PINNACLE ASSOCIATES LTD

PrivateCIK: 743127
Location

NEW YORK, NY

📋 What this filing means

PINNACLE ASSOCIATES LTD filed this quarterly 13F‑HR report disclosing 967 equity positions with a total reported market value of $9.16B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

967
Positions
$9.16B
Total AUM (reported)
91M
Total Shares

Allocation by class

TOTAL AUM$9.16B967 positions
COM$5.38B58.7%
COM NEW$386.75M4.2%
CL A$283.18M3.1%
SHS$203.81M2.2%
COM CL A$167.10M1.8%
UNIT SER 1$145.98M1.6%
TR UNIT$142.71M1.6%

Portfolio Concentration

Top 311.2%4–1011.9%11–2517.3%Rest59.6%TOP 1023.1%0%100%
Top 3$1.02B11.2%
4–10$1.09B11.9%
11–25$1.58B17.3%
Rest$5.46B59.6%

Top 3 weight

11.2%

Top 10 weight

23.1%

Voting Authority Distribution

Total shares with voting rights: 91M

Sole

Full voting authority

89.12M

shares

% of voting shares97.9%
Shared

Joint voting authority

2.61K

shares

% of voting shares0.0%
None

No voting authority

1.88M

shares

% of voting shares2.1%

Investment Discretion (by position count)

Sole965
Shared0
Other2
Dominant voting typeSole · 97.9% of voting shares
Institutional Holdings967
Rows:

JOHNSON & JOHNSON

SOLE
COM
Shares1.66M
TypeSH
Market value$420.81M
4.59%
Sole
1.65M
Shared
25.00
None
7.79K

APPLE INC

SOLE
COM
Shares1.21M
TypeSH
Market value$350.91M
3.83%
Sole
1.20M
Shared
0.00
None
14.94K

MICRON TECHNOLOGY INC

SOLE
COM
Shares217.57K
TypeSH
Market value$251.14M
2.74%
Sole
214.97K
Shared
0.00
None
2.60K

NVIDIA CORPORATION

SOLE
COM
Shares954.70K
TypeSH
Market value$191.03M
2.09%
Sole
926.46K
Shared
25.00
None
28.22K

BROADCOM INC

SOLE
COM
Shares451.51K
TypeSH
Market value$170.56M
1.86%
Sole
447.91K
Shared
0.00
None
3.59K

MICROSOFT CORP

SOLE
COM
Shares435.69K
TypeSH
Market value$162.52M
1.77%
Sole
427.30K
Shared
25.00
None
8.37K

INVESCO QQQ TR

OTR
UNIT SER 1
Shares198.23K
TypeSH
Market value$145.98M
1.59%
Sole
171.09K
Shared
0.00
None
27.14K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares191.11K
TypeSH
Market value$142.71M
1.56%
Sole
147.74K
Shared
0.00
None
43.37K

VANGUARD INDEX FDS

SOLE
SMALL CP ETF
Shares462.69K
TypeSH
Market value$140.25M
1.53%
Sole
442.71K
Shared
0.00
None
19.98K

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares378.42K
TypeSH
Market value$140.03M
1.53%
Sole
375.89K
Shared
0.00
None
2.53K

JPMORGAN CHASE & CO

SOLE
COM
Shares413.95K
TypeSH
Market value$135.50M
1.48%
Sole
405.19K
Shared
0.00
None
8.77K

AMAZON COM INC

SOLE
COM
Shares545.21K
TypeSH
Market value$129.95M
1.42%
Sole
538.64K
Shared
0.00
None
6.57K

ALPHABET INC

SOLE
CAP STK CL A
Shares341.30K
TypeSH
Market value$121.97M
1.33%
Sole
331.52K
Shared
0.00
None
9.78K

ALPHABET INC

SOLE
CAP STK CL C
Shares340.30K
TypeSH
Market value$120.24M
1.31%
Sole
335.99K
Shared
0.00
None
4.31K

CATERPILLAR INC

SOLE
COM
Shares110.07K
TypeSH
Market value$117.21M
1.28%
Sole
106.96K
Shared
0.00
None
3.10K

META PLATFORMS INC

SOLE
CL A
Shares203.84K
TypeSH
Market value$114.82M
1.25%
Sole
202.51K
Shared
0.00
None
1.33K

LAM RESEARCH CORP

SOLE
COM NEW
Shares255.66K
TypeSH
Market value$110.78M
1.21%
Sole
241.21K
Shared
0.00
None
14.45K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares142.46K
TypeSH
Market value$106.69M
1.16%
Sole
141.91K
Shared
0.00
None
548.00

COHERENT CORP

SOLE
COM
Shares249.91K
TypeSH
Market value$98.58M
1.08%
Sole
246.25K
Shared
0.00
None
3.66K

ISHARES TR

SOLE
MSCI USA QLT FCT
Shares434.13K
TypeSH
Market value$95.26M
1.04%
Sole
429.88K
Shared
0.00
None
4.24K

MORGAN STANLEY

SOLE
COM NEW
Shares447.41K
TypeSH
Market value$93.53M
1.02%
Sole
417.08K
Shared
0.00
None
30.33K

VANGUARD INTL EQUITY INDEX F

SOLE
ALLWRLD EX US
Shares1.08M
TypeSH
Market value$90.54M
0.99%
Sole
1.07M
Shared
0.00
None
7.09K

VANGUARD WHITEHALL FDS

SOLE
HIGH DIV YLD
Shares556.49K
TypeSH
Market value$87.94M
0.96%
Sole
539.91K
Shared
0.00
None
16.57K

CISCO SYS INC

SOLE
COM
Shares704.73K
TypeSH
Market value$82.78M
0.90%
Sole
687.53K
Shared
0.00
None
17.20K

ELI LILLY & CO

SOLE
COM
Shares62.04K
TypeSH
Market value$74.42M
0.81%
Sole
60.32K
Shared
30.00
None
1.69K
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