Filed: 7/27/2023ACC: 0001085146-23-002936
📋 What this filing means
PINNACLE ASSOCIATES LTD filed this quarterly 13F‑HR report disclosing 813 equity positions with a total reported market value of $5.76B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
813
Positions
$5.76B
Total AUM (reported)
103.65M
Total Shares
Allocation by class
COM$3.74B64.9%
CL A$177.10M3.1%
COM NEW$162.94M2.8%
SHS$146.02M2.5%
TR UNIT$92.15M1.6%
SMALL CP ETF$77.11M1.3%
UNIT SER 1$66.19M1.1%
Portfolio Concentration
Top 3$649.30M11.3%
4–10$502.11M8.7%
11–25$746.29M12.9%
Rest$3.87B67.1%
Top 3 weight
11.3%
Top 10 weight
20.0%
Voting Authority Distribution
Total shares with voting rights: 103.65M
Sole
Full voting authority
101.85M
shares
% of voting shares98.3%
Shared
Joint voting authority
2.16K
shares
% of voting shares0.0%
None
No voting authority
1.80M
shares
% of voting shares1.7%
Investment Discretion (by position count)
Sole795
Shared0
Other18
Dominant voting typeSole · 98.3% of voting shares
Institutional Holdings813
Rows:
APPLE INC
SOLEShares1.34M
TypeSH
Market value$260.65M
4.52%
Sole
1.33M
Shared
0.00
None
18.36K
JOHNSON & JOHNSON
SOLEShares1.31M
TypeSH
Market value$216.67M
3.76%
Sole
1.30M
Shared
25.00
None
9.37K
MICROSOFT CORP
SOLEShares505.02K
TypeSH
Market value$171.98M
2.98%
Sole
493.14K
Shared
25.00
None
11.85K
SPDR S&P 500 ETF TR
SOLEShares207.87K
TypeSH
Market value$92.15M
1.60%
Sole
153.42K
Shared
0.00
None
54.45K
VANGUARD INDEX FDS
SOLEShares387.71K
TypeSH
Market value$77.11M
1.34%
Sole
371.61K
Shared
0.00
None
16.11K
JPMORGAN CHASE & CO
SOLEShares481.98K
TypeSH
Market value$70.10M
1.22%
Sole
471.26K
Shared
0.00
None
10.71K
LAM RESEARCH CORP
SOLEShares105.83K
TypeSH
Market value$68.03M
1.18%
Sole
103.95K
Shared
0.00
None
1.88K
INVESCO QQQ TR
SOLEShares179.18K
TypeSH
Market value$66.19M
1.15%
Sole
139.40K
Shared
0.00
None
39.78K
AMAZON COM INC
SOLEShares500.01K
TypeSH
Market value$65.18M
1.13%
Sole
493.39K
Shared
0.00
None
6.62K
BROADCOM INC
SOLEShares73.02K
TypeSH
Market value$63.34M
1.10%
Sole
72.80K
Shared
0.00
None
222.00
XYLEM INC
SOLEShares541.79K
TypeSH
Market value$61.02M
1.06%
Sole
540.44K
Shared
0.00
None
1.35K
MERCK & CO INC
SOLEShares479.06K
TypeSH
Market value$55.28M
0.96%
Sole
465.22K
Shared
100.00
None
13.74K
ISHARES TR
SOLEShares117.23K
TypeSH
Market value$52.25M
0.91%
Sole
115.96K
Shared
0.00
None
1.28K
VANGUARD WHITEHALL FDS
SOLEShares485.07K
TypeSH
Market value$51.45M
0.89%
Sole
471.80K
Shared
0.00
None
13.27K
VISA INC
SOLEShares213.05K
TypeSH
Market value$50.60M
0.88%
Sole
205.07K
Shared
0.00
None
7.98K
REGENERON PHARMACEUTICALS
SOLEShares70.19K
TypeSH
Market value$50.44M
0.88%
Sole
69.99K
Shared
0.00
None
205.00
ALPHABET INC
SOLEShares410.01K
TypeSH
Market value$49.60M
0.86%
Sole
405.43K
Shared
0.00
None
4.59K
ISHARES TR
SOLEShares366.32K
TypeSH
Market value$49.41M
0.86%
Sole
361.89K
Shared
0.00
None
4.43K
BOYD GAMING CORP
SOLEShares701.76K
TypeSH
Market value$48.68M
0.84%
Sole
701.76K
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares467.80K
TypeSH
Market value$48.53M
0.84%
Sole
467.10K
Shared
0.00
None
700.00
SCHWAB STRATEGIC TR
SOLEShares654.63K
TypeSH
Market value$47.54M
0.82%
Sole
609.62K
Shared
0.00
None
45.02K
HOME DEPOT INC
SOLEShares147.77K
TypeSH
Market value$45.90M
0.80%
Sole
142.63K
Shared
17.00
None
5.12K
IRIDIUM COMMUNICATIONS INC
SOLEShares734.24K
TypeSH
Market value$45.61M
0.79%
Sole
733.24K
Shared
0.00
None
1K
VANGUARD INTL EQUITY INDEX F
SOLEShares832.68K
TypeSH
Market value$45.31M
0.79%
Sole
822.17K
Shared
0.00
None
10.51K
VANGUARD INDEX FDS
SOLEShares202.82K
TypeSH
Market value$44.68M
0.78%
Sole
200.97K
Shared
0.00
None
1.85K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 1.34M | SH | $260.65M 4.52% | 1.33M | 0.00 | 18.36K |
JOHNSON & JOHNSONSOLE | COM | 1.31M | SH | $216.67M 3.76% | 1.30M | 25.00 | 9.37K |
MICROSOFT CORPSOLE | COM | 505.02K | SH | $171.98M 2.98% | 493.14K | 25.00 | 11.85K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 207.87K | SH | $92.15M 1.60% | 153.42K | 0.00 | 54.45K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 387.71K | SH | $77.11M 1.34% | 371.61K | 0.00 | 16.11K |
JPMORGAN CHASE & COSOLE | COM | 481.98K | SH | $70.10M 1.22% | 471.26K | 0.00 | 10.71K |
LAM RESEARCH CORPSOLE | COM | 105.83K | SH | $68.03M 1.18% | 103.95K | 0.00 | 1.88K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 179.18K | SH | $66.19M 1.15% | 139.40K | 0.00 | 39.78K |
AMAZON COM INCSOLE | COM | 500.01K | SH | $65.18M 1.13% | 493.39K | 0.00 | 6.62K |
BROADCOM INCSOLE | COM | 73.02K | SH | $63.34M 1.10% | 72.80K | 0.00 | 222.00 |
XYLEM INCSOLE | COM | 541.79K | SH | $61.02M 1.06% | 540.44K | 0.00 | 1.35K |
MERCK & CO INCSOLE | COM | 479.06K | SH | $55.28M 0.96% | 465.22K | 100.00 | 13.74K |
ISHARES TRSOLE | CORE S&P500 ETF | 117.23K | SH | $52.25M 0.91% | 115.96K | 0.00 | 1.28K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 485.07K | SH | $51.45M 0.89% | 471.80K | 0.00 | 13.27K |
VISA INCSOLE | COM CL A | 213.05K | SH | $50.60M 0.88% | 205.07K | 0.00 | 7.98K |
REGENERON PHARMACEUTICALSSOLE | COM | 70.19K | SH | $50.44M 0.88% | 69.99K | 0.00 | 205.00 |
ALPHABET INCSOLE | CAP STK CL C | 410.01K | SH | $49.60M 0.86% | 405.43K | 0.00 | 4.59K |
ISHARES TRSOLE | MSCI USA QLT FCT | 366.32K | SH | $49.41M 0.86% | 361.89K | 0.00 | 4.43K |
BOYD GAMING CORPSOLE | COM | 701.76K | SH | $48.68M 0.84% | 701.76K | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | COM | 467.80K | SH | $48.53M 0.84% | 467.10K | 0.00 | 700.00 |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 654.63K | SH | $47.54M 0.82% | 609.62K | 0.00 | 45.02K |
HOME DEPOT INCSOLE | COM | 147.77K | SH | $45.90M 0.80% | 142.63K | 17.00 | 5.12K |
IRIDIUM COMMUNICATIONS INCSOLE | COM | 734.24K | SH | $45.61M 0.79% | 733.24K | 0.00 | 1K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 832.68K | SH | $45.31M 0.79% | 822.17K | 0.00 | 10.51K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 202.82K | SH | $44.68M 0.78% | 200.97K | 0.00 | 1.85K |
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