
Market value$248.00
0.26%
Sole
25K
Shared
0.00
None
0.00
TILRAY BRANDS INC
SOLEShares235K
TypePRN
Market value$231.00
0.24%
Sole
235K
Shared
0.00
None
0.00
PROFRAC HLDG CORP
SOLEShares8.16K
TypeSH
Market value$206.00
0.21%
Sole
8.16K
Shared
0.00
None
0.00
VEECO INSTRS INC DEL
SOLEShares199K
TypePRN
Market value$196.00
0.20%
Sole
199K
Shared
0.00
None
0.00
VECTOR ACQUISITION CORP II
SOLEShares16.89K
TypeSH
Market value$171.00
0.18%
Sole
16.89K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NOVAVAX INCSOLE | NOTE 3.750% 2/0 | 19.75M | PRN | $19.6K 20.29% | 19.75M | 0.00 | 0.00 |
ATLAS AIR WORLDWIDE HLDGS INSOLE | NOTE 1.875% 6/0 | 7.25M | PRN | $12.1K 12.53% | 7.25M | 0.00 | 0.00 |
KKR REAL ESTATE FIN TR INCSOLE | NOTE 6.125% 5/1 | 11.16M | PRN | $11.0K 11.35% | 11.16M | 0.00 | 0.00 |
BLACKSTONE MORTGAGE TRUST INSOLE | NOTE 4.750% 3/1 | 9.84M | PRN | $9.6K 9.99% | 9.84M | 0.00 | 0.00 |
HOPE BANCORP INCSOLE | NOTE 2.000% 5/1 | 7.92M | PRN | $7.7K 8.01% | 7.92M | 0.00 | 0.00 |
STARWOOD PPTY TR INCSOLE | NOTE 4.375% 4/0 | 6.64M | PRN | $6.4K 6.67% | 6.64M | 0.00 | 0.00 |
DIGITALBRIDGE GROUP INCSOLE | NOTE 5.000% 4/1 | 6.18M | PRN | $6.1K 6.31% | 6.18M | 0.00 | 0.00 |
INNOVIVA INCSOLE | NOTE 2.125% 1/1 | 4.23M | PRN | $4.2K 4.38% | 4.23M | 0.00 | 0.00 |
SUPERNUS PHARMACEUTICALSSOLE | NOTE 0.625% 4/0 | 4.09M | PRN | $4.0K 4.17% | 4.09M | 0.00 | 0.00 |
APOLLO COML REAL ESTATE FINSOLE | NOTE 5.375%10/1 | 3.35M | PRN | $3.3K 3.37% | 3.35M | 0.00 | 0.00 |
TERADYNE INCSOLE | NOTE 1.250%12/1 | 1.35M | PRN | $2.9K 2.95% | 1.35M | 0.00 | 0.00 |
ELEVANCE HEALTH INCSOLE | NOTE 2.750%10/1 | 350K | PRN | $2.4K 2.43% | 350K | 0.00 | 0.00 |
NUTANIX INCSOLE | NOTE 1/1 | 1.90M | PRN | $1.9K 1.94% | 1.90M | 0.00 | 0.00 |
ILLUMINA INCSOLE | NOTE 8/1 | 1.29M | PRN | $1.2K 1.29% | 1.29M | 0.00 | 0.00 |
INTERCEPT PHARMACEUTICALS INSOLE | NOTE 3.250% 7/0 | 1.16M | PRN | $1.1K 1.18% | 1.16M | 0.00 | 0.00 |
PATRICK INDS INCSOLE | DBCV 1.000% 2/0 | 423K | PRN | $419.00 0.43% | 423K | 0.00 | 0.00 |
SLAM CORPSOLE | CL A SHS | 25.10K | SH | $254.00 0.26% | 25.10K | 0.00 | 0.00 |
ABG ACQUISITION CORP ISOLE | CL A SHS | 25K | SH | $252.00 0.26% | 25K | 0.00 | 0.00 |
TWOSOLE | COM CL A | 25K | SH | $252.00 0.26% | 25K | 0.00 | 0.00 |
COLOMBIER ACQUISITION CORPSOLE | CL A | 25K | SH | $249.00 0.26% | 25K | 0.00 | 0.00 |
DA32 LIFE SCNCE TEC ACQSTN CSOLE | CLASS A COM | 25K | SH | $248.00 0.26% | 25K | 0.00 | 0.00 |
TILRAY BRANDS INCSOLE | NOTE 5.000%10/0 | 235K | PRN | $231.00 0.24% | 235K | 0.00 | 0.00 |
PROFRAC HLDG CORPSOLE | CLASS A COM | 8.16K | SH | $206.00 0.21% | 8.16K | 0.00 | 0.00 |
VEECO INSTRS INC DELSOLE | NOTE 2.700% 1/1 | 199K | PRN | $196.00 0.20% | 199K | 0.00 | 0.00 |
VECTOR ACQUISITION CORP IISOLE | CL A SHS | 16.89K | SH | $171.00 0.18% | 16.89K | 0.00 | 0.00 |
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