PINNACLE ASSOCIATES LTD

Filed: 7/30/2024ACC: 0001085146-24-003359

📋 What this filing means

PINNACLE ASSOCIATES LTD filed this quarterly 13F‑HR report disclosing 813 equity positions with a total reported market value of $6.39B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

813

Positions

$6.39B

Total AUM (reported)

94.03M

Total Shares

Allocation by class

COM$4.07B63.7%

CL A$208.69M3.3%

SHS$160.58M2.5%

COM NEW$150.30M2.4%

TR UNIT$108.84M1.7%

SMALL CP ETF$91.69M1.4%

UNIT SER 1$80.66M1.3%

Portfolio Concentration

Top 3$678.10M10.6%

4–10$676.68M10.6%

11–25$952.33M14.9%

Rest$4.08B63.9%

Top 3 weight

10.6%

Top 10 weight

21.2%

Voting Authority Distribution

Total shares with voting rights: 94.03M

Sole

Full voting authority

92.33M

% of voting shares98.2%

Shared

Joint voting authority

2.38K

% of voting shares0.0%

None

No voting authority

1.70M

% of voting shares1.8%

Investment Discretion (by position count)

Sole810

Shared0

Other3

Dominant voting typeSole · 98.2% of voting shares

Institutional Holdings813

Rows:

APPLE INC

SOLE

COM

Shares1.34M

TypeSH

Market value$282.76M

4.43%

Sole

1.32M

Shared

0.00

None

18.44K

MICROSOFT CORP

SOLE

COM

Shares466.68K

TypeSH

Market value$208.58M

3.27%

Sole

457.77K

Shared

25.00

None

8.89K

JOHNSON & JOHNSON

SOLE

COM

Shares1.28M

TypeSH

Market value$186.75M

2.92%

Sole

1.27M

Shared

25.00

None

8.62K

NVIDIA CORPORATION

SOLE

COM

Shares943.75K

TypeSH

Market value$116.59M

1.83%

Sole

895.17K

Shared

25.00

None

48.55K

SPDR S&P 500 ETF TR

OTR

TR UNIT

Shares199.99K

TypeSH

Market value$108.84M

1.70%

Sole

149.89K

Shared

0.00

None

50.10K

AMAZON COM INC

SOLE

COM

Shares497.79K

TypeSH

Market value$96.20M

1.51%

Sole

491.13K

Shared

0.00

None

6.67K

JPMORGAN CHASE & CO.

SOLE

COM

Shares457.01K

TypeSH

Market value$92.44M

1.45%

Sole

446.56K

Shared

0.00

None

10.46K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares420.50K

TypeSH

Market value$91.69M

1.44%

Sole

404.35K

Shared

0.00

None

16.15K

BROADCOM INC

SOLE

COM

Shares56.23K

TypeSH

Market value$90.28M

1.41%

Sole

56.06K

Shared

0.00

None

170.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares168.35K

TypeSH

Market value$80.66M

1.26%

Sole

137.79K

Shared

0.00

None

30.56K

META PLATFORMS INC

SOLE

CL A

Shares158.68K

TypeSH

Market value$80.01M

1.25%

Sole

157.56K

Shared

0.00

None

1.12K

LAM RESEARCH CORP

SOLE

COM

Shares69.39K

TypeSH

Market value$73.90M

1.16%

Sole

67.64K

Shared

0.00

None

1.76K

ALPHABET INC

SOLE

CAP STK CL C

Shares394.27K

TypeSH

Market value$72.32M

1.13%

Sole

389.98K

Shared

0.00

None

4.29K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares128.12K

TypeSH

Market value$70.11M

1.10%

Sole

127.64K

Shared

0.00

None

477.00

REGENERON PHARMACEUTICALS

SOLE

COM

Shares66.35K

TypeSH

Market value$69.74M

1.09%

Sole

66.17K

Shared

0.00

None

185.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares391.25K

TypeSH

Market value$66.81M

1.05%

Sole

388.85K

Shared

0.00

None

2.39K

ALPHABET INC

SOLE

CAP STK CL A

Shares365.25K

TypeSH

Market value$66.53M

1.04%

Sole

355.10K

Shared

0.00

None

10.15K

XYLEM INC

SOLE

COM

Shares489.23K

TypeSH

Market value$66.35M

1.04%

Sole

488.13K

Shared

0.00

None

1.10K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares500.98K

TypeSH

Market value$59.42M

0.93%

Sole

487.32K

Shared

0.00

None

13.66K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares214.70K

TypeSH

Market value$57.43M

0.90%

Sole

213.20K

Shared

0.00

None

1.50K

MERCK & CO INC

SOLE

COM

Shares460.76K

TypeSH

Market value$57.04M

0.89%

Sole

446.70K

Shared

100.00

None

13.96K

ROYAL CARIBBEAN GROUP

SOLE

COM

Shares349.94K

TypeSH

Market value$55.79M

0.87%

Sole

349.29K

Shared

0.00

None

650.00

VISA INC

SOLE

COM CL A

Shares207.03K

TypeSH

Market value$54.34M

0.85%

Sole

198.75K

Shared

0.00

None

8.28K

ELI LILLY & CO

SOLE

COM

Shares57.02K

TypeSH

Market value$51.62M

0.81%

Sole

55.11K

Shared

30.00

None

1.87K

COHERENT CORP

SOLE

COM

Shares702.82K

TypeSH

Market value$50.93M

0.80%

Sole

694.54K

Shared

0.00

None

8.29K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCSOLE	COM	1.34M	SH	$282.76M 4.43%	1.32M	0.00	18.44K
MICROSOFT CORPSOLE	COM	466.68K	SH	$208.58M 3.27%	457.77K	25.00	8.89K
JOHNSON & JOHNSONSOLE	COM	1.28M	SH	$186.75M 2.92%	1.27M	25.00	8.62K
NVIDIA CORPORATIONSOLE	COM	943.75K	SH	$116.59M 1.83%	895.17K	25.00	48.55K
SPDR S&P 500 ETF TROTR	TR UNIT	199.99K	SH	$108.84M 1.70%	149.89K	0.00	50.10K
AMAZON COM INCSOLE	COM	497.79K	SH	$96.20M 1.51%	491.13K	0.00	6.67K
JPMORGAN CHASE & CO.SOLE	COM	457.01K	SH	$92.44M 1.45%	446.56K	0.00	10.46K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	420.50K	SH	$91.69M 1.44%	404.35K	0.00	16.15K
BROADCOM INCSOLE	COM	56.23K	SH	$90.28M 1.41%	56.06K	0.00	170.00
INVESCO QQQ TRSOLE	UNIT SER 1	168.35K	SH	$80.66M 1.26%	137.79K	0.00	30.56K
META PLATFORMS INCSOLE	CL A	158.68K	SH	$80.01M 1.25%	157.56K	0.00	1.12K
LAM RESEARCH CORPSOLE	COM	69.39K	SH	$73.90M 1.16%	67.64K	0.00	1.76K
ALPHABET INCSOLE	CAP STK CL C	394.27K	SH	$72.32M 1.13%	389.98K	0.00	4.29K
ISHARES TRSOLE	CORE S&P500 ETF	128.12K	SH	$70.11M 1.10%	127.64K	0.00	477.00
REGENERON PHARMACEUTICALSSOLE	COM	66.35K	SH	$69.74M 1.09%	66.17K	0.00	185.00
ISHARES TRSOLE	MSCI USA QLT FCT	391.25K	SH	$66.81M 1.05%	388.85K	0.00	2.39K
ALPHABET INCSOLE	CAP STK CL A	365.25K	SH	$66.53M 1.04%	355.10K	0.00	10.15K
XYLEM INCSOLE	COM	489.23K	SH	$66.35M 1.04%	488.13K	0.00	1.10K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	500.98K	SH	$59.42M 0.93%	487.32K	0.00	13.66K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	214.70K	SH	$57.43M 0.90%	213.20K	0.00	1.50K
MERCK & CO INCSOLE	COM	460.76K	SH	$57.04M 0.89%	446.70K	100.00	13.96K
ROYAL CARIBBEAN GROUPSOLE	COM	349.94K	SH	$55.79M 0.87%	349.29K	0.00	650.00
VISA INCSOLE	COM CL A	207.03K	SH	$54.34M 0.85%	198.75K	0.00	8.28K
ELI LILLY & COSOLE	COM	57.02K	SH	$51.62M 0.81%	55.11K	30.00	1.87K
COHERENT CORPSOLE	COM	702.82K	SH	$50.93M 0.80%	694.54K	0.00	8.29K

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