Filed: 11/1/2022ACC: 0001085146-22-003685
📋 What this filing means
PINNACLE ASSOCIATES LTD filed this quarterly 13F‑HR report disclosing 739 equity positions with a total reported market value of $4.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
739
Positions
$4.36M
Total AUM (reported)
93.54M
Total Shares
Allocation by class
COM$2.82M64.6%
COM NEW$171.2K3.9%
CL A$124.8K2.9%
SHS$121.8K2.8%
TR UNIT$71.8K1.6%
SMALL CP ETF$69.1K1.6%
HIGH DIV YLD$41.6K1.0%
Portfolio Concentration
Top 3$500.5K11.5%
4–10$372.8K8.6%
11–25$573.7K13.2%
Rest$2.91M66.8%
Top 3 weight
11.5%
Top 10 weight
20.0%
Voting Authority Distribution
Total shares with voting rights: 93.54M
Sole
Full voting authority
92.02M
shares
% of voting shares98.4%
Shared
Joint voting authority
2.12K
shares
% of voting shares0.0%
None
No voting authority
1.52M
shares
% of voting shares1.6%
Investment Discretion (by position count)
Sole739
Shared0
Other0
Dominant voting typeSole · 98.4% of voting shares
Institutional Holdings739
Rows:
JOHNSON & JOHNSON
SOLEShares1.29M
TypeSH
Market value$211.3K
4.85%
Sole
1.29M
Shared
25.00
None
6.30K
APPLE INC
SOLEShares1.24M
TypeSH
Market value$171.3K
3.93%
Sole
1.23M
Shared
0.00
None
12.69K
MICROSOFT CORP
SOLEShares506.19K
TypeSH
Market value$117.9K
2.71%
Sole
500.42K
Shared
25.00
None
5.74K
SPDR S&P 500 ETF TR
SOLEShares200.92K
TypeSH
Market value$71.8K
1.65%
Sole
136.92K
Shared
0.00
None
64K
VANGUARD INDEX FDS
SOLEShares404.43K
TypeSH
Market value$69.1K
1.59%
Sole
386K
Shared
0.00
None
18.43K
REGENERON PHARMACEUTICALS
SOLEShares73.52K
TypeSH
Market value$50.6K
1.16%
Sole
73.48K
Shared
0.00
None
40.00
AMAZON COM INC
SOLEShares430.04K
TypeSH
Market value$48.6K
1.12%
Sole
424.88K
Shared
0.00
None
5.16K
PLUG POWER INC
SOLEShares2.19M
TypeSH
Market value$45.9K
1.05%
Sole
2.14M
Shared
0.00
None
41.41K
JPMORGAN CHASE & CO
SOLEShares415.44K
TypeSH
Market value$43.4K
1.00%
Sole
411.77K
Shared
0.00
None
3.67K
BOYD GAMING CORP
SOLEShares910.29K
TypeSH
Market value$43.4K
1.00%
Sole
909.89K
Shared
0.00
None
400.00
LAM RESEARCH CORP
SOLEShares115.16K
TypeSH
Market value$42.1K
0.97%
Sole
113.26K
Shared
0.00
None
1.90K
VANGUARD WHITEHALL FDS
SOLEShares438.14K
TypeSH
Market value$41.6K
0.95%
Sole
426.99K
Shared
0.00
None
11.14K
GOLAR LNG LTD
SOLEShares1.63M
TypeSH
Market value$40.7K
0.93%
Sole
1.63M
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares471.65K
TypeSH
Market value$40.6K
0.93%
Sole
461.18K
Shared
100.00
None
10.37K
IRIDIUM COMMUNICATIONS INC
SOLEShares906.66K
TypeSH
Market value$40.2K
0.92%
Sole
906.66K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares149.77K
TypeSH
Market value$40.0K
0.92%
Sole
108.38K
Shared
0.00
None
41.39K
ISHARES TR
SOLEShares108.09K
TypeSH
Market value$38.8K
0.89%
Sole
107.94K
Shared
0.00
None
149.00
SCHWAB STRATEGIC TR
SOLEShares582.67K
TypeSH
Market value$38.7K
0.89%
Sole
542.70K
Shared
0.00
None
39.97K
LUMENTUM HLDGS INC
SOLEShares550.54K
TypeSH
Market value$37.8K
0.87%
Sole
550.39K
Shared
0.00
None
150.00
SEAWORLD ENTMT INC
SOLEShares793.42K
TypeSH
Market value$36.1K
0.83%
Sole
793.42K
Shared
0.00
None
0.00
EVOQUA WATER TECHNOLOGIES CO
SOLEShares1.08M
TypeSH
Market value$35.9K
0.82%
Sole
1.08M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares343.32K
TypeSH
Market value$35.7K
0.82%
Sole
341.11K
Shared
0.00
None
2.21K
HOME DEPOT INC
SOLEShares127.77K
TypeSH
Market value$35.3K
0.81%
Sole
124.47K
Shared
17.00
None
3.28K
ALPHABET INC
SOLEShares365.51K
TypeSH
Market value$35.1K
0.81%
Sole
362.20K
Shared
0.00
None
3.31K
MORGAN STANLEY
SOLEShares444.24K
TypeSH
Market value$35.1K
0.81%
Sole
424.75K
Shared
0.00
None
19.49K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
JOHNSON & JOHNSONSOLE | COM | 1.29M | SH | $211.3K 4.85% | 1.29M | 25.00 | 6.30K |
APPLE INCSOLE | COM | 1.24M | SH | $171.3K 3.93% | 1.23M | 0.00 | 12.69K |
MICROSOFT CORPSOLE | COM | 506.19K | SH | $117.9K 2.71% | 500.42K | 25.00 | 5.74K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 200.92K | SH | $71.8K 1.65% | 136.92K | 0.00 | 64K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 404.43K | SH | $69.1K 1.59% | 386K | 0.00 | 18.43K |
REGENERON PHARMACEUTICALSSOLE | COM | 73.52K | SH | $50.6K 1.16% | 73.48K | 0.00 | 40.00 |
AMAZON COM INCSOLE | COM | 430.04K | SH | $48.6K 1.12% | 424.88K | 0.00 | 5.16K |
PLUG POWER INCSOLE | COM NEW | 2.19M | SH | $45.9K 1.05% | 2.14M | 0.00 | 41.41K |
JPMORGAN CHASE & COSOLE | COM | 415.44K | SH | $43.4K 1.00% | 411.77K | 0.00 | 3.67K |
BOYD GAMING CORPSOLE | COM | 910.29K | SH | $43.4K 1.00% | 909.89K | 0.00 | 400.00 |
LAM RESEARCH CORPSOLE | COM | 115.16K | SH | $42.1K 0.97% | 113.26K | 0.00 | 1.90K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 438.14K | SH | $41.6K 0.95% | 426.99K | 0.00 | 11.14K |
GOLAR LNG LTDSOLE | SHS | 1.63M | SH | $40.7K 0.93% | 1.63M | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 471.65K | SH | $40.6K 0.93% | 461.18K | 100.00 | 10.37K |
IRIDIUM COMMUNICATIONS INCSOLE | COM | 906.66K | SH | $40.2K 0.92% | 906.66K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 149.77K | SH | $40.0K 0.92% | 108.38K | 0.00 | 41.39K |
ISHARES TRSOLE | CORE S&P500 ETF | 108.09K | SH | $38.8K 0.89% | 107.94K | 0.00 | 149.00 |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 582.67K | SH | $38.7K 0.89% | 542.70K | 0.00 | 39.97K |
LUMENTUM HLDGS INCSOLE | COM | 550.54K | SH | $37.8K 0.87% | 550.39K | 0.00 | 150.00 |
SEAWORLD ENTMT INCSOLE | COM | 793.42K | SH | $36.1K 0.83% | 793.42K | 0.00 | 0.00 |
EVOQUA WATER TECHNOLOGIES COSOLE | COM | 1.08M | SH | $35.9K 0.82% | 1.08M | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA QLT FCT | 343.32K | SH | $35.7K 0.82% | 341.11K | 0.00 | 2.21K |
HOME DEPOT INCSOLE | COM | 127.77K | SH | $35.3K 0.81% | 124.47K | 17.00 | 3.28K |
ALPHABET INCSOLE | CAP STK CL C | 365.51K | SH | $35.1K 0.81% | 362.20K | 0.00 | 3.31K |
MORGAN STANLEYSOLE | COM NEW | 444.24K | SH | $35.1K 0.81% | 424.75K | 0.00 | 19.49K |
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