PINNACLE ASSOCIATES LTD

PrivateCIK: 743127

Location

NEW YORK, NY

956

Positions

$8.92B

Total AUM (reported)

95.47M

Total Shares

Allocation by class

COM$5.15B57.7%

COM NEW$334.66M3.8%

CL A$328.55M3.7%

SHS$173.16M1.9%

COM CL A$158.71M1.8%

UNIT SER 1$146.37M1.6%

TR UNIT$143.92M1.6%

Portfolio Concentration

Top 3$1.07B11.9%

4–10$1.17B13.1%

11–25$1.49B16.7%

Rest$5.20B58.3%

Top 3 weight

11.9%

Top 10 weight

25.1%

Voting Authority Distribution

Total shares with voting rights: 95.47M

Sole

Full voting authority

93.61M

% of voting shares98.0%

Shared

Joint voting authority

2.61K

% of voting shares0.0%

None

No voting authority

1.86M

% of voting shares2.0%

Investment Discretion (by position count)

Sole954

Shared0

Other2

Dominant voting typeSole · 98.0% of voting shares

Institutional Holdings956

Rows:

JOHNSON & JOHNSON

SOLE

COM

Shares1.65M

TypeSH

Market value$437.85M

4.91%

Sole

1.65M

Shared

25.00

None

7.68K

APPLE INC

SOLE

COM

Shares1.20M

TypeSH

Market value$400.87M

4.49%

Sole

1.19M

Shared

0.00

None

14.72K

MICROSOFT CORP

SOLE

COM

Shares443.12K

TypeSH

Market value$227.28M

2.55%

Sole

434.78K

Shared

25.00

None

8.32K

NVIDIA CORPORATION

SOLE

COM

Shares944.48K

TypeSH

Market value$215.70M

2.42%

Sole

920.54K

Shared

25.00

None

23.91K

MICRON TECHNOLOGY INC

SOLE

COM

Shares192.99K

TypeSH

Market value$205.56M

2.30%

Sole

190.96K

Shared

0.00

None

2.04K

META PLATFORMS INC

SOLE

CL A

Shares224.13K

TypeSH

Market value$162.54M

1.82%

Sole

222.75K

Shared

0.00

None

1.39K

BROADCOM INC

SOLE

COM

Shares443.81K

TypeSH

Market value$155.86M

1.75%

Sole

440.21K

Shared

0.00

None

3.60K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares197.86K

TypeSH

Market value$146.37M

1.64%

Sole

170.36K

Shared

0.00

None

27.50K

STATE STR SPDR S&P 500 ETF T

OTR

TR UNIT

Shares188.71K

TypeSH

Market value$143.92M

1.61%

Sole

145.01K

Shared

0.00

None

43.70K

VANGUARD INDEX FDS

SOLE

MRNGSTR TTL STK

Shares377.15K

TypeSH

Market value$141.14M

1.58%

Sole

374.04K

Shared

0.00

None

3.11K

AMAZON COM INC

SOLE

COM

Shares552.34K

TypeSH

Market value$137.62M

1.54%

Sole

545.79K

Shared

0.00

None

6.55K

VANGUARD INDEX FDS

SOLE

MRNGSTR SML CAP

Shares469.03K

TypeSH

Market value$133.44M

1.50%

Sole

448.95K

Shared

0.00

None

20.08K

JPMORGAN CHASE & CO

SOLE

COM

Shares396.24K

TypeSH

Market value$131.09M

1.47%

Sole

387.65K

Shared

0.00

None

8.60K

ALPHABET INC

SOLE

CAP STK CL A

Shares348.50K

TypeSH

Market value$119.91M

1.34%

Sole

338.82K

Shared

0.00

None

9.69K

ALPHABET INC

SOLE

CAP STK CL C

Shares340.24K

TypeSH

Market value$115.93M

1.30%

Sole

335.93K

Shared

0.00

None

4.31K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares143.39K

TypeSH

Market value$109.81M

1.23%

Sole

142.84K

Shared

0.00

None

547.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares426.82K

TypeSH

Market value$94.86M

1.06%

Sole

422.46K

Shared

0.00

None

4.36K

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares1.09M

TypeSH

Market value$90.50M

1.01%

Sole

1.08M

Shared

0.00

None

9.18K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares559.10K

TypeSH

Market value$86.77M

0.97%

Sole

542.58K

Shared

0.00

None

16.52K

CATERPILLAR INC

SOLE

COM

Shares103.21K

TypeSH

Market value$83.68M

0.94%

Sole

100.21K

Shared

0.00

None

MORGAN STANLEY

SOLE

COM NEW

Shares444.71K

TypeSH

Market value$83.64M

0.94%

Sole

414.39K

Shared

0.00

None

30.32K

LAM RESEARCH CORP

SOLE

COM NEW

Shares251.38K

TypeSH

Market value$82.58M

0.93%

Sole

236.97K

Shared

0.00

None

14.41K

CISCO SYS INC

SOLE

COM

Shares696.39K

TypeSH

Market value$74.95M

0.84%

Sole

680.03K

Shared

0.00

None

16.36K

ELI LILLY & CO

SOLE

COM

Shares63.44K

TypeSH

Market value$73.40M

0.82%

Sole

61.72K

Shared

30.00

None

1.69K

MERCK & CO INC

SOLE

COM

Shares481.07K

TypeSH

Market value$69.90M

0.78%

Sole

469.33K

Shared

100.00

None

11.63K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
JOHNSON & JOHNSONSOLE	COM	1.65M	SH	$437.85M 4.91%	1.65M	25.00	7.68K
APPLE INCSOLE	COM	1.20M	SH	$400.87M 4.49%	1.19M	0.00	14.72K
MICROSOFT CORPSOLE	COM	443.12K	SH	$227.28M 2.55%	434.78K	25.00	8.32K
NVIDIA CORPORATIONSOLE	COM	944.48K	SH	$215.70M 2.42%	920.54K	25.00	23.91K
MICRON TECHNOLOGY INCSOLE	COM	192.99K	SH	$205.56M 2.30%	190.96K	0.00	2.04K
META PLATFORMS INCSOLE	CL A	224.13K	SH	$162.54M 1.82%	222.75K	0.00	1.39K
BROADCOM INCSOLE	COM	443.81K	SH	$155.86M 1.75%	440.21K	0.00	3.60K
INVESCO QQQ TRSOLE	UNIT SER 1	197.86K	SH	$146.37M 1.64%	170.36K	0.00	27.50K
STATE STR SPDR S&P 500 ETF TOTR	TR UNIT	188.71K	SH	$143.92M 1.61%	145.01K	0.00	43.70K
VANGUARD INDEX FDSSOLE	MRNGSTR TTL STK	377.15K	SH	$141.14M 1.58%	374.04K	0.00	3.11K
AMAZON COM INCSOLE	COM	552.34K	SH	$137.62M 1.54%	545.79K	0.00	6.55K
VANGUARD INDEX FDSSOLE	MRNGSTR SML CAP	469.03K	SH	$133.44M 1.50%	448.95K	0.00	20.08K
JPMORGAN CHASE & COSOLE	COM	396.24K	SH	$131.09M 1.47%	387.65K	0.00	8.60K
ALPHABET INCSOLE	CAP STK CL A	348.50K	SH	$119.91M 1.34%	338.82K	0.00	9.69K
ALPHABET INCSOLE	CAP STK CL C	340.24K	SH	$115.93M 1.30%	335.93K	0.00	4.31K
ISHARES TRSOLE	CORE S&P500 ETF	143.39K	SH	$109.81M 1.23%	142.84K	0.00	547.00
ISHARES TRSOLE	MSCI USA QLT FCT	426.82K	SH	$94.86M 1.06%	422.46K	0.00	4.36K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	1.09M	SH	$90.50M 1.01%	1.08M	0.00	9.18K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	559.10K	SH	$86.77M 0.97%	542.58K	0.00	16.52K
CATERPILLAR INCSOLE	COM	103.21K	SH	$83.68M 0.94%	100.21K	0.00	3K
MORGAN STANLEYSOLE	COM NEW	444.71K	SH	$83.64M 0.94%	414.39K	0.00	30.32K
LAM RESEARCH CORPSOLE	COM NEW	251.38K	SH	$82.58M 0.93%	236.97K	0.00	14.41K
CISCO SYS INCSOLE	COM	696.39K	SH	$74.95M 0.84%	680.03K	0.00	16.36K
ELI LILLY & COSOLE	COM	63.44K	SH	$73.40M 0.82%	61.72K	30.00	1.69K
MERCK & CO INCSOLE	COM	481.07K	SH	$69.90M 0.78%	469.33K	100.00	11.63K

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