PINNACLE ASSOCIATES LTD

Filed: 1/25/2023ACC: 0001085146-23-000358

📋 What this filing means

PINNACLE ASSOCIATES LTD filed this quarterly 13F‑HR report disclosing 764 equity positions with a total reported market value of $4.80B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

764

Positions

$4.80B

Total AUM (reported)

90.06M

Total Shares

Allocation by class

COM$3.10B64.7%

COM NEW$161.76M3.4%

SHS$134.74M2.8%

CL A$134.61M2.8%

TR UNIT$78.60M1.6%

SMALL CP ETF$77.43M1.6%

HIGH DIV YLD$51.49M1.1%

Portfolio Concentration

Top 3$533.60M11.1%

4–10$422.44M8.8%

11–25$640.77M13.3%

Rest$3.20B66.7%

Top 3 weight

11.1%

Top 10 weight

19.9%

Voting Authority Distribution

Total shares with voting rights: 90.06M

Sole

Full voting authority

88.62M

% of voting shares98.4%

Shared

Joint voting authority

2.19K

% of voting shares0.0%

None

No voting authority

1.44M

% of voting shares1.6%

Investment Discretion (by position count)

Sole764

Shared0

Other0

Dominant voting typeSole · 98.4% of voting shares

Institutional Holdings764

Rows:

JOHNSON & JOHNSON

SOLE

COM

Shares1.29M

TypeSH

Market value$228.89M

4.77%

Sole

1.29M

Shared

25.00

None

5.37K

APPLE INC

SOLE

COM

Shares1.27M

TypeSH

Market value$187.97M

3.92%

Sole

1.26M

Shared

0.00

None

11.82K

MICROSOFT CORP

SOLE

COM

Shares471.67K

TypeSH

Market value$116.73M

2.43%

Sole

466.38K

Shared

25.00

None

5.27K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares195.35K

TypeSH

Market value$78.60M

1.64%

Sole

133.48K

Shared

0.00

None

61.87K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares397.96K

TypeSH

Market value$77.43M

1.61%

Sole

379.75K

Shared

0.00

None

18.20K

JPMORGAN CHASE & CO

SOLE

COM

Shares419.37K

TypeSH

Market value$57.34M

1.19%

Sole

415.72K

Shared

0.00

None

3.64K

BOYD GAMING CORP

SOLE

COM

Shares889.15K

TypeSH

Market value$53.58M

1.12%

Sole

889.15K

Shared

0.00

None

0.00

REGENERON PHARMACEUTICALS

SOLE

COM

Shares72.07K

TypeSH

Market value$53.06M

1.11%

Sole

72.03K

Shared

0.00

None

40.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares457.69K

TypeSH

Market value$51.49M

1.07%

Sole

446.47K

Shared

0.00

None

11.22K

LAM RESEARCH CORP

SOLE

COM

Shares112.39K

TypeSH

Market value$50.94M

1.06%

Sole

110.49K

Shared

0.00

None

1.90K

MERCK & CO INC

SOLE

COM

Shares457.53K

TypeSH

Market value$49.18M

1.02%

Sole

447.06K

Shared

100.00

None

10.37K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares608.28K

TypeSH

Market value$47.71M

0.99%

Sole

568.71K

Shared

0.00

None

39.57K

EVOQUA WATER TECHNOLOGIES CO

SOLE

COM

Shares1.06M

TypeSH

Market value$46.37M

0.97%

Sole

1.06M

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares111.10K

TypeSH

Market value$44.89M

0.94%

Sole

110.79K

Shared

0.00

None

312.00

HOME DEPOT INC

SOLE

COM

Shares131.45K

TypeSH

Market value$42.90M

0.89%

Sole

128.28K

Shared

17.00

None

3.16K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares149.13K

TypeSH

Market value$42.79M

0.89%

Sole

108.47K

Shared

0.00

None

40.65K

VISA INC

SOLE

COM CL A

Shares195.51K

TypeSH

Market value$41.80M

0.87%

Sole

190.45K

Shared

0.00

None

5.07K

SEAWORLD ENTMT INC

SOLE

COM

Shares775.12K

TypeSH

Market value$41.49M

0.86%

Sole

775.12K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares442.91K

TypeSH

Market value$41.37M

0.86%

Sole

438.10K

Shared

0.00

None

4.82K

QORVO INC

SOLE

COM

Shares428.16K

TypeSH

Market value$41.08M

0.86%

Sole

428.16K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares341K

TypeSH

Market value$40.65M

0.85%

Sole

338.75K

Shared

0.00

None

2.26K

GOLAR LNG LTD

SOLE

SHS

Shares1.60M

TypeSH

Market value$40.65M

0.85%

Sole

1.60M

Shared

0.00

None

0.00

MORGAN STANLEY

SOLE

COM NEW

Shares445.97K

TypeSH

Market value$40.54M

0.84%

Sole

426.66K

Shared

0.00

None

19.31K

IRIDIUM COMMUNICATIONS INC

SOLE

COM

Shares770.64K

TypeSH

Market value$40.38M

0.84%

Sole

770.64K

Shared

0.00

None

0.00

PFIZER INC

SOLE

COM

Shares791.45K

TypeSH

Market value$38.95M

0.81%

Sole

785.79K

Shared

100.00

None

5.57K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
JOHNSON & JOHNSONSOLE	COM	1.29M	SH	$228.89M 4.77%	1.29M	25.00	5.37K
APPLE INCSOLE	COM	1.27M	SH	$187.97M 3.92%	1.26M	0.00	11.82K
MICROSOFT CORPSOLE	COM	471.67K	SH	$116.73M 2.43%	466.38K	25.00	5.27K
SPDR S&P 500 ETF TRSOLE	TR UNIT	195.35K	SH	$78.60M 1.64%	133.48K	0.00	61.87K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	397.96K	SH	$77.43M 1.61%	379.75K	0.00	18.20K
JPMORGAN CHASE & COSOLE	COM	419.37K	SH	$57.34M 1.19%	415.72K	0.00	3.64K
BOYD GAMING CORPSOLE	COM	889.15K	SH	$53.58M 1.12%	889.15K	0.00	0.00
REGENERON PHARMACEUTICALSSOLE	COM	72.07K	SH	$53.06M 1.11%	72.03K	0.00	40.00
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	457.69K	SH	$51.49M 1.07%	446.47K	0.00	11.22K
LAM RESEARCH CORPSOLE	COM	112.39K	SH	$50.94M 1.06%	110.49K	0.00	1.90K
MERCK & CO INCSOLE	COM	457.53K	SH	$49.18M 1.02%	447.06K	100.00	10.37K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	608.28K	SH	$47.71M 0.99%	568.71K	0.00	39.57K
EVOQUA WATER TECHNOLOGIES COSOLE	COM	1.06M	SH	$46.37M 0.97%	1.06M	0.00	0.00
ISHARES TRSOLE	CORE S&P500 ETF	111.10K	SH	$44.89M 0.94%	110.79K	0.00	312.00
HOME DEPOT INCSOLE	COM	131.45K	SH	$42.90M 0.89%	128.28K	17.00	3.16K
INVESCO QQQ TRSOLE	UNIT SER 1	149.13K	SH	$42.79M 0.89%	108.47K	0.00	40.65K
VISA INCSOLE	COM CL A	195.51K	SH	$41.80M 0.87%	190.45K	0.00	5.07K
SEAWORLD ENTMT INCSOLE	COM	775.12K	SH	$41.49M 0.86%	775.12K	0.00	0.00
AMAZON COM INCSOLE	COM	442.91K	SH	$41.37M 0.86%	438.10K	0.00	4.82K
QORVO INCSOLE	COM	428.16K	SH	$41.08M 0.86%	428.16K	0.00	0.00
ISHARES TRSOLE	MSCI USA QLT FCT	341K	SH	$40.65M 0.85%	338.75K	0.00	2.26K
GOLAR LNG LTDSOLE	SHS	1.60M	SH	$40.65M 0.85%	1.60M	0.00	0.00
MORGAN STANLEYSOLE	COM NEW	445.97K	SH	$40.54M 0.84%	426.66K	0.00	19.31K
IRIDIUM COMMUNICATIONS INCSOLE	COM	770.64K	SH	$40.38M 0.84%	770.64K	0.00	0.00
PFIZER INCSOLE	COM	791.45K	SH	$38.95M 0.81%	785.79K	100.00	5.57K

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