Filed: 10/20/2026ACC: 0000743127-26-000005
📋 What this filing means
PINNACLE ASSOCIATES LTD filed this quarterly 13F‑HR report disclosing 956 equity positions with a total reported market value of $8.92B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
956
Positions
$8.92B
Total AUM (reported)
95.47M
Total Shares
Allocation by class
COM$5.15B57.7%
COM NEW$334.66M3.8%
CL A$328.55M3.7%
SHS$173.16M1.9%
COM CL A$158.71M1.8%
UNIT SER 1$146.37M1.6%
TR UNIT$143.92M1.6%
Portfolio Concentration
Top 3$1.07B11.9%
4–10$1.17B13.1%
11–25$1.49B16.7%
Rest$5.20B58.3%
Top 3 weight
11.9%
Top 10 weight
25.1%
Voting Authority Distribution
Total shares with voting rights: 95.47M
Sole
Full voting authority
93.61M
shares
% of voting shares98.0%
Shared
Joint voting authority
2.61K
shares
% of voting shares0.0%
None
No voting authority
1.86M
shares
% of voting shares2.0%
Investment Discretion (by position count)
Sole954
Shared0
Other2
Dominant voting typeSole · 98.0% of voting shares
Institutional Holdings956
Rows:
JOHNSON & JOHNSON
SOLEShares1.65M
TypeSH
Market value$437.85M
4.91%
Sole
1.65M
Shared
25.00
None
7.68K
APPLE INC
SOLEShares1.20M
TypeSH
Market value$400.87M
4.49%
Sole
1.19M
Shared
0.00
None
14.72K
MICROSOFT CORP
SOLEShares443.12K
TypeSH
Market value$227.28M
2.55%
Sole
434.78K
Shared
25.00
None
8.32K
NVIDIA CORPORATION
SOLEShares944.48K
TypeSH
Market value$215.70M
2.42%
Sole
920.54K
Shared
25.00
None
23.91K
MICRON TECHNOLOGY INC
SOLEShares192.99K
TypeSH
Market value$205.56M
2.30%
Sole
190.96K
Shared
0.00
None
2.04K
META PLATFORMS INC
SOLEShares224.13K
TypeSH
Market value$162.54M
1.82%
Sole
222.75K
Shared
0.00
None
1.39K
BROADCOM INC
SOLEShares443.81K
TypeSH
Market value$155.86M
1.75%
Sole
440.21K
Shared
0.00
None
3.60K
INVESCO QQQ TR
SOLEShares197.86K
TypeSH
Market value$146.37M
1.64%
Sole
170.36K
Shared
0.00
None
27.50K
STATE STR SPDR S&P 500 ETF T
OTRShares188.71K
TypeSH
Market value$143.92M
1.61%
Sole
145.01K
Shared
0.00
None
43.70K
VANGUARD INDEX FDS
SOLEShares377.15K
TypeSH
Market value$141.14M
1.58%
Sole
374.04K
Shared
0.00
None
3.11K
AMAZON COM INC
SOLEShares552.34K
TypeSH
Market value$137.62M
1.54%
Sole
545.79K
Shared
0.00
None
6.55K
VANGUARD INDEX FDS
SOLEShares469.03K
TypeSH
Market value$133.44M
1.50%
Sole
448.95K
Shared
0.00
None
20.08K
JPMORGAN CHASE & CO
SOLEShares396.24K
TypeSH
Market value$131.09M
1.47%
Sole
387.65K
Shared
0.00
None
8.60K
ALPHABET INC
SOLEShares348.50K
TypeSH
Market value$119.91M
1.34%
Sole
338.82K
Shared
0.00
None
9.69K
ALPHABET INC
SOLEShares340.24K
TypeSH
Market value$115.93M
1.30%
Sole
335.93K
Shared
0.00
None
4.31K
ISHARES TR
SOLEShares143.39K
TypeSH
Market value$109.81M
1.23%
Sole
142.84K
Shared
0.00
None
547.00
ISHARES TR
SOLEShares426.82K
TypeSH
Market value$94.86M
1.06%
Sole
422.46K
Shared
0.00
None
4.36K
VANGUARD INTL EQUITY INDEX F
SOLEShares1.09M
TypeSH
Market value$90.50M
1.01%
Sole
1.08M
Shared
0.00
None
9.18K
VANGUARD WHITEHALL FDS
SOLEShares559.10K
TypeSH
Market value$86.77M
0.97%
Sole
542.58K
Shared
0.00
None
16.52K
CATERPILLAR INC
SOLEShares103.21K
TypeSH
Market value$83.68M
0.94%
Sole
100.21K
Shared
0.00
None
3K
MORGAN STANLEY
SOLEShares444.71K
TypeSH
Market value$83.64M
0.94%
Sole
414.39K
Shared
0.00
None
30.32K
LAM RESEARCH CORP
SOLEShares251.38K
TypeSH
Market value$82.58M
0.93%
Sole
236.97K
Shared
0.00
None
14.41K
CISCO SYS INC
SOLEShares696.39K
TypeSH
Market value$74.95M
0.84%
Sole
680.03K
Shared
0.00
None
16.36K
ELI LILLY & CO
SOLEShares63.44K
TypeSH
Market value$73.40M
0.82%
Sole
61.72K
Shared
30.00
None
1.69K
MERCK & CO INC
SOLEShares481.07K
TypeSH
Market value$69.90M
0.78%
Sole
469.33K
Shared
100.00
None
11.63K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
JOHNSON & JOHNSONSOLE | COM | 1.65M | SH | $437.85M 4.91% | 1.65M | 25.00 | 7.68K |
APPLE INCSOLE | COM | 1.20M | SH | $400.87M 4.49% | 1.19M | 0.00 | 14.72K |
MICROSOFT CORPSOLE | COM | 443.12K | SH | $227.28M 2.55% | 434.78K | 25.00 | 8.32K |
NVIDIA CORPORATIONSOLE | COM | 944.48K | SH | $215.70M 2.42% | 920.54K | 25.00 | 23.91K |
MICRON TECHNOLOGY INCSOLE | COM | 192.99K | SH | $205.56M 2.30% | 190.96K | 0.00 | 2.04K |
META PLATFORMS INCSOLE | CL A | 224.13K | SH | $162.54M 1.82% | 222.75K | 0.00 | 1.39K |
BROADCOM INCSOLE | COM | 443.81K | SH | $155.86M 1.75% | 440.21K | 0.00 | 3.60K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 197.86K | SH | $146.37M 1.64% | 170.36K | 0.00 | 27.50K |
STATE STR SPDR S&P 500 ETF TOTR | TR UNIT | 188.71K | SH | $143.92M 1.61% | 145.01K | 0.00 | 43.70K |
VANGUARD INDEX FDSSOLE | MRNGSTR TTL STK | 377.15K | SH | $141.14M 1.58% | 374.04K | 0.00 | 3.11K |
AMAZON COM INCSOLE | COM | 552.34K | SH | $137.62M 1.54% | 545.79K | 0.00 | 6.55K |
VANGUARD INDEX FDSSOLE | MRNGSTR SML CAP | 469.03K | SH | $133.44M 1.50% | 448.95K | 0.00 | 20.08K |
JPMORGAN CHASE & COSOLE | COM | 396.24K | SH | $131.09M 1.47% | 387.65K | 0.00 | 8.60K |
ALPHABET INCSOLE | CAP STK CL A | 348.50K | SH | $119.91M 1.34% | 338.82K | 0.00 | 9.69K |
ALPHABET INCSOLE | CAP STK CL C | 340.24K | SH | $115.93M 1.30% | 335.93K | 0.00 | 4.31K |
ISHARES TRSOLE | CORE S&P500 ETF | 143.39K | SH | $109.81M 1.23% | 142.84K | 0.00 | 547.00 |
ISHARES TRSOLE | MSCI USA QLT FCT | 426.82K | SH | $94.86M 1.06% | 422.46K | 0.00 | 4.36K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 1.09M | SH | $90.50M 1.01% | 1.08M | 0.00 | 9.18K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 559.10K | SH | $86.77M 0.97% | 542.58K | 0.00 | 16.52K |
CATERPILLAR INCSOLE | COM | 103.21K | SH | $83.68M 0.94% | 100.21K | 0.00 | 3K |
MORGAN STANLEYSOLE | COM NEW | 444.71K | SH | $83.64M 0.94% | 414.39K | 0.00 | 30.32K |
LAM RESEARCH CORPSOLE | COM NEW | 251.38K | SH | $82.58M 0.93% | 236.97K | 0.00 | 14.41K |
CISCO SYS INCSOLE | COM | 696.39K | SH | $74.95M 0.84% | 680.03K | 0.00 | 16.36K |
ELI LILLY & COSOLE | COM | 63.44K | SH | $73.40M 0.82% | 61.72K | 30.00 | 1.69K |
MERCK & CO INCSOLE | COM | 481.07K | SH | $69.90M 0.78% | 469.33K | 100.00 | 11.63K |
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