BOSTON, MA
PIONEER FLOATING RATE FUND, INC.PHD— Latest position per institution from SEC 13F filings
15
Institutional holders
6.62M
Total shares held
65.15M
Estimated value
330.91K
Avg. position size
ABSOLUTE INVESTMENT ADVISERS, LLC
CIK 1316187
Shares
1.42M
Value
14.16M
Filed
Sep 30, 2025
ALMITAS CAPITAL LLC
CIK 1596468
Shares
699.99K
Value
6.97M
Filed
Sep 30, 2025
RELATIVE VALUE PARTNERS GROUP, LLC
CIK 1649910
Shares
665.60K
Value
6.43M
Filed
Jun 30, 2024
QUARRY LP
CIK 1965207
Shares
531.62K
Value
5.29M
Filed
Sep 30, 2025
NORTHCOAST ASSET MANAGEMENT LLC
CIK 1665198
Shares
360.13K
Value
3.59M
Filed
Sep 30, 2025
SABA CAPITAL MANAGEMENT, L.P.
CIK 1510281
Shares
319.61K
Value
3.18M
Filed
Sep 30, 2025
ADVISORS ASSET MANAGEMENT, INC.
CIK 1297376
Shares
315.61K
Value
3.14M
Filed
Sep 30, 2025
INVESCO LTD.
CIK 914208
Shares
249.95K
Value
2.49M
Filed
Sep 30, 2025
LAKE STREET PRIVATE WEALTH, LLC
CIK 1772031
Shares
232K
Value
2.31M
Filed
Sep 30, 2025
CLOUGH CAPITAL PARTNERS L P
CIK 1276144
Shares
217.41K
Value
1.99M
Filed
Dec 31, 2023
ETHOS FINANCIAL GROUP, LLC
CIK 1954242
Shares
203.15K
Value
2.02M
Filed
Sep 30, 2025
CLEAR CREEK FINANCIAL MANAGEMENT, LLC
CIK 1784235
Shares
196.39K
Value
1.96M
Filed
Sep 30, 2025
BANK OF AMERICA CORP /DE/
CIK 70858
Shares
173.51K
Value
1.73M
Filed
Sep 30, 2025
PATHSTONE HOLDINGS, LLC
CIK 2011612
Shares
173.27K
Value
1.70M
Filed
Jun 30, 2025
CSS LLC/IL
CIK 1103646
Shares
171.84K
Value
1.71M
Filed
Sep 30, 2025
WAGNER WEALTH MANAGEMENT, LLC
CIK 1728657
Shares
157.26K
Value
1.44M
Filed
Dec 31, 2023
MORGAN STANLEY
CIK 895421
Shares
137.19K
Value
1.37M
Filed
Sep 30, 2025
GUGGENHEIM CAPITAL LLC
CIK 1283072
Shares
136.68K
Value
1.36M
Filed
Sep 30, 2025
SHAKER FINANCIAL SERVICES, LLC
CIK 1511794
Shares
128.73K
Value
1.22M
Filed
Mar 31, 2025
ICON ADVISERS INC/CO
CIK 1058470
Shares
126.57K
Value
1.07M
Filed
Sep 30, 2025
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | ABSOLUTE INVESTMENT ADVISERS, LLC | 1316187 | 1.42M | 14.16M | Sep 30, 2025 |
| 2 | ALMITAS CAPITAL LLC | 1596468 | 699.99K | 6.97M | Sep 30, 2025 |
| 3 | RELATIVE VALUE PARTNERS GROUP, LLC | 1649910 | 665.60K | 6.43M | Jun 30, 2024 |
| 4 | QUARRY LP | 1965207 | 531.62K | 5.29M | Sep 30, 2025 |
| 5 | NORTHCOAST ASSET MANAGEMENT LLC | 1665198 | 360.13K | 3.59M | Sep 30, 2025 |
| 6 | SABA CAPITAL MANAGEMENT, L.P. | 1510281 | 319.61K | 3.18M | Sep 30, 2025 |
| 7 | ADVISORS ASSET MANAGEMENT, INC. | 1297376 | 315.61K | 3.14M | Sep 30, 2025 |
| 8 | INVESCO LTD. | 914208 | 249.95K | 2.49M | Sep 30, 2025 |
| 9 | LAKE STREET PRIVATE WEALTH, LLC | 1772031 | 232K | 2.31M | Sep 30, 2025 |
| 10 | CLOUGH CAPITAL PARTNERS L P | 1276144 | 217.41K | 1.99M | Dec 31, 2023 |
| 11 | ETHOS FINANCIAL GROUP, LLC | 1954242 | 203.15K | 2.02M | Sep 30, 2025 |
| 12 | CLEAR CREEK FINANCIAL MANAGEMENT, LLC | 1784235 | 196.39K | 1.96M | Sep 30, 2025 |
| 13 | BANK OF AMERICA CORP /DE/ | 70858 | 173.51K | 1.73M | Sep 30, 2025 |
| 14 | PATHSTONE HOLDINGS, LLC | 2011612 | 173.27K | 1.70M | Jun 30, 2025 |
| 15 | CSS LLC/IL | 1103646 | 171.84K | 1.71M | Sep 30, 2025 |
| 16 | WAGNER WEALTH MANAGEMENT, LLC | 1728657 | 157.26K | 1.44M | Dec 31, 2023 |
| 17 | MORGAN STANLEY | 895421 | 137.19K | 1.37M | Sep 30, 2025 |
| 18 | GUGGENHEIM CAPITAL LLC | 1283072 | 136.68K | 1.36M | Sep 30, 2025 |
| 19 | SHAKER FINANCIAL SERVICES, LLC | 1511794 | 128.73K | 1.22M | Mar 31, 2025 |
| 20 | ICON ADVISERS INC/CO | 1058470 | 126.57K | 1.07M | Sep 30, 2025 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.