PIER 88 INVESTMENT PARTNERS LLC

Filed: 5/11/2026ACC: 0001104659-26-058467

📋 What this filing means

PIER 88 INVESTMENT PARTNERS LLC filed this quarterly 13F‑HR report disclosing 112 equity positions with a total reported market value of $401.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

112

Positions

$401.77M

Total AUM (reported)

229.86M

Total Shares

Allocation by class

CONVERTIBLE PREFERRED$78.72M19.6%

COM$44.83M11.2%

NOTE 0.250% 6/1$26.91M6.7%

NOTE 1.500% 3/0$25.16M6.3%

NOTE 2.875% 3/1$24.75M6.2%

UNIT 11/01/2027$24.08M6.0%

NOTE 1.750% 5/1$19.03M4.7%

Portfolio Concentration

Top 3$76.82M19.1%

4–10$123.75M30.8%

11–25$128.37M32.0%

Rest$72.82M18.1%

Top 3 weight

19.1%

Top 10 weight

49.9%

Voting Authority Distribution

Total shares with voting rights: 229.86M

Sole

Full voting authority

5.41M

% of voting shares2.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

224.45M

% of voting shares97.6%

Investment Discretion (by position count)

Sole112

Shared0

Other0

Dominant voting typeNone · 97.6% of voting shares

Institutional Holdings112

Rows:

ETSY INC

SOLE

NOTE 0.250% 6/1

Shares30.14M

TypePRN

Market value$26.91M

6.70%

Sole

0.00

Shared

0.00

None

30.14M

GLOBAL PMTS INC

SOLE

NOTE 1.500% 3/0

Shares28.55M

TypePRN

Market value$25.16M

6.26%

Sole

0.00

Shared

0.00

None

28.55M

PPL CAP FDG INC

SOLE

NOTE 2.875% 3/1

Shares21.13M

TypePRN

Market value$24.75M

6.16%

Sole

0.00

Shared

0.00

None

21.13M

NEXTERA ENERGY INC

SOLE

UNIT 11/01/2027

Shares458.33K

TypeSH

Market value$24.08M

5.99%

Sole

0.00

Shared

0.00

None

458.33K

MERITAGE HOMES CORP

SOLE

NOTE 1.750% 5/1

Shares19.76M

TypePRN

Market value$19.03M

4.74%

Sole

0.00

Shared

0.00

None

19.76M

OKTA INC

SOLE

NOTE 0.375% 6/1

Shares16.66M

TypePRN

Market value$16.49M

4.11%

Sole

0.00

Shared

0.00

None

16.66M

HEWLETT PACKARD ENTERPRISE C 7.625 MAND CONV

SOLE

CONVERTIBLE PREFERRED

Shares253.44K

TypeSH

Market value$16.35M

4.07%

Sole

0.00

Shared

0.00

None

253.44K

BANK AMERICA CORP 7.25 PERCENTAGE CNV PFD L

SOLE

CONVERTIBLE PREFERRED

Shares13.65K

TypeSH

Market value$16.27M

4.05%

Sole

0.00

Shared

0.00

None

13.65K

UBER TECHNOLOGIES INC

SOLE

NOTE 0.875%12/0

Shares13.18M

TypePRN

Market value$15.85M

3.94%

Sole

0.00

Shared

0.00

None

13.18M

WELLS FARGO & CO PERP PFD CNV A

SOLE

CONVERTIBLE PREFERRED

Shares13.58K

TypeSH

Market value$15.68M

3.90%

Sole

0.00

Shared

0.00

None

13.58K

SHIFT4 PMTS INC

SOLE

NOTE 0.500% 8/0

Shares16.35M

TypePRN

Market value$15.32M

3.81%

Sole

0.00

Shared

0.00

None

16.35M

EURONET WORLDWIDE INC

SOLE

NOTE 0.750% 3/1

Shares16.08M

TypePRN

Market value$13.57M

3.38%

Sole

0.00

Shared

0.00

None

16.08M

VENTAS RLTY LTD PARTNERSHIP

SOLE

NOTE 3.750% 6/0

Shares8.96M

TypePRN

Market value$13.32M

3.32%

Sole

0.00

Shared

0.00

None

8.96M

ALLIANT ENERGY CORP

SOLE

NOTE 3.875% 3/1 DELETED

Shares9.98M

TypePRN

Market value$10.57M

2.63%

Sole

0.00

Shared

0.00

None

9.98M

WEC ENERGY GROUP INC

SOLE

NOTE 4.375% 6/0

Shares7.94M

TypePRN

Market value$9.83M

2.45%

Sole

0.00

Shared

0.00

None

7.94M

ON SEMICONDUCTOR CORP

SOLE

NOTE 0.500% 3/0

Shares9.95M

TypePRN

Market value$9.73M

2.42%

Sole

0.00

Shared

0.00

None

9.95M

KKR & CO INC 6.25 CON SER D

SOLE

CONVERTIBLE PREFERRED

Shares235.81K

TypeSH

Market value$9.48M

2.36%

Sole

0.00

Shared

0.00

None

235.81K

ARES MANAGEMENT CORPORATION 6.75 SE B PFD

SOLE

CONVERTIBLE PREFERRED

Shares234.80K

TypeSH

Market value$8.50M

2.11%

Sole

0.00

Shared

0.00

None

234.80K

AMERICAN WTR CAP CORP

SOLE

NOTE 3.625% 6/1

Shares6.87M

TypePRN

Market value$6.85M

1.71%

Sole

0.00

Shared

0.00

None

6.87M

BOEING CO DEP CONV PFD A

SOLE

Convertible Preferred

Shares97.30K

TypeSH

Market value$6.32M

1.57%

Sole

0.00

Shared

0.00

None

97.30K

APOLLO GLOBAL MGMT INC SER A MAND CNV

SOLE

CONVERTIBLE PREFERRED

Shares104.70K

TypeSH

Market value$6.12M

1.52%

Sole

0.00

Shared

0.00

None

104.70K

DRAFTKINGS INC NEW

SOLE

NOTE 3/1

Shares5.78M

TypePRN

Market value$5.20M

1.29%

Sole

0.00

Shared

0.00

None

5.78M

ITT INC

SOLE

COM

Shares26.50K

TypeSH

Market value$5.05M

1.26%

Sole

26.50K

Shared

0.00

None

0.00

WELLTOWER INC

SOLE

COM

Shares23.40K

TypeSH

Market value$4.63M

1.15%

Sole

23.40K

Shared

0.00

None

0.00

MICROCHIP TECHNOLOGY INC. DEP

SOLE

SHS REPSTG

Shares68K

TypeSH

Market value$3.87M

0.96%

Sole

0.00

Shared

0.00

None

68K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ETSY INCSOLE	NOTE 0.250% 6/1	30.14M	PRN	$26.91M 6.70%	0.00	30.14M
GLOBAL PMTS INCSOLE	NOTE 1.500% 3/0	28.55M	PRN	$25.16M 6.26%	0.00	28.55M
PPL CAP FDG INCSOLE	NOTE 2.875% 3/1	21.13M	PRN	$24.75M 6.16%	0.00	21.13M
NEXTERA ENERGY INCSOLE	UNIT 11/01/2027	458.33K	SH	$24.08M 5.99%	0.00	458.33K
MERITAGE HOMES CORPSOLE	NOTE 1.750% 5/1	19.76M	PRN	$19.03M 4.74%	0.00	19.76M
OKTA INCSOLE	NOTE 0.375% 6/1	16.66M	PRN	$16.49M 4.11%	0.00	16.66M
HEWLETT PACKARD ENTERPRISE C 7.625 MAND CONVSOLE	CONVERTIBLE PREFERRED	253.44K	SH	$16.35M 4.07%	0.00	253.44K
BANK AMERICA CORP 7.25 PERCENTAGE CNV PFD LSOLE	CONVERTIBLE PREFERRED	13.65K	SH	$16.27M 4.05%	0.00	13.65K
UBER TECHNOLOGIES INCSOLE	NOTE 0.875%12/0	13.18M	PRN	$15.85M 3.94%	0.00	13.18M
WELLS FARGO & CO PERP PFD CNV ASOLE	CONVERTIBLE PREFERRED	13.58K	SH	$15.68M 3.90%	0.00	13.58K
SHIFT4 PMTS INCSOLE	NOTE 0.500% 8/0	16.35M	PRN	$15.32M 3.81%	0.00	16.35M
EURONET WORLDWIDE INCSOLE	NOTE 0.750% 3/1	16.08M	PRN	$13.57M 3.38%	0.00	16.08M
VENTAS RLTY LTD PARTNERSHIPSOLE	NOTE 3.750% 6/0	8.96M	PRN	$13.32M 3.32%	0.00	8.96M
ALLIANT ENERGY CORPSOLE	NOTE 3.875% 3/1 DELETED	9.98M	PRN	$10.57M 2.63%	0.00	9.98M
WEC ENERGY GROUP INCSOLE	NOTE 4.375% 6/0	7.94M	PRN	$9.83M 2.45%	0.00	7.94M
ON SEMICONDUCTOR CORPSOLE	NOTE 0.500% 3/0	9.95M	PRN	$9.73M 2.42%	0.00	9.95M
KKR & CO INC 6.25 CON SER DSOLE	CONVERTIBLE PREFERRED	235.81K	SH	$9.48M 2.36%	0.00	235.81K
ARES MANAGEMENT CORPORATION 6.75 SE B PFDSOLE	CONVERTIBLE PREFERRED	234.80K	SH	$8.50M 2.11%	0.00	234.80K
AMERICAN WTR CAP CORPSOLE	NOTE 3.625% 6/1	6.87M	PRN	$6.85M 1.71%	0.00	6.87M
BOEING CO DEP CONV PFD ASOLE	Convertible Preferred	97.30K	SH	$6.32M 1.57%	0.00	97.30K
APOLLO GLOBAL MGMT INC SER A MAND CNVSOLE	CONVERTIBLE PREFERRED	104.70K	SH	$6.12M 1.52%	0.00	104.70K
DRAFTKINGS INC NEWSOLE	NOTE 3/1	5.78M	PRN	$5.20M 1.29%	0.00	5.78M
ITT INCSOLE	COM	26.50K	SH	$5.05M 1.26%	26.50K	0.00
WELLTOWER INCSOLE	COM	23.40K	SH	$4.63M 1.15%	23.40K	0.00
MICROCHIP TECHNOLOGY INC. DEPSOLE	SHS REPSTG	68K	SH	$3.87M 0.96%	0.00	68K

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