PINNACLE ASSOCIATES LTD

PrivateCIK: 743127

Location

NEW YORK, NY

967

Positions

$9.16B

Total AUM (reported)

91M

Total Shares

Allocation by class

COM$5.38B58.7%

COM NEW$386.75M4.2%

CL A$283.18M3.1%

SHS$203.81M2.2%

COM CL A$167.10M1.8%

UNIT SER 1$145.98M1.6%

TR UNIT$142.71M1.6%

Portfolio Concentration

Top 3$1.02B11.2%

4–10$1.09B11.9%

11–25$1.58B17.3%

Rest$5.46B59.6%

Top 3 weight

11.2%

Top 10 weight

23.1%

Voting Authority Distribution

Total shares with voting rights: 91M

Sole

Full voting authority

89.12M

% of voting shares97.9%

Shared

Joint voting authority

2.61K

% of voting shares0.0%

None

No voting authority

1.88M

% of voting shares2.1%

Investment Discretion (by position count)

Sole965

Shared0

Other2

Dominant voting typeSole · 97.9% of voting shares

Institutional Holdings967

Rows:

JOHNSON & JOHNSON

SOLE

COM

Shares1.66M

TypeSH

Market value$420.81M

4.59%

Sole

1.65M

Shared

25.00

None

7.79K

APPLE INC

SOLE

COM

Shares1.21M

TypeSH

Market value$350.91M

3.83%

Sole

1.20M

Shared

0.00

None

14.94K

MICRON TECHNOLOGY INC

SOLE

COM

Shares217.57K

TypeSH

Market value$251.14M

2.74%

Sole

214.97K

Shared

0.00

None

2.60K

NVIDIA CORPORATION

SOLE

COM

Shares954.70K

TypeSH

Market value$191.03M

2.09%

Sole

926.46K

Shared

25.00

None

28.22K

BROADCOM INC

SOLE

COM

Shares451.51K

TypeSH

Market value$170.56M

1.86%

Sole

447.91K

Shared

0.00

None

3.59K

MICROSOFT CORP

SOLE

COM

Shares435.69K

TypeSH

Market value$162.52M

1.77%

Sole

427.30K

Shared

25.00

None

8.37K

INVESCO QQQ TR

OTR

UNIT SER 1

Shares198.23K

TypeSH

Market value$145.98M

1.59%

Sole

171.09K

Shared

0.00

None

27.14K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares191.11K

TypeSH

Market value$142.71M

1.56%

Sole

147.74K

Shared

0.00

None

43.37K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares462.69K

TypeSH

Market value$140.25M

1.53%

Sole

442.71K

Shared

0.00

None

19.98K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares378.42K

TypeSH

Market value$140.03M

1.53%

Sole

375.89K

Shared

0.00

None

2.53K

JPMORGAN CHASE & CO

SOLE

COM

Shares413.95K

TypeSH

Market value$135.50M

1.48%

Sole

405.19K

Shared

0.00

None

8.77K

AMAZON COM INC

SOLE

COM

Shares545.21K

TypeSH

Market value$129.95M

1.42%

Sole

538.64K

Shared

0.00

None

6.57K

ALPHABET INC

SOLE

CAP STK CL A

Shares341.30K

TypeSH

Market value$121.97M

1.33%

Sole

331.52K

Shared

0.00

None

9.78K

ALPHABET INC

SOLE

CAP STK CL C

Shares340.30K

TypeSH

Market value$120.24M

1.31%

Sole

335.99K

Shared

0.00

None

4.31K

CATERPILLAR INC

SOLE

COM

Shares110.07K

TypeSH

Market value$117.21M

1.28%

Sole

106.96K

Shared

0.00

None

3.10K

META PLATFORMS INC

SOLE

CL A

Shares203.84K

TypeSH

Market value$114.82M

1.25%

Sole

202.51K

Shared

0.00

None

1.33K

LAM RESEARCH CORP

SOLE

COM NEW

Shares255.66K

TypeSH

Market value$110.78M

1.21%

Sole

241.21K

Shared

0.00

None

14.45K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares142.46K

TypeSH

Market value$106.69M

1.16%

Sole

141.91K

Shared

0.00

None

548.00

COHERENT CORP

SOLE

COM

Shares249.91K

TypeSH

Market value$98.58M

1.08%

Sole

246.25K

Shared

0.00

None

3.66K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares434.13K

TypeSH

Market value$95.26M

1.04%

Sole

429.88K

Shared

0.00

None

4.24K

MORGAN STANLEY

SOLE

COM NEW

Shares447.41K

TypeSH

Market value$93.53M

1.02%

Sole

417.08K

Shared

0.00

None

30.33K

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares1.08M

TypeSH

Market value$90.54M

0.99%

Sole

1.07M

Shared

0.00

None

7.09K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares556.49K

TypeSH

Market value$87.94M

0.96%

Sole

539.91K

Shared

0.00

None

16.57K

CISCO SYS INC

SOLE

COM

Shares704.73K

TypeSH

Market value$82.78M

0.90%

Sole

687.53K

Shared

0.00

None

17.20K

ELI LILLY & CO

SOLE

COM

Shares62.04K

TypeSH

Market value$74.42M

0.81%

Sole

60.32K

Shared

30.00

None

1.69K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
JOHNSON & JOHNSONSOLE	COM	1.66M	SH	$420.81M 4.59%	1.65M	25.00	7.79K
APPLE INCSOLE	COM	1.21M	SH	$350.91M 3.83%	1.20M	0.00	14.94K
MICRON TECHNOLOGY INCSOLE	COM	217.57K	SH	$251.14M 2.74%	214.97K	0.00	2.60K
NVIDIA CORPORATIONSOLE	COM	954.70K	SH	$191.03M 2.09%	926.46K	25.00	28.22K
BROADCOM INCSOLE	COM	451.51K	SH	$170.56M 1.86%	447.91K	0.00	3.59K
MICROSOFT CORPSOLE	COM	435.69K	SH	$162.52M 1.77%	427.30K	25.00	8.37K
INVESCO QQQ TROTR	UNIT SER 1	198.23K	SH	$145.98M 1.59%	171.09K	0.00	27.14K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	191.11K	SH	$142.71M 1.56%	147.74K	0.00	43.37K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	462.69K	SH	$140.25M 1.53%	442.71K	0.00	19.98K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	378.42K	SH	$140.03M 1.53%	375.89K	0.00	2.53K
JPMORGAN CHASE & COSOLE	COM	413.95K	SH	$135.50M 1.48%	405.19K	0.00	8.77K
AMAZON COM INCSOLE	COM	545.21K	SH	$129.95M 1.42%	538.64K	0.00	6.57K
ALPHABET INCSOLE	CAP STK CL A	341.30K	SH	$121.97M 1.33%	331.52K	0.00	9.78K
ALPHABET INCSOLE	CAP STK CL C	340.30K	SH	$120.24M 1.31%	335.99K	0.00	4.31K
CATERPILLAR INCSOLE	COM	110.07K	SH	$117.21M 1.28%	106.96K	0.00	3.10K
META PLATFORMS INCSOLE	CL A	203.84K	SH	$114.82M 1.25%	202.51K	0.00	1.33K
LAM RESEARCH CORPSOLE	COM NEW	255.66K	SH	$110.78M 1.21%	241.21K	0.00	14.45K
ISHARES TRSOLE	CORE S&P500 ETF	142.46K	SH	$106.69M 1.16%	141.91K	0.00	548.00
COHERENT CORPSOLE	COM	249.91K	SH	$98.58M 1.08%	246.25K	0.00	3.66K
ISHARES TRSOLE	MSCI USA QLT FCT	434.13K	SH	$95.26M 1.04%	429.88K	0.00	4.24K
MORGAN STANLEYSOLE	COM NEW	447.41K	SH	$93.53M 1.02%	417.08K	0.00	30.33K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	1.08M	SH	$90.54M 0.99%	1.07M	0.00	7.09K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	556.49K	SH	$87.94M 0.96%	539.91K	0.00	16.57K
CISCO SYS INCSOLE	COM	704.73K	SH	$82.78M 0.90%	687.53K	0.00	17.20K
ELI LILLY & COSOLE	COM	62.04K	SH	$74.42M 0.81%	60.32K	30.00	1.69K

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