Filed: 11/9/2023ACC: 0001104659-23-116072
📋 What this filing means
PIER 88 INVESTMENT PARTNERS LLC filed this quarterly 13F‑HR report disclosing 131 equity positions with a total reported market value of $401.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
131
Positions
$401.44M
Total AUM (reported)
283.93M
Total Shares
Allocation by class
CONVERTIBLE BONDS$256.05M63.8%
COMMON STOCK$72.38M18.0%
CONVERTIBLE PREFERRED$32.79M8.2%
PREFERRED STOCK$30.48M7.6%
ETF$9.75M2.4%
Portfolio Concentration
Top 3$59.66M14.9%
4–10$125.30M31.2%
11–25$132.99M33.1%
Rest$83.49M20.8%
Top 3 weight
14.9%
Top 10 weight
46.1%
Voting Authority Distribution
Total shares with voting rights: 283.93M
Sole
Full voting authority
1.25M
shares
% of voting shares0.4%
Shared
Joint voting authority
167.49K
shares
% of voting shares0.1%
None
No voting authority
282.51M
shares
% of voting shares99.5%
Investment Discretion (by position count)
Sole98
Shared0
Other33
Dominant voting typeNone · 99.5% of voting shares
Institutional Holdings131
Rows:
Western Digital Corp.
SOLEShares20.86M
TypePRN
Market value$20.51M
5.11%
Sole
0.00
Shared
0.00
None
20.86M
Euronet Worldwide Inc
SOLEShares21.46M
TypePRN
Market value$19.72M
4.91%
Sole
0.00
Shared
0.00
None
21.46M
Alteryx Inc
SOLEShares22.05M
TypePRN
Market value$19.44M
4.84%
Sole
0.00
Shared
0.00
None
22.05M
Expedia Group Inc
SOLEShares22.13M
TypePRN
Market value$19.22M
4.79%
Sole
0.00
Shared
0.00
None
22.13M
Etsy Inc
SOLEShares25.23M
TypePRN
Market value$19.06M
4.75%
Sole
0.00
Shared
0.00
None
25.23M
Okta Inc
SOLEShares21.57M
TypePRN
Market value$18.78M
4.68%
Sole
0.00
Shared
0.00
None
21.57M
Splunk Inc
SOLEShares19.77M
TypePRN
Market value$18.65M
4.65%
Sole
0.00
Shared
0.00
None
19.77M
Bank of America Corp
SOLEShares15.65K
TypeSH
Market value$17.41M
4.34%
Sole
0.00
Shared
0.00
None
15.65K
Chegg Inc
SOLEShares21.28M
TypePRN
Market value$16.65M
4.15%
Sole
0.00
Shared
0.00
None
21.28M
DexCom Inc
SOLEShares16.47M
TypePRN
Market value$15.52M
3.87%
Sole
0.00
Shared
0.00
None
16.47M
Wells Fargo & Co
SOLEShares13.79K
TypeSH
Market value$15.38M
3.83%
Sole
0.00
Shared
0.00
None
13.79K
Southwest Airls Co
SOLEShares15.22M
TypePRN
Market value$15.11M
3.76%
Sole
0.00
Shared
0.00
None
15.22M
Ares Capital Corp
SOLEShares14.43M
TypePRN
Market value$14.63M
3.65%
Sole
0.00
Shared
0.00
None
14.43M
Apollo Global Management Inc
SOLEShares252.58K
TypeSH
Market value$13.92M
3.47%
Sole
0.00
Shared
0.00
None
252.58K
Nextera Energy Inc
SOLEShares352.60K
TypeSH
Market value$13.34M
3.32%
Sole
0.00
Shared
0.00
None
352.60K
Wix
SOLEShares14.85M
TypePRN
Market value$13.15M
3.27%
Sole
0.00
Shared
0.00
None
14.85M
DocuSign Inc
SOLEShares13.26M
TypePRN
Market value$13.00M
3.24%
Sole
0.00
Shared
0.00
None
13.26M
RingCentral Inc
SOLEShares5.99M
TypePRN
Market value$5.52M
1.38%
Sole
0.00
Shared
0.00
None
5.99M
Tyler Technologies Inc
SOLEShares5.68M
TypePRN
Market value$5.49M
1.37%
Sole
0.00
Shared
0.00
None
5.68M
Pioneer Nat Res Co
SOLEShares22.80K
TypeSH
Market value$5.23M
1.30%
Sole
22.80K
Shared
0.00
None
0.00
CyberArk Software Ltd
SOLEShares4.08M
TypePRN
Market value$4.70M
1.17%
Sole
0.00
Shared
0.00
None
4.08M
Shopify Inc
SOLEShares4.60M
TypePRN
Market value$4.10M
1.02%
Sole
0.00
Shared
0.00
None
4.60M
RBC Bearings Inc.
SOLEShares29.20K
TypeSH
Market value$3.22M
0.80%
Sole
0.00
Shared
0.00
None
29.20K
Invesco QQQ Tr
SOLEShares8.70K
TypeSH
Market value$3.12M
0.78%
Sole
0.00
Shared
0.00
None
8.70K
PROS Holdings Inc
SOLEShares2.94M
TypePRN
Market value$3.09M
0.77%
Sole
0.00
Shared
0.00
None
2.94M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Western Digital Corp.SOLE | Convertible Bonds | 20.86M | PRN | $20.51M 5.11% | 0.00 | 0.00 | 20.86M |
Euronet Worldwide IncSOLE | Convertible Bonds | 21.46M | PRN | $19.72M 4.91% | 0.00 | 0.00 | 21.46M |
Alteryx IncSOLE | Convertible Bonds | 22.05M | PRN | $19.44M 4.84% | 0.00 | 0.00 | 22.05M |
Expedia Group IncSOLE | Convertible Bonds | 22.13M | PRN | $19.22M 4.79% | 0.00 | 0.00 | 22.13M |
Etsy IncSOLE | Convertible Bonds | 25.23M | PRN | $19.06M 4.75% | 0.00 | 0.00 | 25.23M |
Okta IncSOLE | Convertible Bonds | 21.57M | PRN | $18.78M 4.68% | 0.00 | 0.00 | 21.57M |
Splunk IncSOLE | Convertible Bonds | 19.77M | PRN | $18.65M 4.65% | 0.00 | 0.00 | 19.77M |
Bank of America CorpSOLE | Convertible Preferred | 15.65K | SH | $17.41M 4.34% | 0.00 | 0.00 | 15.65K |
Chegg IncSOLE | Convertible Bonds | 21.28M | PRN | $16.65M 4.15% | 0.00 | 0.00 | 21.28M |
DexCom IncSOLE | Convertible Bonds | 16.47M | PRN | $15.52M 3.87% | 0.00 | 0.00 | 16.47M |
Wells Fargo & CoSOLE | Convertible Preferred | 13.79K | SH | $15.38M 3.83% | 0.00 | 0.00 | 13.79K |
Southwest Airls CoSOLE | Convertible Bonds | 15.22M | PRN | $15.11M 3.76% | 0.00 | 0.00 | 15.22M |
Ares Capital CorpSOLE | Convertible Bonds | 14.43M | PRN | $14.63M 3.65% | 0.00 | 0.00 | 14.43M |
Apollo Global Management IncSOLE | Preferred Stock | 252.58K | SH | $13.92M 3.47% | 0.00 | 0.00 | 252.58K |
Nextera Energy IncSOLE | Preferred Stock | 352.60K | SH | $13.34M 3.32% | 0.00 | 0.00 | 352.60K |
WixSOLE | Convertible Bonds | 14.85M | PRN | $13.15M 3.27% | 0.00 | 0.00 | 14.85M |
DocuSign IncSOLE | Convertible Bonds | 13.26M | PRN | $13.00M 3.24% | 0.00 | 0.00 | 13.26M |
RingCentral IncSOLE | Convertible Bonds | 5.99M | PRN | $5.52M 1.38% | 0.00 | 0.00 | 5.99M |
Tyler Technologies IncSOLE | Convertible Bonds | 5.68M | PRN | $5.49M 1.37% | 0.00 | 0.00 | 5.68M |
Pioneer Nat Res CoSOLE | Common Stock | 22.80K | SH | $5.23M 1.30% | 22.80K | 0.00 | 0.00 |
CyberArk Software LtdSOLE | Convertible Bonds | 4.08M | PRN | $4.70M 1.17% | 0.00 | 0.00 | 4.08M |
Shopify IncSOLE | Convertible Bonds | 4.60M | PRN | $4.10M 1.02% | 0.00 | 0.00 | 4.60M |
RBC Bearings Inc.SOLE | Preferred Stock | 29.20K | SH | $3.22M 0.80% | 0.00 | 0.00 | 29.20K |
Invesco QQQ TrSOLE | ETF | 8.70K | SH | $3.12M 0.78% | 0.00 | 0.00 | 8.70K |
PROS Holdings IncSOLE | Convertible Bonds | 2.94M | PRN | $3.09M 0.77% | 0.00 | 0.00 | 2.94M |
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