PINNACLE ASSOCIATES LTD

Filed: 5/5/2023ACC: 0001085146-23-002064

📋 What this filing means

PINNACLE ASSOCIATES LTD filed this quarterly 13F‑HR report disclosing 770 equity positions with a total reported market value of $4.89B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

770

Positions

$4.89B

Total AUM (reported)

93.71M

Total Shares

Allocation by class

COM$3.14B64.2%

CL A$154.45M3.2%

COM NEW$147.87M3.0%

SHS$131.48M2.7%

TR UNIT$77.56M1.6%

SMALL CP ETF$72.94M1.5%

HIGH DIV YLD$51.32M1.0%

Portfolio Concentration

Top 3$547.89M11.2%

4–10$425.59M8.7%

11–25$675.33M13.8%

Rest$3.24B66.3%

Top 3 weight

11.2%

Top 10 weight

19.9%

Voting Authority Distribution

Total shares with voting rights: 93.71M

Sole

Full voting authority

92.34M

% of voting shares98.5%

Shared

Joint voting authority

2.16K

% of voting shares0.0%

None

No voting authority

1.37M

% of voting shares1.5%

Investment Discretion (by position count)

Sole770

Shared0

Other0

Dominant voting typeSole · 98.5% of voting shares

Institutional Holdings770

Rows:

APPLE INC

SOLE

COM

Shares1.29M

TypeSH

Market value$213.26M

4.36%

Sole

1.28M

Shared

0.00

None

11.81K

JOHNSON & JOHNSON

SOLE

COM

Shares1.29M

TypeSH

Market value$199.61M

4.08%

Sole

1.28M

Shared

25.00

None

5.37K

MICROSOFT CORP

SOLE

COM

Shares468.31K

TypeSH

Market value$135.01M

2.76%

Sole

462.98K

Shared

25.00

None

5.30K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares189.45K

TypeSH

Market value$77.56M

1.59%

Sole

134.81K

Shared

0.00

None

54.65K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares384.78K

TypeSH

Market value$72.94M

1.49%

Sole

368.04K

Shared

0.00

None

16.74K

REGENERON PHARMACEUTICALS

SOLE

COM

Shares71.70K

TypeSH

Market value$58.91M

1.20%

Sole

71.66K

Shared

0.00

None

40.00

LAM RESEARCH CORP

SOLE

COM

Shares109.57K

TypeSH

Market value$58.08M

1.19%

Sole

107.69K

Shared

0.00

None

1.88K

JPMORGAN CHASE & CO

SOLE

COM

Shares421K

TypeSH

Market value$54.86M

1.12%

Sole

417.36K

Shared

0.00

None

3.64K

EVOQUA WATER TECHNOLOGIES CO

SOLE

COM

Shares1.04M

TypeSH

Market value$51.81M

1.06%

Sole

1.04M

Shared

0.00

None

0.00

BOYD GAMING CORP

SOLE

COM

Shares801.99K

TypeSH

Market value$51.42M

1.05%

Sole

801.99K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares486.43K

TypeSH

Market value$51.32M

1.05%

Sole

472.90K

Shared

0.00

None

13.54K

AMAZON COM INC

SOLE

COM

Shares467K

TypeSH

Market value$48.24M

0.99%

Sole

462.78K

Shared

0.00

None

4.22K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares646.21K

TypeSH

Market value$47.28M

0.97%

Sole

602.54K

Shared

0.00

None

43.66K

IRIDIUM COMMUNICATIONS INC

SOLE

COM

Shares759.09K

TypeSH

Market value$47.01M

0.96%

Sole

759.09K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares113.74K

TypeSH

Market value$46.76M

0.96%

Sole

112.64K

Shared

0.00

None

1.10K

SEAWORLD ENTMT INC

SOLE

COM

Shares758.03K

TypeSH

Market value$46.48M

0.95%

Sole

758.03K

Shared

0.00

None

0.00

MERCK & CO INC

SOLE

COM

Shares434.96K

TypeSH

Market value$46.28M

0.95%

Sole

425.99K

Shared

100.00

None

8.87K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares142.19K

TypeSH

Market value$45.63M

0.93%

Sole

102.25K

Shared

0.00

None

39.95K

VISA INC

SOLE

COM CL A

Shares195.52K

TypeSH

Market value$44.08M

0.90%

Sole

190.55K

Shared

0.00

None

4.97K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares350.37K

TypeSH

Market value$43.47M

0.89%

Sole

346K

Shared

0.00

None

4.37K

QORVO INC

SOLE

COM

Shares422.57K

TypeSH

Market value$42.92M

0.88%

Sole

422.57K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares801.19K

TypeSH

Market value$42.84M

0.88%

Sole

791.10K

Shared

0.00

None

10.09K

BROADCOM INC

SOLE

COM

Shares64.50K

TypeSH

Market value$41.38M

0.85%

Sole

64.36K

Shared

0.00

None

137.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares200.27K

TypeSH

Market value$40.87M

0.84%

Sole

198.55K

Shared

0.00

None

1.72K

ALPHABET INC

SOLE

CAP STK CL C

Shares392.09K

TypeSH

Market value$40.78M

0.83%

Sole

389.18K

Shared

0.00

None

2.91K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCSOLE	COM	1.29M	SH	$213.26M 4.36%	1.28M	0.00	11.81K
JOHNSON & JOHNSONSOLE	COM	1.29M	SH	$199.61M 4.08%	1.28M	25.00	5.37K
MICROSOFT CORPSOLE	COM	468.31K	SH	$135.01M 2.76%	462.98K	25.00	5.30K
SPDR S&P 500 ETF TRSOLE	TR UNIT	189.45K	SH	$77.56M 1.59%	134.81K	0.00	54.65K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	384.78K	SH	$72.94M 1.49%	368.04K	0.00	16.74K
REGENERON PHARMACEUTICALSSOLE	COM	71.70K	SH	$58.91M 1.20%	71.66K	0.00	40.00
LAM RESEARCH CORPSOLE	COM	109.57K	SH	$58.08M 1.19%	107.69K	0.00	1.88K
JPMORGAN CHASE & COSOLE	COM	421K	SH	$54.86M 1.12%	417.36K	0.00	3.64K
EVOQUA WATER TECHNOLOGIES COSOLE	COM	1.04M	SH	$51.81M 1.06%	1.04M	0.00	0.00
BOYD GAMING CORPSOLE	COM	801.99K	SH	$51.42M 1.05%	801.99K	0.00	0.00
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	486.43K	SH	$51.32M 1.05%	472.90K	0.00	13.54K
AMAZON COM INCSOLE	COM	467K	SH	$48.24M 0.99%	462.78K	0.00	4.22K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	646.21K	SH	$47.28M 0.97%	602.54K	0.00	43.66K
IRIDIUM COMMUNICATIONS INCSOLE	COM	759.09K	SH	$47.01M 0.96%	759.09K	0.00	0.00
ISHARES TRSOLE	CORE S&P500 ETF	113.74K	SH	$46.76M 0.96%	112.64K	0.00	1.10K
SEAWORLD ENTMT INCSOLE	COM	758.03K	SH	$46.48M 0.95%	758.03K	0.00	0.00
MERCK & CO INCSOLE	COM	434.96K	SH	$46.28M 0.95%	425.99K	100.00	8.87K
INVESCO QQQ TRSOLE	UNIT SER 1	142.19K	SH	$45.63M 0.93%	102.25K	0.00	39.95K
VISA INCSOLE	COM CL A	195.52K	SH	$44.08M 0.90%	190.55K	0.00	4.97K
ISHARES TRSOLE	MSCI USA QLT FCT	350.37K	SH	$43.47M 0.89%	346K	0.00	4.37K
QORVO INCSOLE	COM	422.57K	SH	$42.92M 0.88%	422.57K	0.00	0.00
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	801.19K	SH	$42.84M 0.88%	791.10K	0.00	10.09K
BROADCOM INCSOLE	COM	64.50K	SH	$41.38M 0.85%	64.36K	0.00	137.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	200.27K	SH	$40.87M 0.84%	198.55K	0.00	1.72K
ALPHABET INCSOLE	CAP STK CL C	392.09K	SH	$40.78M 0.83%	389.18K	0.00	2.91K

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