PINNACLE ASSOCIATES LTD

Filed: 4/26/2024ACC: 0001085146-24-002064

📋 What this filing means

PINNACLE ASSOCIATES LTD filed this quarterly 13F‑HR report disclosing 835 equity positions with a total reported market value of $6.34B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

835

Positions

$6.34B

Total AUM (reported)

92.63M

Total Shares

Allocation by class

COM$4.07B64.2%

CL A$207.77M3.3%

COM NEW$160.17M2.5%

SHS$151.13M2.4%

TR UNIT$103.39M1.6%

SMALL CP ETF$95.13M1.5%

COM CL A$74.77M1.2%

Portfolio Concentration

Top 3$639.00M10.1%

4–10$636.54M10.0%

11–25$908.87M14.3%

Rest$4.16B65.6%

Top 3 weight

10.1%

Top 10 weight

20.1%

Voting Authority Distribution

Total shares with voting rights: 92.63M

Sole

Full voting authority

91.24M

% of voting shares98.5%

Shared

Joint voting authority

2.11K

% of voting shares0.0%

None

No voting authority

1.39M

% of voting shares1.5%

Investment Discretion (by position count)

Sole833

Shared0

Other2

Dominant voting typeSole · 98.5% of voting shares

Institutional Holdings835

Rows:

APPLE INC

SOLE

COM

Shares1.32M

TypeSH

Market value$227.16M

3.58%

Sole

1.32M

Shared

0.00

None

0.00

JOHNSON & JOHNSON

SOLE

COM

Shares1.30M

TypeSH

Market value$206.36M

3.25%

Sole

1.30M

Shared

25.00

None

8.64K

MICROSOFT CORP

SOLE

COM

Shares488.39K

TypeSH

Market value$205.48M

3.24%

Sole

488.39K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares197.67K

TypeSH

Market value$103.39M

1.63%

Sole

147.79K

Shared

0.00

None

49.88K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares416.15K

TypeSH

Market value$95.13M

1.50%

Sole

400.67K

Shared

0.00

None

15.48K

JPMORGAN CHASE & CO

SOLE

COM

Shares471.80K

TypeSH

Market value$94.50M

1.49%

Sole

471.80K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares101.81K

TypeSH

Market value$92.00M

1.45%

Sole

101.81K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares492.93K

TypeSH

Market value$88.91M

1.40%

Sole

486.26K

Shared

0.00

None

6.67K

BROADCOM INC

SOLE

COM

Shares66.92K

TypeSH

Market value$88.70M

1.40%

Sole

66.71K

Shared

0.00

None

215.00

INVESCO QQQ TR

OTR

UNIT SER 1

Shares166.46K

TypeSH

Market value$73.91M

1.16%

Sole

135.72K

Shared

0.00

None

30.74K

LAM RESEARCH CORP

SOLE

COM

Shares72.21K

TypeSH

Market value$70.15M

1.11%

Sole

72.21K

Shared

0.00

None

0.00

META PLATFORMS INC

SOLE

CL A

Shares142.68K

TypeSH

Market value$69.28M

1.09%

Sole

141.56K

Shared

0.00

None

1.12K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares126.32K

TypeSH

Market value$66.41M

1.05%

Sole

125.84K

Shared

0.00

None

477.00

XYLEM INC

SOLE

COM

Shares500.87K

TypeSH

Market value$64.73M

1.02%

Sole

499.77K

Shared

0.00

None

1.10K

REGENERON PHARMACEUTICALS

SOLE

COM

Shares66.51K

TypeSH

Market value$64.02M

1.01%

Sole

66.33K

Shared

0.00

None

185.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares382.31K

TypeSH

Market value$62.83M

0.99%

Sole

379.99K

Shared

0.00

None

2.31K

MERCK & CO INC

SOLE

COM

Shares470.10K

TypeSH

Market value$62.03M

0.98%

Sole

470.10K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL C

Shares398.98K

TypeSH

Market value$60.75M

0.96%

Sole

394.68K

Shared

0.00

None

4.29K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares495.08K

TypeSH

Market value$59.90M

0.94%

Sole

495.08K

Shared

0.00

None

0.00

VISA INC

SOLE

COM CL A

Shares208.55K

TypeSH

Market value$58.20M

0.92%

Sole

208.55K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares220.20K

TypeSH

Market value$57.23M

0.90%

Sole

218.80K

Shared

0.00

None

1.40K

HOME DEPOT INC

SOLE

COM

Shares147.46K

TypeSH

Market value$56.56M

0.89%

Sole

142K

Shared

17.00

None

5.44K

ALPHABET INC

SOLE

CAP STK CL A

Shares364.51K

TypeSH

Market value$55.01M

0.87%

Sole

364.51K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares642.89K

TypeSH

Market value$51.84M

0.82%

Sole

599K

Shared

0.00

None

43.89K

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares851.01K

TypeSH

Market value$49.91M

0.79%

Sole

845.44K

Shared

0.00

None

5.57K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCSOLE	COM	1.32M	SH	$227.16M 3.58%	1.32M	0.00	0.00
JOHNSON & JOHNSONSOLE	COM	1.30M	SH	$206.36M 3.25%	1.30M	25.00	8.64K
MICROSOFT CORPSOLE	COM	488.39K	SH	$205.48M 3.24%	488.39K	0.00	0.00
SPDR S&P 500 ETF TRSOLE	TR UNIT	197.67K	SH	$103.39M 1.63%	147.79K	0.00	49.88K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	416.15K	SH	$95.13M 1.50%	400.67K	0.00	15.48K
JPMORGAN CHASE & COSOLE	COM	471.80K	SH	$94.50M 1.49%	471.80K	0.00	0.00
NVIDIA CORPORATIONSOLE	COM	101.81K	SH	$92.00M 1.45%	101.81K	0.00	0.00
AMAZON COM INCSOLE	COM	492.93K	SH	$88.91M 1.40%	486.26K	0.00	6.67K
BROADCOM INCSOLE	COM	66.92K	SH	$88.70M 1.40%	66.71K	0.00	215.00
INVESCO QQQ TROTR	UNIT SER 1	166.46K	SH	$73.91M 1.16%	135.72K	0.00	30.74K
LAM RESEARCH CORPSOLE	COM	72.21K	SH	$70.15M 1.11%	72.21K	0.00	0.00
META PLATFORMS INCSOLE	CL A	142.68K	SH	$69.28M 1.09%	141.56K	0.00	1.12K
ISHARES TRSOLE	CORE S&P500 ETF	126.32K	SH	$66.41M 1.05%	125.84K	0.00	477.00
XYLEM INCSOLE	COM	500.87K	SH	$64.73M 1.02%	499.77K	0.00	1.10K
REGENERON PHARMACEUTICALSSOLE	COM	66.51K	SH	$64.02M 1.01%	66.33K	0.00	185.00
ISHARES TRSOLE	MSCI USA QLT FCT	382.31K	SH	$62.83M 0.99%	379.99K	0.00	2.31K
MERCK & CO INCSOLE	COM	470.10K	SH	$62.03M 0.98%	470.10K	0.00	0.00
ALPHABET INCSOLE	CAP STK CL C	398.98K	SH	$60.75M 0.96%	394.68K	0.00	4.29K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	495.08K	SH	$59.90M 0.94%	495.08K	0.00	0.00
VISA INCSOLE	COM CL A	208.55K	SH	$58.20M 0.92%	208.55K	0.00	0.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	220.20K	SH	$57.23M 0.90%	218.80K	0.00	1.40K
HOME DEPOT INCSOLE	COM	147.46K	SH	$56.56M 0.89%	142K	17.00	5.44K
ALPHABET INCSOLE	CAP STK CL A	364.51K	SH	$55.01M 0.87%	364.51K	0.00	0.00
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	642.89K	SH	$51.84M 0.82%	599K	0.00	43.89K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	851.01K	SH	$49.91M 0.79%	845.44K	0.00	5.57K

Page 1 of 34

…