Filed: 11/14/2022ACC: 0000724683-22-000036
📋 What this filing means
PIPER SANDLER & CO. filed this quarterly 13F‑HR report disclosing 39 equity positions with a total reported market value of $123.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
39
Positions
$123.6K
Total AUM (reported)
79.91M
Total Shares
Allocation by class
NOTE 2.750%10/1$31.6K25.5%
NOTE 1.875% 6/0$11.6K9.4%
NOTE 1.250%12/1$9.0K7.2%
NOTE 4.750%11/0$7.6K6.2%
NOTE 4.750% 3/1$7.6K6.2%
UNIT 11/01/2022$7.3K5.9%
NOTE 3.750% 2/0$7.1K5.7%
Portfolio Concentration
Top 3$52.2K42.2%
4–10$48.9K39.6%
11–25$21.2K17.1%
Rest$1.3K1.1%
Top 3 weight
42.2%
Top 10 weight
81.8%
Voting Authority Distribution
Total shares with voting rights: 79.91M
Sole
Full voting authority
79.91M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole39
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings39
Rows:
ELEVANCE HEALTH INC
SOLEShares4.88M
TypePRN
Market value$31.6K
25.55%
Sole
4.88M
Shared
0.00
None
0.00
ATLAS AIR WORLDWIDE HLDGS IN
SOLEShares7.25M
TypePRN
Market value$11.6K
9.42%
Sole
7.25M
Shared
0.00
None
0.00
TERADYNE INC
SOLEShares4M
TypePRN
Market value$9.0K
7.25%
Sole
4M
Shared
0.00
None
0.00
ARBOR REALTY TRUST INC
SOLEShares7.75M
TypePRN
Market value$7.6K
6.17%
Sole
7.75M
Shared
0.00
None
0.00
BLACKSTONE MORTGAGE TRUST IN
SOLEShares7.72M
TypePRN
Market value$7.6K
6.16%
Sole
7.72M
Shared
0.00
None
0.00
DTE ENERGY CO
SOLEShares145.32K
TypeSH
Market value$7.3K
5.90%
Sole
145.32K
Shared
0.00
None
0.00
NOVAVAX INC
SOLEShares7.23M
TypePRN
Market value$7.1K
5.72%
Sole
7.23M
Shared
0.00
None
0.00
HOPE BANCORP INC
SOLEShares7.42M
TypePRN
Market value$7.1K
5.72%
Sole
7.42M
Shared
0.00
None
0.00
STARWOOD PPTY TR INC
SOLEShares6.63M
TypePRN
Market value$6.4K
5.20%
Sole
6.63M
Shared
0.00
None
0.00
WEIBO CORP
SOLEShares5.92M
TypePRN
Market value$5.8K
4.73%
Sole
5.92M
Shared
0.00
None
0.00
DIGITALBRIDGE GROUP INC
SOLEShares5.51M
TypePRN
Market value$5.4K
4.39%
Sole
5.51M
Shared
0.00
None
0.00
KKR REAL ESTATE FIN TR INC
SOLEShares5.29M
TypePRN
Market value$5.2K
4.23%
Sole
5.29M
Shared
0.00
None
0.00
SUPERNUS PHARMACEUTICALS
SOLEShares3.30M
TypePRN
Market value$3.2K
2.59%
Sole
3.30M
Shared
0.00
None
0.00
NUTANIX INC
SOLEShares1.89M
TypePRN
Market value$1.8K
1.47%
Sole
1.89M
Shared
0.00
None
0.00
H WORLD GROUP LTD
SOLEShares1.50M
TypePRN
Market value$1.5K
1.19%
Sole
1.50M
Shared
0.00
None
0.00
ILLUMINA INC
SOLEShares1.29M
TypePRN
Market value$1.2K
1.00%
Sole
1.29M
Shared
0.00
None
0.00
HARPOON THERAPEUTICS INC
SOLEShares580.82K
TypeSH
Market value$563.00
0.46%
Sole
580.82K
Shared
0.00
None
0.00
INNOVIVA INC
SOLEShares500K
TypePRN
Market value$491.00
0.40%
Sole
500K
Shared
0.00
None
0.00
ATLANTIC AVE ACQUISITION COR
SOLEShares25K
TypeSH
Market value$251.00
0.20%
Sole
25K
Shared
0.00
None
0.00
HEALTHCARE SERVICES ACQU COR
SOLEShares25K
TypeSH
Market value$249.00
0.20%
Sole
25K
Shared
0.00
None
0.00
SLAM CORP
SOLEShares25.10K
TypeSH
Market value$249.00
0.20%
Sole
25.10K
Shared
0.00
None
0.00
ABG ACQUISITION CORP I
SOLEShares25K
TypeSH
Market value$248.00
0.20%
Sole
25K
Shared
0.00
None
0.00
TWO
SOLEShares25K
TypeSH
Market value$247.00
0.20%
Sole
25K
Shared
0.00
None
0.00
LERER HIPPEAU ACQUISITION CO
SOLEShares25.03K
TypeSH
Market value$246.00
0.20%
Sole
25.03K
Shared
0.00
None
0.00
COLOMBIER ACQUISITION CORP
SOLEShares25K
TypeSH
Market value$244.00
0.20%
Sole
25K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ELEVANCE HEALTH INCSOLE | NOTE 2.750%10/1 | 4.88M | PRN | $31.6K 25.55% | 4.88M | 0.00 | 0.00 |
ATLAS AIR WORLDWIDE HLDGS INSOLE | NOTE 1.875% 6/0 | 7.25M | PRN | $11.6K 9.42% | 7.25M | 0.00 | 0.00 |
TERADYNE INCSOLE | NOTE 1.250%12/1 | 4M | PRN | $9.0K 7.25% | 4M | 0.00 | 0.00 |
ARBOR REALTY TRUST INCSOLE | NOTE 4.750%11/0 | 7.75M | PRN | $7.6K 6.17% | 7.75M | 0.00 | 0.00 |
BLACKSTONE MORTGAGE TRUST INSOLE | NOTE 4.750% 3/1 | 7.72M | PRN | $7.6K 6.16% | 7.72M | 0.00 | 0.00 |
DTE ENERGY COSOLE | UNIT 11/01/2022 | 145.32K | SH | $7.3K 5.90% | 145.32K | 0.00 | 0.00 |
NOVAVAX INCSOLE | NOTE 3.750% 2/0 | 7.23M | PRN | $7.1K 5.72% | 7.23M | 0.00 | 0.00 |
HOPE BANCORP INCSOLE | NOTE 2.000% 5/1 | 7.42M | PRN | $7.1K 5.72% | 7.42M | 0.00 | 0.00 |
STARWOOD PPTY TR INCSOLE | NOTE 4.375% 4/0 | 6.63M | PRN | $6.4K 5.20% | 6.63M | 0.00 | 0.00 |
WEIBO CORPSOLE | NOTE 1.250%11/1 | 5.92M | PRN | $5.8K 4.73% | 5.92M | 0.00 | 0.00 |
DIGITALBRIDGE GROUP INCSOLE | NOTE 5.000% 4/1 | 5.51M | PRN | $5.4K 4.39% | 5.51M | 0.00 | 0.00 |
KKR REAL ESTATE FIN TR INCSOLE | NOTE 6.125% 5/1 | 5.29M | PRN | $5.2K 4.23% | 5.29M | 0.00 | 0.00 |
SUPERNUS PHARMACEUTICALSSOLE | NOTE 0.625% 4/0 | 3.30M | PRN | $3.2K 2.59% | 3.30M | 0.00 | 0.00 |
NUTANIX INCSOLE | NOTE 1/1 | 1.89M | PRN | $1.8K 1.47% | 1.89M | 0.00 | 0.00 |
H WORLD GROUP LTDSOLE | NOTE 0.375%11/0 | 1.50M | PRN | $1.5K 1.19% | 1.50M | 0.00 | 0.00 |
ILLUMINA INCSOLE | NOTE 8/1 | 1.29M | PRN | $1.2K 1.00% | 1.29M | 0.00 | 0.00 |
HARPOON THERAPEUTICS INCSOLE | COM | 580.82K | SH | $563.00 0.46% | 580.82K | 0.00 | 0.00 |
INNOVIVA INCSOLE | NOTE 2.125% 1/1 | 500K | PRN | $491.00 0.40% | 500K | 0.00 | 0.00 |
ATLANTIC AVE ACQUISITION CORSOLE | COM CL A | 25K | SH | $251.00 0.20% | 25K | 0.00 | 0.00 |
HEALTHCARE SERVICES ACQU CORSOLE | COM CL A | 25K | SH | $249.00 0.20% | 25K | 0.00 | 0.00 |
SLAM CORPSOLE | CL A SHS | 25.10K | SH | $249.00 0.20% | 25.10K | 0.00 | 0.00 |
ABG ACQUISITION CORP ISOLE | CL A SHS | 25K | SH | $248.00 0.20% | 25K | 0.00 | 0.00 |
TWOSOLE | COM CL A | 25K | SH | $247.00 0.20% | 25K | 0.00 | 0.00 |
LERER HIPPEAU ACQUISITION COSOLE | CL A | 25.03K | SH | $246.00 0.20% | 25.03K | 0.00 | 0.00 |
COLOMBIER ACQUISITION CORPSOLE | CL A | 25K | SH | $244.00 0.20% | 25K | 0.00 | 0.00 |
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