PIER 88 INVESTMENT PARTNERS LLC

Filed: 2/4/2026ACC: 0001104659-26-010142

📋 What this filing means

PIER 88 INVESTMENT PARTNERS LLC filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $447.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

117

Positions

$447.35M

Total AUM (reported)

235.35M

Total Shares

Allocation by class

CONVERTIBLE PREFERRED$98.27M22.0%

COM$53.25M11.9%

NOTE 1.500% 3/0$25.44M5.7%

NOTE 0.250% 6/1$25.27M5.6%

NOTE 3.750% 6/0$24.00M5.4%

UNIT 11/01/2027$22.29M5.0%

NOTE 2.875% 3/1$21.74M4.9%

Portfolio Concentration

Top 3$74.71M16.7%

4–10$134.78M30.1%

11–25$154.35M34.5%

Rest$83.51M18.7%

Top 3 weight

16.7%

Top 10 weight

46.8%

Voting Authority Distribution

Total shares with voting rights: 235.35M

Sole

Full voting authority

2.06M

% of voting shares0.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

233.30M

% of voting shares99.1%

Investment Discretion (by position count)

Sole117

Shared0

Other0

Dominant voting typeNone · 99.1% of voting shares

Institutional Holdings117

Rows:

GLOBAL PMTS INC

SOLE

NOTE 1.500% 3/0

Shares28.36M

TypePRN

Market value$25.44M

5.69%

Sole

0.00

Shared

0.00

None

28.36M

ETSY INC

SOLE

NOTE 0.250% 6/1

Shares28.33M

TypePRN

Market value$25.27M

5.65%

Sole

0.00

Shared

0.00

None

28.33M

VENTAS RLTY LTD PARTNERSHIP

SOLE

NOTE 3.750% 6/0

Shares17M

TypePRN

Market value$24.00M

5.37%

Sole

0.00

Shared

0.00

None

17M

NEXTERA ENERGY INC

SOLE

UNIT 11/01/2027

Shares457.23K

TypeSH

Market value$22.29M

4.98%

Sole

0.00

Shared

0.00

None

457.23K

PPL CAP FDG INC

SOLE

NOTE 2.875% 3/1

Shares19.81M

TypePRN

Market value$21.74M

4.86%

Sole

0.00

Shared

0.00

None

19.81M

OKTA INC

SOLE

NOTE 0.375% 6/1

Shares21.15M

TypePRN

Market value$20.65M

4.62%

Sole

0.00

Shared

0.00

None

21.15M

MERITAGE HOMES CORP

SOLE

NOTE 1.750% 5/1

Shares18.49M

TypePRN

Market value$18.19M

4.07%

Sole

0.00

Shared

0.00

None

18.49M

BANK AMERICA CORP 7.25 PERCENTAGE CNV PFD L

SOLE

CONVERTIBLE PREFERRED

Shares14.02K

TypeSH

Market value$17.56M

3.92%

Sole

0.00

Shared

0.00

None

14.02K

HEWLETT PACKARD ENTERPRISE C 7.625 MAND CONV

SOLE

CONVERTIBLE PREFERRED

Shares259.56K

TypeSH

Market value$17.31M

3.87%

Sole

0.00

Shared

0.00

None

259.56K

SHIFT4 PMTS INC

SOLE

NOTE 0.500% 8/0

Shares17.74M

TypePRN

Market value$17.05M

3.81%

Sole

0.00

Shared

0.00

None

17.74M

WELLS FARGO CO NEW PERP PFD CNV A

SOLE

CONVERTIBLE PREFERRED

Shares13.98K

TypeSH

Market value$16.95M

3.79%

Sole

0.00

Shared

0.00

None

13.98K

KKR & CO INC 6.25 CON SER D

SOLE

CONVERTIBLE PREFERRED

Shares324.51K

TypeSH

Market value$16.82M

3.76%

Sole

0.00

Shared

0.00

None

324.51K

ARES MANAGEMENT CORPORATION 6.75 SE B PFD

SOLE

CONVERTIBLE PREFERRED

Shares328.87K

TypeSH

Market value$16.58M

3.71%

Sole

0.00

Shared

0.00

None

328.87K

AMERICAN WTR CAP CORP

SOLE

NOTE 3.625% 6/1

Shares14.98M

TypePRN

Market value$14.92M

3.33%

Sole

0.00

Shared

0.00

None

14.98M

UBER TECHNOLOGIES INC

SOLE

NOTE 0.875%12/0

Shares11.47M

TypePRN

Market value$14.88M

3.33%

Sole

0.00

Shared

0.00

None

11.47M

EURONET WORLDWIDE INC

SOLE

NOTE 0.750% 3/1

Shares16.08M

TypePRN

Market value$13.56M

3.03%

Sole

0.00

Shared

0.00

None

16.08M

APOLLO GLOBAL MGMT INC SER A MAND CNV

SOLE

CONVERTIBLE PREFERRED

Shares171.88K

TypeSH

Market value$12.98M

2.90%

Sole

0.00

Shared

0.00

None

171.88K

ON SEMICONDUCTOR CORP

SOLE

NOTE 0.500% 3/0

Shares9.95M

TypePRN

Market value$9.41M

2.10%

Sole

0.00

Shared

0.00

None

9.95M

ALLIANT ENERGY CORP

SOLE

NOTE 3.875% 3/1

Shares7.23M

TypePRN

Market value$7.51M

1.68%

Sole

0.00

Shared

0.00

None

7.23M

FORD MTR CO

SOLE

NOTE 3/1

Shares5.60M

TypePRN

Market value$5.82M

1.30%

Sole

0.00

Shared

0.00

None

5.60M

MICROCHIP TECHNOLOGY INC. DEP

SOLE

SHS REPSTG

Shares91.32K

TypeSH

Market value$5.32M

1.19%

Sole

0.00

Shared

0.00

None

91.32K

DRAFTKINGS INC NEW

SOLE

NOTE 3/1

Shares5.78M

TypePRN

Market value$5.28M

1.18%

Sole

0.00

Shared

0.00

None

5.78M

MOOG INC

SOLE

CL A

Shares21.04K

TypeSH

Market value$5.12M

1.15%

Sole

21.04K

Shared

0.00

None

0.00

ATI INC

SOLE

COM

Shares40.91K

TypeSH

Market value$4.70M

1.05%

Sole

40.91K

Shared

0.00

None

0.00

ITT INC

SOLE

COM

Shares25.96K

TypeSH

Market value$4.50M

1.01%

Sole

25.96K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
GLOBAL PMTS INCSOLE	NOTE 1.500% 3/0	28.36M	PRN	$25.44M 5.69%	0.00	28.36M
ETSY INCSOLE	NOTE 0.250% 6/1	28.33M	PRN	$25.27M 5.65%	0.00	28.33M
VENTAS RLTY LTD PARTNERSHIPSOLE	NOTE 3.750% 6/0	17M	PRN	$24.00M 5.37%	0.00	17M
NEXTERA ENERGY INCSOLE	UNIT 11/01/2027	457.23K	SH	$22.29M 4.98%	0.00	457.23K
PPL CAP FDG INCSOLE	NOTE 2.875% 3/1	19.81M	PRN	$21.74M 4.86%	0.00	19.81M
OKTA INCSOLE	NOTE 0.375% 6/1	21.15M	PRN	$20.65M 4.62%	0.00	21.15M
MERITAGE HOMES CORPSOLE	NOTE 1.750% 5/1	18.49M	PRN	$18.19M 4.07%	0.00	18.49M
BANK AMERICA CORP 7.25 PERCENTAGE CNV PFD LSOLE	CONVERTIBLE PREFERRED	14.02K	SH	$17.56M 3.92%	0.00	14.02K
HEWLETT PACKARD ENTERPRISE C 7.625 MAND CONVSOLE	CONVERTIBLE PREFERRED	259.56K	SH	$17.31M 3.87%	0.00	259.56K
SHIFT4 PMTS INCSOLE	NOTE 0.500% 8/0	17.74M	PRN	$17.05M 3.81%	0.00	17.74M
WELLS FARGO CO NEW PERP PFD CNV ASOLE	CONVERTIBLE PREFERRED	13.98K	SH	$16.95M 3.79%	0.00	13.98K
KKR & CO INC 6.25 CON SER DSOLE	CONVERTIBLE PREFERRED	324.51K	SH	$16.82M 3.76%	0.00	324.51K
ARES MANAGEMENT CORPORATION 6.75 SE B PFDSOLE	CONVERTIBLE PREFERRED	328.87K	SH	$16.58M 3.71%	0.00	328.87K
AMERICAN WTR CAP CORPSOLE	NOTE 3.625% 6/1	14.98M	PRN	$14.92M 3.33%	0.00	14.98M
UBER TECHNOLOGIES INCSOLE	NOTE 0.875%12/0	11.47M	PRN	$14.88M 3.33%	0.00	11.47M
EURONET WORLDWIDE INCSOLE	NOTE 0.750% 3/1	16.08M	PRN	$13.56M 3.03%	0.00	16.08M
APOLLO GLOBAL MGMT INC SER A MAND CNVSOLE	CONVERTIBLE PREFERRED	171.88K	SH	$12.98M 2.90%	0.00	171.88K
ON SEMICONDUCTOR CORPSOLE	NOTE 0.500% 3/0	9.95M	PRN	$9.41M 2.10%	0.00	9.95M
ALLIANT ENERGY CORPSOLE	NOTE 3.875% 3/1	7.23M	PRN	$7.51M 1.68%	0.00	7.23M
FORD MTR COSOLE	NOTE 3/1	5.60M	PRN	$5.82M 1.30%	0.00	5.60M
MICROCHIP TECHNOLOGY INC. DEPSOLE	SHS REPSTG	91.32K	SH	$5.32M 1.19%	0.00	91.32K
DRAFTKINGS INC NEWSOLE	NOTE 3/1	5.78M	PRN	$5.28M 1.18%	0.00	5.78M
MOOG INCSOLE	CL A	21.04K	SH	$5.12M 1.15%	21.04K	0.00
ATI INCSOLE	COM	40.91K	SH	$4.70M 1.05%	40.91K	0.00
ITT INCSOLE	COM	25.96K	SH	$4.50M 1.01%	25.96K	0.00

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