PIER 88 INVESTMENT PARTNERS LLC

Filed: 10/31/2025ACC: 0001104659-25-104907

📋 What this filing means

PIER 88 INVESTMENT PARTNERS LLC filed this quarterly 13F‑HR report disclosing 113 equity positions with a total reported market value of $533.46M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

113

Positions

$533.46M

Total AUM (reported)

303.99M

Total Shares

Allocation by class

CONVERTIBLE PREFERRED$120.02M22.5%

COM$49.72M9.3%

NOTE 3/1$28.83M5.4%

NOTE 0.250% 6/1$24.99M4.7%

NOTE 1.500% 3/0$24.87M4.7%

NOTE 3.875% 3/1$22.84M4.3%

NOTE 3.750% 6/0$21.96M4.1%

Portfolio Concentration

Top 3$79.15M14.8%

4–10$154.25M28.9%

11–25$204.34M38.3%

Rest$95.72M17.9%

Top 3 weight

14.8%

Top 10 weight

43.8%

Voting Authority Distribution

Total shares with voting rights: 303.99M

Sole

Full voting authority

2.22M

% of voting shares0.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

301.77M

% of voting shares99.3%

Investment Discretion (by position count)

Sole113

Shared0

Other0

Dominant voting typeNone · 99.3% of voting shares

Institutional Holdings113

Rows:

BANK AMERICA CORP 7.25 PERCENTAGE CNV PFD L

SOLE

CONVERTIBLE PREFERRED

Shares21.40K

TypeSH

Market value$27.40M

5.14%

Sole

0.00

Shared

0.00

None

21.40K

WELLS FARGO CO NEW PERP PFD CNV A

SOLE

CONVERTIBLE PREFERRED

Shares21.68K

TypeSH

Market value$26.76M

5.02%

Sole

0.00

Shared

0.00

None

21.68K

ETSY INC

SOLE

NOTE 0.250% 6/1

Shares28.33M

TypePRN

Market value$24.99M

4.68%

Sole

0.00

Shared

0.00

None

28.33M

GLOBAL PMTS INC

SOLE

NOTE 1.500% 3/0

Shares27.18M

TypePRN

Market value$24.87M

4.66%

Sole

0.00

Shared

0.00

None

27.18M

FORD MTR CO

SOLE

NOTE 3/1

Shares23.33M

TypePRN

Market value$23.65M

4.43%

Sole

0.00

Shared

0.00

None

23.33M

ALLIANT ENERGY CORP

SOLE

NOTE 3.875% 3/1

Shares21.24M

TypePRN

Market value$22.84M

4.28%

Sole

0.00

Shared

0.00

None

21.24M

VENTAS RLTY LTD PARTNERSHIP

SOLE

NOTE 3.750% 6/0

Shares17M

TypePRN

Market value$21.96M

4.12%

Sole

0.00

Shared

0.00

None

17M

PPL CAP FDG INC

SOLE

NOTE 2.875% 3/1

Shares18.85M

TypePRN

Market value$21.52M

4.03%

Sole

0.00

Shared

0.00

None

18.85M

OKTA INC

SOLE

NOTE 0.375% 6/1

Shares21.15M

TypePRN

Market value$20.53M

3.85%

Sole

0.00

Shared

0.00

None

21.15M

SHIFT4 PMTS INC

SOLE

NOTE 0.500% 8/0

Shares19.20M

TypePRN

Market value$18.89M

3.54%

Sole

0.00

Shared

0.00

None

19.20M

UBER TECHNOLOGIES INC

SOLE

NOTE 0.875%12/0

Shares12.72M

TypePRN

Market value$18.70M

3.51%

Sole

0.00

Shared

0.00

None

12.72M

MERITAGE HOMES CORP

SOLE

NOTE 1.750% 5/1

Shares17.97M

TypePRN

Market value$18.39M

3.45%

Sole

0.00

Shared

0.00

None

17.97M

HEWLETT PACKARD ENTERPRISE C 7.625 MAND CONV

SOLE

CONVERTIBLE PREFERRED

Shares266.96K

TypeSH

Market value$18.13M

3.40%

Sole

0.00

Shared

0.00

None

266.96K

KKR & CO INC 6.25 CON SER D

SOLE

CONVERTIBLE PREFERRED

Shares335.71K

TypeSH

Market value$17.57M

3.29%

Sole

0.00

Shared

0.00

None

335.71K

AMERICAN WTR CAP CORP

SOLE

NOTE 3.625% 6/1

Shares17.34M

TypePRN

Market value$17.36M

3.26%

Sole

0.00

Shared

0.00

None

17.34M

EXPEDIA GROUP INC

SOLE

NOTE 2/1

Shares16.86M

TypePRN

Market value$16.98M

3.18%

Sole

0.00

Shared

0.00

None

16.86M

APOLLO GLOBAL MGMT INC SER A MAND CNV

SOLE

CONVERTIBLE PREFERRED

Shares231.88K

TypeSH

Market value$16.30M

3.05%

Sole

0.00

Shared

0.00

None

231.88K

DEXCOM INC

SOLE

NOTE 0.250%11/1

Shares15.55M

TypePRN

Market value$15.43M

2.89%

Sole

0.00

Shared

0.00

None

15.55M

EURONET WORLDWIDE INC

SOLE

NOTE 0.750% 3/1

Shares16.08M

TypePRN

Market value$13.68M

2.56%

Sole

0.00

Shared

0.00

None

16.08M

NEXTERA ENERGY INC

SOLE

UNIT 11/01/2027

Shares256.33K

TypeSH

Market value$12.06M

2.26%

Sole

0.00

Shared

0.00

None

256.33K

ARES MANAGEMENT CORPORATION 6.75 SE B PFD

SOLE

CONVERTIBLE PREFERRED

Shares212.97K

TypeSH

Market value$10.58M

1.98%

Sole

0.00

Shared

0.00

None

212.97K

TYLER TECHNOLOGIES INC

SOLE

NOTE 0.250% 3/1

Shares8.63M

TypePRN

Market value$9.48M

1.78%

Sole

0.00

Shared

0.00

None

8.63M

ON SEMICONDUCTOR CORP

SOLE

NOTE 0.500% 3/0

Shares9.95M

TypePRN

Market value$9.18M

1.72%

Sole

0.00

Shared

0.00

None

9.95M

MONOLITHIC PWR SYS INC

SOLE

COM

Shares5.78K

TypeSH

Market value$5.32M

1.00%

Sole

5.78K

Shared

0.00

None

0.00

DRAFTKINGS INC NEW

SOLE

NOTE 3/1

Shares5.78M

TypePRN

Market value$5.19M

0.97%

Sole

0.00

Shared

0.00

None

5.78M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
BANK AMERICA CORP 7.25 PERCENTAGE CNV PFD LSOLE	CONVERTIBLE PREFERRED	21.40K	SH	$27.40M 5.14%	0.00	21.40K
WELLS FARGO CO NEW PERP PFD CNV ASOLE	CONVERTIBLE PREFERRED	21.68K	SH	$26.76M 5.02%	0.00	21.68K
ETSY INCSOLE	NOTE 0.250% 6/1	28.33M	PRN	$24.99M 4.68%	0.00	28.33M
GLOBAL PMTS INCSOLE	NOTE 1.500% 3/0	27.18M	PRN	$24.87M 4.66%	0.00	27.18M
FORD MTR COSOLE	NOTE 3/1	23.33M	PRN	$23.65M 4.43%	0.00	23.33M
ALLIANT ENERGY CORPSOLE	NOTE 3.875% 3/1	21.24M	PRN	$22.84M 4.28%	0.00	21.24M
VENTAS RLTY LTD PARTNERSHIPSOLE	NOTE 3.750% 6/0	17M	PRN	$21.96M 4.12%	0.00	17M
PPL CAP FDG INCSOLE	NOTE 2.875% 3/1	18.85M	PRN	$21.52M 4.03%	0.00	18.85M
OKTA INCSOLE	NOTE 0.375% 6/1	21.15M	PRN	$20.53M 3.85%	0.00	21.15M
SHIFT4 PMTS INCSOLE	NOTE 0.500% 8/0	19.20M	PRN	$18.89M 3.54%	0.00	19.20M
UBER TECHNOLOGIES INCSOLE	NOTE 0.875%12/0	12.72M	PRN	$18.70M 3.51%	0.00	12.72M
MERITAGE HOMES CORPSOLE	NOTE 1.750% 5/1	17.97M	PRN	$18.39M 3.45%	0.00	17.97M
HEWLETT PACKARD ENTERPRISE C 7.625 MAND CONVSOLE	CONVERTIBLE PREFERRED	266.96K	SH	$18.13M 3.40%	0.00	266.96K
KKR & CO INC 6.25 CON SER DSOLE	CONVERTIBLE PREFERRED	335.71K	SH	$17.57M 3.29%	0.00	335.71K
AMERICAN WTR CAP CORPSOLE	NOTE 3.625% 6/1	17.34M	PRN	$17.36M 3.26%	0.00	17.34M
EXPEDIA GROUP INCSOLE	NOTE 2/1	16.86M	PRN	$16.98M 3.18%	0.00	16.86M
APOLLO GLOBAL MGMT INC SER A MAND CNVSOLE	CONVERTIBLE PREFERRED	231.88K	SH	$16.30M 3.05%	0.00	231.88K
DEXCOM INCSOLE	NOTE 0.250%11/1	15.55M	PRN	$15.43M 2.89%	0.00	15.55M
EURONET WORLDWIDE INCSOLE	NOTE 0.750% 3/1	16.08M	PRN	$13.68M 2.56%	0.00	16.08M
NEXTERA ENERGY INCSOLE	UNIT 11/01/2027	256.33K	SH	$12.06M 2.26%	0.00	256.33K
ARES MANAGEMENT CORPORATION 6.75 SE B PFDSOLE	CONVERTIBLE PREFERRED	212.97K	SH	$10.58M 1.98%	0.00	212.97K
TYLER TECHNOLOGIES INCSOLE	NOTE 0.250% 3/1	8.63M	PRN	$9.48M 1.78%	0.00	8.63M
ON SEMICONDUCTOR CORPSOLE	NOTE 0.500% 3/0	9.95M	PRN	$9.18M 1.72%	0.00	9.95M
MONOLITHIC PWR SYS INCSOLE	COM	5.78K	SH	$5.32M 1.00%	5.78K	0.00
DRAFTKINGS INC NEWSOLE	NOTE 3/1	5.78M	PRN	$5.19M 0.97%	0.00	5.78M

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