Filed: 8/7/2023ACC: 0001104659-23-088160
📋 What this filing means
PIER 88 INVESTMENT PARTNERS LLC filed this quarterly 13F‑HR report disclosing 123 equity positions with a total reported market value of $403.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
123
Positions
$403.78M
Total AUM (reported)
268.79M
Total Shares
Allocation by class
CONVERTIBLE BONDS$249.29M61.7%
COMMON STOCK$69.71M17.3%
PREFERRED STOCK$54.01M13.4%
CONVERTIBLE PREFERRED$20.69M5.1%
ETF$10.09M2.5%
Portfolio Concentration
Top 3$56.73M14.0%
4–10$125.15M31.0%
11–25$138.63M34.3%
Rest$83.27M20.6%
Top 3 weight
14.0%
Top 10 weight
45.0%
Voting Authority Distribution
Total shares with voting rights: 268.79M
Sole
Full voting authority
1.07M
shares
% of voting shares0.4%
Shared
Joint voting authority
156.79K
shares
% of voting shares0.1%
None
No voting authority
267.57M
shares
% of voting shares99.5%
Investment Discretion (by position count)
Sole91
Shared0
Other32
Dominant voting typeNone · 99.5% of voting shares
Institutional Holdings123
Rows:
Southwest Airls Co
SOLEShares16.93M
TypePRN
Market value$19.41M
4.81%
Sole
0.00
Shared
0.00
None
16.93M
Euronet Worldwide Inc
SOLEShares19.32M
TypePRN
Market value$18.75M
4.64%
Sole
0.00
Shared
0.00
None
19.32M
Western Digital Corp.
SOLEShares19.15M
TypePRN
Market value$18.57M
4.60%
Sole
0.00
Shared
0.00
None
19.15M
American Elec Pwr Co Inc
SOLEShares371.30K
TypeSH
Market value$18.45M
4.57%
Sole
0.00
Shared
0.00
None
371.30K
Alteryx Inc
SOLEShares22.05M
TypePRN
Market value$18.42M
4.56%
Sole
0.00
Shared
0.00
None
22.05M
NiSource Inc
SOLEShares180.72K
TypeSH
Market value$18.40M
4.56%
Sole
0.00
Shared
0.00
None
180.72K
Expedia Group Inc
SOLEShares20.63M
TypePRN
Market value$18.02M
4.46%
Sole
0.00
Shared
0.00
None
20.63M
Bank of America Corp
SOLEShares14.95K
TypeSH
Market value$17.52M
4.34%
Sole
0.00
Shared
0.00
None
14.95K
DexCom Inc
SOLEShares16.30M
TypePRN
Market value$17.40M
4.31%
Sole
0.00
Shared
0.00
None
16.30M
Okta Inc
SOLEShares19.84M
TypePRN
Market value$16.93M
4.19%
Sole
0.00
Shared
0.00
None
19.84M
Chegg Inc
SOLEShares21.28M
TypePRN
Market value$15.94M
3.95%
Sole
0.00
Shared
0.00
None
21.28M
Splunk Inc
SOLEShares18.30M
TypePRN
Market value$15.78M
3.91%
Sole
0.00
Shared
0.00
None
18.30M
Etsy Inc
SOLEShares19.10M
TypePRN
Market value$14.71M
3.64%
Sole
0.00
Shared
0.00
None
19.10M
NextEra Energy Inc
SOLEShares280.02K
TypeSH
Market value$13.73M
3.40%
Sole
0.00
Shared
0.00
None
280.02K
Ares Capital Corp
SOLEShares13.43M
TypePRN
Market value$13.39M
3.31%
Sole
0.00
Shared
0.00
None
13.43M
Wix
SOLEShares14.85M
TypePRN
Market value$12.92M
3.20%
Sole
0.00
Shared
0.00
None
14.85M
DocuSign Inc
SOLEShares13.26M
TypePRN
Market value$12.83M
3.18%
Sole
0.00
Shared
0.00
None
13.26M
Booking Holdings Inc
SOLEShares8.08M
TypePRN
Market value$12.11M
3.00%
Sole
0.00
Shared
0.00
None
8.08M
RingCentral Inc
SOLEShares5.99M
TypePRN
Market value$5.51M
1.36%
Sole
0.00
Shared
0.00
None
5.99M
Tyler Technologies Inc
SOLEShares4.26M
TypePRN
Market value$4.39M
1.09%
Sole
0.00
Shared
0.00
None
4.26M
ON Semiconductor Corp
SOLEShares38.34K
TypeSH
Market value$3.63M
0.90%
Sole
38.34K
Shared
0.00
None
0.00
KBR Inc
SOLEShares55.51K
TypeSH
Market value$3.61M
0.89%
Sole
55.51K
Shared
0.00
None
0.00
RBC Bearings Inc.
SOLEShares32.50K
TypeSH
Market value$3.43M
0.85%
Sole
0.00
Shared
0.00
None
32.50K
CyberArk Software Ltd
SOLEShares2.98M
TypePRN
Market value$3.37M
0.83%
Sole
0.00
Shared
0.00
None
2.98M
Palo Alto Networks Inc
SOLEShares12.88K
TypeSH
Market value$3.29M
0.82%
Sole
12.88K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Southwest Airls CoSOLE | Convertible Bonds | 16.93M | PRN | $19.41M 4.81% | 0.00 | 0.00 | 16.93M |
Euronet Worldwide IncSOLE | Convertible Bonds | 19.32M | PRN | $18.75M 4.64% | 0.00 | 0.00 | 19.32M |
Western Digital Corp.SOLE | Convertible Bonds | 19.15M | PRN | $18.57M 4.60% | 0.00 | 0.00 | 19.15M |
American Elec Pwr Co IncSOLE | Preferred Stock | 371.30K | SH | $18.45M 4.57% | 0.00 | 0.00 | 371.30K |
Alteryx IncSOLE | Convertible Bonds | 22.05M | PRN | $18.42M 4.56% | 0.00 | 0.00 | 22.05M |
NiSource IncSOLE | Preferred Stock | 180.72K | SH | $18.40M 4.56% | 0.00 | 0.00 | 180.72K |
Expedia Group IncSOLE | Convertible Bonds | 20.63M | PRN | $18.02M 4.46% | 0.00 | 0.00 | 20.63M |
Bank of America CorpSOLE | Convertible Preferred | 14.95K | SH | $17.52M 4.34% | 0.00 | 0.00 | 14.95K |
DexCom IncSOLE | Convertible Bonds | 16.30M | PRN | $17.40M 4.31% | 0.00 | 0.00 | 16.30M |
Okta IncSOLE | Convertible Bonds | 19.84M | PRN | $16.93M 4.19% | 0.00 | 0.00 | 19.84M |
Chegg IncSOLE | Convertible Bonds | 21.28M | PRN | $15.94M 3.95% | 0.00 | 0.00 | 21.28M |
Splunk IncSOLE | Convertible Bonds | 18.30M | PRN | $15.78M 3.91% | 0.00 | 0.00 | 18.30M |
Etsy IncSOLE | Convertible Bonds | 19.10M | PRN | $14.71M 3.64% | 0.00 | 0.00 | 19.10M |
NextEra Energy IncSOLE | Preferred Stock | 280.02K | SH | $13.73M 3.40% | 0.00 | 0.00 | 280.02K |
Ares Capital CorpSOLE | Convertible Bonds | 13.43M | PRN | $13.39M 3.31% | 0.00 | 0.00 | 13.43M |
WixSOLE | Convertible Bonds | 14.85M | PRN | $12.92M 3.20% | 0.00 | 0.00 | 14.85M |
DocuSign IncSOLE | Convertible Bonds | 13.26M | PRN | $12.83M 3.18% | 0.00 | 0.00 | 13.26M |
Booking Holdings IncSOLE | Convertible Bonds | 8.08M | PRN | $12.11M 3.00% | 0.00 | 0.00 | 8.08M |
RingCentral IncSOLE | Convertible Bonds | 5.99M | PRN | $5.51M 1.36% | 0.00 | 0.00 | 5.99M |
Tyler Technologies IncSOLE | Convertible Bonds | 4.26M | PRN | $4.39M 1.09% | 0.00 | 0.00 | 4.26M |
ON Semiconductor CorpSOLE | Common Stock | 38.34K | SH | $3.63M 0.90% | 38.34K | 0.00 | 0.00 |
KBR IncSOLE | Common Stock | 55.51K | SH | $3.61M 0.89% | 55.51K | 0.00 | 0.00 |
RBC Bearings Inc.SOLE | Preferred Stock | 32.50K | SH | $3.43M 0.85% | 0.00 | 0.00 | 32.50K |
CyberArk Software LtdSOLE | Convertible Bonds | 2.98M | PRN | $3.37M 0.83% | 0.00 | 0.00 | 2.98M |
Palo Alto Networks IncSOLE | Common Stock | 12.88K | SH | $3.29M 0.82% | 12.88K | 0.00 | 0.00 |
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