Filed: 1/19/2024ACC: 0001085146-24-000372
📋 What this filing means
PINNACLE ASSOCIATES LTD filed this quarterly 13F‑HR report disclosing 818 equity positions with a total reported market value of $5.94B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
818
Positions
$5.94B
Total AUM (reported)
93.58M
Total Shares
Allocation by class
COM$3.83B64.4%
CL A$183.58M3.1%
COM NEW$152.32M2.6%
SHS$145.35M2.4%
TR UNIT$95.55M1.6%
SMALL CP ETF$82.34M1.4%
COM CL A$82.00M1.4%
Portfolio Concentration
Top 3$652.46M11.0%
4–10$544.44M9.2%
11–25$802.10M13.5%
Rest$3.94B66.4%
Top 3 weight
11.0%
Top 10 weight
20.1%
Voting Authority Distribution
Total shares with voting rights: 93.58M
Sole
Full voting authority
91.88M
shares
% of voting shares98.2%
Shared
Joint voting authority
2.16K
shares
% of voting shares0.0%
None
No voting authority
1.70M
shares
% of voting shares1.8%
Investment Discretion (by position count)
Sole800
Shared0
Other18
Dominant voting typeSole · 98.2% of voting shares
Institutional Holdings818
Rows:
APPLE INC
SOLEShares1.34M
TypeSH
Market value$257.61M
4.33%
Sole
1.32M
Shared
0.00
None
18.63K
JOHNSON & JOHNSON
SOLEShares1.31M
TypeSH
Market value$204.91M
3.45%
Sole
1.30M
Shared
25.00
None
9.84K
MICROSOFT CORP
SOLEShares505.09K
TypeSH
Market value$189.93M
3.20%
Sole
493.85K
Shared
25.00
None
11.21K
SPDR S&P 500 ETF TR
SOLEShares201.03K
TypeSH
Market value$95.55M
1.61%
Sole
150.63K
Shared
0.00
None
50.40K
VANGUARD INDEX FDS
SOLEShares385.97K
TypeSH
Market value$82.34M
1.39%
Sole
370.53K
Shared
0.00
None
15.45K
JPMORGAN CHASE & CO
SOLEShares478.37K
TypeSH
Market value$81.37M
1.37%
Sole
466.94K
Shared
0.00
None
11.43K
BROADCOM INC
OTRShares71.43K
TypeSH
Market value$79.74M
1.34%
Sole
71.17K
Shared
0.00
None
258.00
AMAZON COM INC
SOLEShares502.90K
TypeSH
Market value$76.41M
1.29%
Sole
494.99K
Shared
0.00
None
7.91K
INVESCO QQQ TR
OTRShares166.01K
TypeSH
Market value$67.99M
1.14%
Sole
135.04K
Shared
0.00
None
30.98K
LAM RESEARCH CORP
SOLEShares77.94K
TypeSH
Market value$61.05M
1.03%
Sole
76.09K
Shared
0.00
None
1.85K
REGENERON PHARMACEUTICALS
SOLEShares66.97K
TypeSH
Market value$58.81M
0.99%
Sole
66.78K
Shared
0.00
None
185.00
ISHARES TR
SOLEShares122.73K
TypeSH
Market value$58.62M
0.99%
Sole
122.31K
Shared
0.00
None
411.00
XYLEM INC
SOLEShares505K
TypeSH
Market value$57.75M
0.97%
Sole
503.90K
Shared
0.00
None
1.10K
ALPHABET INC
SOLEShares408.87K
TypeSH
Market value$57.62M
0.97%
Sole
403.36K
Shared
0.00
None
5.51K
VANGUARD WHITEHALL FDS
SOLEShares494.72K
TypeSH
Market value$55.23M
0.93%
Sole
481.28K
Shared
0.00
None
13.44K
ISHARES TR
SOLEShares375.10K
TypeSH
Market value$55.19M
0.93%
Sole
372.53K
Shared
0.00
None
2.58K
VISA INC
SOLEShares210.79K
TypeSH
Market value$54.88M
0.92%
Sole
202.26K
Shared
0.00
None
8.53K
HOME DEPOT INC
SOLEShares150.08K
TypeSH
Market value$52.01M
0.88%
Sole
144.64K
Shared
17.00
None
5.42K
ALPHABET INC
SOLEShares371.35K
TypeSH
Market value$51.87M
0.87%
Sole
358.56K
Shared
0.00
None
12.79K
MERCK & CO INC
SOLEShares474.06K
TypeSH
Market value$51.68M
0.87%
Sole
458.80K
Shared
100.00
None
15.17K
VANGUARD INDEX FDS
SOLEShares215.96K
TypeSH
Market value$51.23M
0.86%
Sole
214.56K
Shared
0.00
None
1.40K
NVIDIA CORPORATION
SOLEShares103.26K
TypeSH
Market value$51.14M
0.86%
Sole
97.46K
Shared
0.00
None
5.80K
META PLATFORMS INC
SOLEShares143.66K
TypeSH
Market value$50.85M
0.86%
Sole
142.48K
Shared
0.00
None
1.18K
SCHWAB STRATEGIC TR
SOLEShares635.17K
TypeSH
Market value$48.36M
0.81%
Sole
589.92K
Shared
0.00
None
45.25K
VANGUARD INTL EQUITY INDEX F
SOLEShares834.59K
TypeSH
Market value$46.85M
0.79%
Sole
829.27K
Shared
0.00
None
5.31K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 1.34M | SH | $257.61M 4.33% | 1.32M | 0.00 | 18.63K |
JOHNSON & JOHNSONSOLE | COM | 1.31M | SH | $204.91M 3.45% | 1.30M | 25.00 | 9.84K |
MICROSOFT CORPSOLE | COM | 505.09K | SH | $189.93M 3.20% | 493.85K | 25.00 | 11.21K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 201.03K | SH | $95.55M 1.61% | 150.63K | 0.00 | 50.40K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 385.97K | SH | $82.34M 1.39% | 370.53K | 0.00 | 15.45K |
JPMORGAN CHASE & COSOLE | COM | 478.37K | SH | $81.37M 1.37% | 466.94K | 0.00 | 11.43K |
BROADCOM INCOTR | COM | 71.43K | SH | $79.74M 1.34% | 71.17K | 0.00 | 258.00 |
AMAZON COM INCSOLE | COM | 502.90K | SH | $76.41M 1.29% | 494.99K | 0.00 | 7.91K |
INVESCO QQQ TROTR | UNIT SER 1 | 166.01K | SH | $67.99M 1.14% | 135.04K | 0.00 | 30.98K |
LAM RESEARCH CORPSOLE | COM | 77.94K | SH | $61.05M 1.03% | 76.09K | 0.00 | 1.85K |
REGENERON PHARMACEUTICALSSOLE | COM | 66.97K | SH | $58.81M 0.99% | 66.78K | 0.00 | 185.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 122.73K | SH | $58.62M 0.99% | 122.31K | 0.00 | 411.00 |
XYLEM INCSOLE | COM | 505K | SH | $57.75M 0.97% | 503.90K | 0.00 | 1.10K |
ALPHABET INCSOLE | CAP STK CL C | 408.87K | SH | $57.62M 0.97% | 403.36K | 0.00 | 5.51K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 494.72K | SH | $55.23M 0.93% | 481.28K | 0.00 | 13.44K |
ISHARES TRSOLE | MSCI USA QLT FCT | 375.10K | SH | $55.19M 0.93% | 372.53K | 0.00 | 2.58K |
VISA INCSOLE | COM CL A | 210.79K | SH | $54.88M 0.92% | 202.26K | 0.00 | 8.53K |
HOME DEPOT INCSOLE | COM | 150.08K | SH | $52.01M 0.88% | 144.64K | 17.00 | 5.42K |
ALPHABET INCSOLE | CAP STK CL A | 371.35K | SH | $51.87M 0.87% | 358.56K | 0.00 | 12.79K |
MERCK & CO INCSOLE | COM | 474.06K | SH | $51.68M 0.87% | 458.80K | 100.00 | 15.17K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 215.96K | SH | $51.23M 0.86% | 214.56K | 0.00 | 1.40K |
NVIDIA CORPORATIONSOLE | COM | 103.26K | SH | $51.14M 0.86% | 97.46K | 0.00 | 5.80K |
META PLATFORMS INCSOLE | CL A | 143.66K | SH | $50.85M 0.86% | 142.48K | 0.00 | 1.18K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 635.17K | SH | $48.36M 0.81% | 589.92K | 0.00 | 45.25K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 834.59K | SH | $46.85M 0.79% | 829.27K | 0.00 | 5.31K |
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