PIER 88 INVESTMENT PARTNERS LLC

PrivateCIK: 1697366
Location

SAN FRANCISCO, CA

112
Positions
$401.77M
Total AUM (reported)
229.86M
Total Shares

Allocation by class

TOTAL AUM$401.77M112 positions
CONVERTIBLE PREFERRED$78.72M19.6%
COM$44.83M11.2%
NOTE 0.250% 6/1$26.91M6.7%
NOTE 1.500% 3/0$25.16M6.3%
NOTE 2.875% 3/1$24.75M6.2%
UNIT 11/01/2027$24.08M6.0%
NOTE 1.750% 5/1$19.03M4.7%

Portfolio Concentration

Top 319.1%4–1030.8%11–2532.0%Rest18.1%TOP 1049.9%0%100%
Top 3$76.82M19.1%
4–10$123.75M30.8%
11–25$128.37M32.0%
Rest$72.82M18.1%

Top 3 weight

19.1%

Top 10 weight

49.9%

Voting Authority Distribution

Total shares with voting rights: 229.86M

Sole

Full voting authority

5.41M

shares

% of voting shares2.4%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

224.45M

shares

% of voting shares97.6%

Investment Discretion (by position count)

Sole112
Shared0
Other0
Dominant voting typeNone · 97.6% of voting shares
Institutional Holdings112
Rows:

ETSY INC

SOLE
NOTE 0.250% 6/1
Shares30.14M
TypePRN
Market value$26.91M
6.70%
Sole
0.00
Shared
0.00
None
30.14M

GLOBAL PMTS INC

SOLE
NOTE 1.500% 3/0
Shares28.55M
TypePRN
Market value$25.16M
6.26%
Sole
0.00
Shared
0.00
None
28.55M

PPL CAP FDG INC

SOLE
NOTE 2.875% 3/1
Shares21.13M
TypePRN
Market value$24.75M
6.16%
Sole
0.00
Shared
0.00
None
21.13M

NEXTERA ENERGY INC

SOLE
UNIT 11/01/2027
Shares458.33K
TypeSH
Market value$24.08M
5.99%
Sole
0.00
Shared
0.00
None
458.33K

MERITAGE HOMES CORP

SOLE
NOTE 1.750% 5/1
Shares19.76M
TypePRN
Market value$19.03M
4.74%
Sole
0.00
Shared
0.00
None
19.76M

OKTA INC

SOLE
NOTE 0.375% 6/1
Shares16.66M
TypePRN
Market value$16.49M
4.11%
Sole
0.00
Shared
0.00
None
16.66M

HEWLETT PACKARD ENTERPRISE C 7.625 MAND CONV

SOLE
CONVERTIBLE PREFERRED
Shares253.44K
TypeSH
Market value$16.35M
4.07%
Sole
0.00
Shared
0.00
None
253.44K

BANK AMERICA CORP 7.25 PERCENTAGE CNV PFD L

SOLE
CONVERTIBLE PREFERRED
Shares13.65K
TypeSH
Market value$16.27M
4.05%
Sole
0.00
Shared
0.00
None
13.65K

UBER TECHNOLOGIES INC

SOLE
NOTE 0.875%12/0
Shares13.18M
TypePRN
Market value$15.85M
3.94%
Sole
0.00
Shared
0.00
None
13.18M

WELLS FARGO & CO PERP PFD CNV A

SOLE
CONVERTIBLE PREFERRED
Shares13.58K
TypeSH
Market value$15.68M
3.90%
Sole
0.00
Shared
0.00
None
13.58K

SHIFT4 PMTS INC

SOLE
NOTE 0.500% 8/0
Shares16.35M
TypePRN
Market value$15.32M
3.81%
Sole
0.00
Shared
0.00
None
16.35M

EURONET WORLDWIDE INC

SOLE
NOTE 0.750% 3/1
Shares16.08M
TypePRN
Market value$13.57M
3.38%
Sole
0.00
Shared
0.00
None
16.08M

VENTAS RLTY LTD PARTNERSHIP

SOLE
NOTE 3.750% 6/0
Shares8.96M
TypePRN
Market value$13.32M
3.32%
Sole
0.00
Shared
0.00
None
8.96M

ALLIANT ENERGY CORP

SOLE
NOTE 3.875% 3/1 DELETED
Shares9.98M
TypePRN
Market value$10.57M
2.63%
Sole
0.00
Shared
0.00
None
9.98M

WEC ENERGY GROUP INC

SOLE
NOTE 4.375% 6/0
Shares7.94M
TypePRN
Market value$9.83M
2.45%
Sole
0.00
Shared
0.00
None
7.94M

ON SEMICONDUCTOR CORP

SOLE
NOTE 0.500% 3/0
Shares9.95M
TypePRN
Market value$9.73M
2.42%
Sole
0.00
Shared
0.00
None
9.95M

KKR & CO INC 6.25 CON SER D

SOLE
CONVERTIBLE PREFERRED
Shares235.81K
TypeSH
Market value$9.48M
2.36%
Sole
0.00
Shared
0.00
None
235.81K

ARES MANAGEMENT CORPORATION 6.75 SE B PFD

SOLE
CONVERTIBLE PREFERRED
Shares234.80K
TypeSH
Market value$8.50M
2.11%
Sole
0.00
Shared
0.00
None
234.80K

AMERICAN WTR CAP CORP

SOLE
NOTE 3.625% 6/1
Shares6.87M
TypePRN
Market value$6.85M
1.71%
Sole
0.00
Shared
0.00
None
6.87M

BOEING CO DEP CONV PFD A

SOLE
Convertible Preferred
Shares97.30K
TypeSH
Market value$6.32M
1.57%
Sole
0.00
Shared
0.00
None
97.30K

APOLLO GLOBAL MGMT INC SER A MAND CNV

SOLE
CONVERTIBLE PREFERRED
Shares104.70K
TypeSH
Market value$6.12M
1.52%
Sole
0.00
Shared
0.00
None
104.70K

DRAFTKINGS INC NEW

SOLE
NOTE 3/1
Shares5.78M
TypePRN
Market value$5.20M
1.29%
Sole
0.00
Shared
0.00
None
5.78M

ITT INC

SOLE
COM
Shares26.50K
TypeSH
Market value$5.05M
1.26%
Sole
26.50K
Shared
0.00
None
0.00

WELLTOWER INC

SOLE
COM
Shares23.40K
TypeSH
Market value$4.63M
1.15%
Sole
23.40K
Shared
0.00
None
0.00

MICROCHIP TECHNOLOGY INC. DEP

SOLE
SHS REPSTG
Shares68K
TypeSH
Market value$3.87M
0.96%
Sole
0.00
Shared
0.00
None
68K
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