PINNACLE ASSOCIATES LTD

PrivateCIK: 743127

Location

NEW YORK, NY

955

Positions

$7.78B

Total AUM (reported)

87.14M

Total Shares

Allocation by class

COM$4.62B59.4%

COM NEW$279.11M3.6%

CL A$238.74M3.1%

SHS$165.84M2.1%

TR UNIT$123.62M1.6%

COM CL A$120.96M1.6%

SMALL CP ETF$120.14M1.5%

Portfolio Concentration

Top 3$881.74M11.3%

4–10$895.09M11.5%

11–25$1.24B15.9%

Rest$4.77B61.3%

Top 3 weight

11.3%

Top 10 weight

22.8%

Voting Authority Distribution

Total shares with voting rights: 87.14M

Sole

Full voting authority

85.36M

% of voting shares98.0%

Shared

Joint voting authority

2.59K

% of voting shares0.0%

None

No voting authority

1.78M

% of voting shares2.0%

Investment Discretion (by position count)

Sole951

Shared0

Other4

Dominant voting typeSole · 98.0% of voting shares

Institutional Holdings955

Rows:

JOHNSON & JOHNSON

SOLE

COM

Shares1.65M

TypeSH

Market value$403.98M

5.19%

Sole

1.64M

Shared

25.00

None

7.68K

APPLE INC

SOLE

COM

Shares1.22M

TypeSH

Market value$310.55M

3.99%

Sole

1.21M

Shared

0.00

None

14.93K

NVIDIA CORPORATION

SOLE

COM

Shares958.83K

TypeSH

Market value$167.22M

2.15%

Sole

930.20K

Shared

25.00

None

28.60K

MICROSOFT CORP

SOLE

COM

Shares429.11K

TypeSH

Market value$158.84M

2.04%

Sole

420.79K

Shared

25.00

None

8.30K

BROADCOM INC

SOLE

COM

Shares449.85K

TypeSH

Market value$139.23M

1.79%

Sole

446.31K

Shared

0.00

None

3.54K

STATE STR SPDR S&P 500 ETF T

OTR

TR UNIT

Shares190.09K

TypeSH

Market value$123.62M

1.59%

Sole

146.84K

Shared

0.00

None

43.26K

JPMORGAN CHASE & CO

SOLE

COM

Shares413.66K

TypeSH

Market value$121.68M

1.56%

Sole

404.86K

Shared

0.00

None

8.80K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares458.67K

TypeSH

Market value$120.14M

1.54%

Sole

439.80K

Shared

0.00

None

18.88K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares368.53K

TypeSH

Market value$118.23M

1.52%

Sole

366.04K

Shared

0.00

None

2.49K

INVESCO QQQ TR

OTR

UNIT SER 1

Shares196.38K

TypeSH

Market value$113.34M

1.46%

Sole

169.72K

Shared

0.00

None

26.65K

AMAZON COM INC

SOLE

COM

Shares535.58K

TypeSH

Market value$111.55M

1.43%

Sole

529.11K

Shared

0.00

None

6.47K

ALPHABET INC

SOLE

CAP STK CL A

Shares347.38K

TypeSH

Market value$99.89M

1.28%

Sole

337.69K

Shared

0.00

None

9.70K

ALPHABET INC

SOLE

CAP STK CL C

Shares342.39K

TypeSH

Market value$98.22M

1.26%

Sole

338.07K

Shared

0.00

None

4.31K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares142.92K

TypeSH

Market value$93.36M

1.20%

Sole

142.38K

Shared

0.00

None

537.00

META PLATFORMS INC

SOLE

CL A

Shares162.53K

TypeSH

Market value$92.99M

1.20%

Sole

161.46K

Shared

0.00

None

1.07K

MICRON TECHNOLOGY INC

SOLE

COM

Shares262.30K

TypeSH

Market value$88.61M

1.14%

Sole

259.03K

Shared

0.00

None

3.27K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares429.47K

TypeSH

Market value$82.38M

1.06%

Sole

425.09K

Shared

0.00

None

4.38K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares550.77K

TypeSH

Market value$81.57M

1.05%

Sole

534.73K

Shared

0.00

None

16.05K

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares1.06M

TypeSH

Market value$79.41M

1.02%

Sole

1.05M

Shared

0.00

None

7.07K

CATERPILLAR INC

SOLE

COM

Shares111.07K

TypeSH

Market value$78.69M

1.01%

Sole

107.90K

Shared

0.00

None

3.17K

MORGAN STANLEY

SOLE

COM NEW

Shares449.47K

TypeSH

Market value$73.97M

0.95%

Sole

418.74K

Shared

0.00

None

30.73K

COHERENT CORP

SOLE

COM

Shares290.96K

TypeSH

Market value$69.31M

0.89%

Sole

286.15K

Shared

0.00

None

4.82K

REGENERON PHARMACEUTICALS

SOLE

COM

Shares82.51K

TypeSH

Market value$63.75M

0.82%

Sole

81.88K

Shared

0.00

None

636.00

LAM RESEARCH CORP

SOLE

COM NEW

Shares287.49K

TypeSH

Market value$61.42M

0.79%

Sole

270.90K

Shared

0.00

None

16.59K

WALMART INC

SOLE

COM

Shares484.11K

TypeSH

Market value$60.17M

0.77%

Sole

481.22K

Shared

90.00

None

2.80K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
JOHNSON & JOHNSONSOLE	COM	1.65M	SH	$403.98M 5.19%	1.64M	25.00	7.68K
APPLE INCSOLE	COM	1.22M	SH	$310.55M 3.99%	1.21M	0.00	14.93K
NVIDIA CORPORATIONSOLE	COM	958.83K	SH	$167.22M 2.15%	930.20K	25.00	28.60K
MICROSOFT CORPSOLE	COM	429.11K	SH	$158.84M 2.04%	420.79K	25.00	8.30K
BROADCOM INCSOLE	COM	449.85K	SH	$139.23M 1.79%	446.31K	0.00	3.54K
STATE STR SPDR S&P 500 ETF TOTR	TR UNIT	190.09K	SH	$123.62M 1.59%	146.84K	0.00	43.26K
JPMORGAN CHASE & COSOLE	COM	413.66K	SH	$121.68M 1.56%	404.86K	0.00	8.80K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	458.67K	SH	$120.14M 1.54%	439.80K	0.00	18.88K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	368.53K	SH	$118.23M 1.52%	366.04K	0.00	2.49K
INVESCO QQQ TROTR	UNIT SER 1	196.38K	SH	$113.34M 1.46%	169.72K	0.00	26.65K
AMAZON COM INCSOLE	COM	535.58K	SH	$111.55M 1.43%	529.11K	0.00	6.47K
ALPHABET INCSOLE	CAP STK CL A	347.38K	SH	$99.89M 1.28%	337.69K	0.00	9.70K
ALPHABET INCSOLE	CAP STK CL C	342.39K	SH	$98.22M 1.26%	338.07K	0.00	4.31K
ISHARES TRSOLE	CORE S&P500 ETF	142.92K	SH	$93.36M 1.20%	142.38K	0.00	537.00
META PLATFORMS INCSOLE	CL A	162.53K	SH	$92.99M 1.20%	161.46K	0.00	1.07K
MICRON TECHNOLOGY INCSOLE	COM	262.30K	SH	$88.61M 1.14%	259.03K	0.00	3.27K
ISHARES TRSOLE	MSCI USA QLT FCT	429.47K	SH	$82.38M 1.06%	425.09K	0.00	4.38K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	550.77K	SH	$81.57M 1.05%	534.73K	0.00	16.05K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	1.06M	SH	$79.41M 1.02%	1.05M	0.00	7.07K
CATERPILLAR INCSOLE	COM	111.07K	SH	$78.69M 1.01%	107.90K	0.00	3.17K
MORGAN STANLEYSOLE	COM NEW	449.47K	SH	$73.97M 0.95%	418.74K	0.00	30.73K
COHERENT CORPSOLE	COM	290.96K	SH	$69.31M 0.89%	286.15K	0.00	4.82K
REGENERON PHARMACEUTICALSSOLE	COM	82.51K	SH	$63.75M 0.82%	81.88K	0.00	636.00
LAM RESEARCH CORPSOLE	COM NEW	287.49K	SH	$61.42M 0.79%	270.90K	0.00	16.59K
WALMART INCSOLE	COM	484.11K	SH	$60.17M 0.77%	481.22K	90.00	2.80K

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