Filed: 11/14/2022ACC: 0001104659-22-118170
📋 What this filing means
PIER 88 INVESTMENT PARTNERS LLC filed this quarterly 13F‑HR report disclosing 133 equity positions with a total reported market value of $420.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
133
Positions
$420.6K
Total AUM (reported)
222.43M
Total Shares
Allocation by class
CONVERTIBLE BONDS$203.8K48.5%
PREFERRED STOCK$108.1K25.7%
COMMON STOCK$63.9K15.2%
CONVERTIBLE PREFERRED$39.0K9.3%
ETF$5.7K1.4%
Portfolio Concentration
Top 3$57.9K13.8%
4–10$116.4K27.7%
11–25$151.8K36.1%
Rest$94.4K22.4%
Top 3 weight
13.8%
Top 10 weight
41.5%
Voting Authority Distribution
Total shares with voting rights: 222.43M
Sole
Full voting authority
794.69K
shares
% of voting shares0.4%
Shared
Joint voting authority
168.69K
shares
% of voting shares0.1%
None
No voting authority
221.47M
shares
% of voting shares99.6%
Investment Discretion (by position count)
Sole99
Shared0
Other34
Dominant voting typeNone · 99.6% of voting shares
Institutional Holdings133
Rows:
Bank of America Corp
SOLEShares16.62K
TypeSH
Market value$19.5K
4.64%
Sole
0.00
Shared
0.00
None
16.62K
Wells Fargo & Co
SOLEShares16.20K
TypeSH
Market value$19.5K
4.64%
Sole
0.00
Shared
0.00
None
16.20K
Western Digital Corp
SOLEShares20M
TypePRN
Market value$18.9K
4.51%
Sole
0.00
Shared
0.00
None
20M
Boston Scientific Corp
SOLEShares179.31K
TypeSH
Market value$18.2K
4.33%
Sole
0.00
Shared
0.00
None
179.31K
Becton Dickinson & Co
SOLEShares376.05K
TypeSH
Market value$17.7K
4.22%
Sole
0.00
Shared
0.00
None
376.05K
Alteryx Inc
SOLEShares20.70M
TypePRN
Market value$16.7K
3.96%
Sole
0.00
Shared
0.00
None
20.70M
Expedia Inc
SOLEShares18.93M
TypePRN
Market value$16.4K
3.89%
Sole
0.00
Shared
0.00
None
18.93M
DexCom Inc
SOLEShares17.50M
TypePRN
Market value$16.1K
3.83%
Sole
0.00
Shared
0.00
None
17.50M
Euronet Worldwide Inc
SOLEShares17.48M
TypePRN
Market value$15.7K
3.74%
Sole
0.00
Shared
0.00
None
17.48M
Ares Capital Corp
SOLEShares15.30M
TypePRN
Market value$15.6K
3.71%
Sole
0.00
Shared
0.00
None
15.30M
NiSource Inc
SOLEShares152.02K
TypeSH
Market value$15.3K
3.63%
Sole
0.00
Shared
0.00
None
152.02K
Chegg Inc
SOLEShares19.33M
TypePRN
Market value$14.6K
3.47%
Sole
0.00
Shared
0.00
None
19.33M
DocuSign Inc
SOLEShares14.20M
TypePRN
Market value$13.2K
3.15%
Sole
0.00
Shared
0.00
None
14.20M
Danaher Corporation
SOLEShares9.36K
TypeSH
Market value$12.6K
2.99%
Sole
0.00
Shared
0.00
None
9.36K
NextEra Energy Inc
SOLEShares241.23K
TypeSH
Market value$12.0K
2.86%
Sole
0.00
Shared
0.00
None
241.23K
DTE Energy Co
SOLEShares210.15K
TypeSH
Market value$10.5K
2.51%
Sole
0.00
Shared
0.00
None
210.15K
Broadcom Inc
SOLEShares22.61K
TypeSH
Market value$10.0K
2.39%
Sole
22.61K
Shared
0.00
None
0.00
Splunk Inc
SOLEShares11.79M
TypePRN
Market value$9.3K
2.21%
Sole
0.00
Shared
0.00
None
11.79M
Okta Inc
SOLEShares11.45M
TypePRN
Market value$8.9K
2.11%
Sole
0.00
Shared
0.00
None
11.45M
American Electric Power Co Inc
SOLEShares176K
TypeSH
Market value$8.7K
2.07%
Sole
0.00
Shared
0.00
None
176K
New Mountain Finance Corp
SOLEShares8.48M
TypePRN
Market value$8.4K
1.99%
Sole
0.00
Shared
0.00
None
8.48M
Wix.com Ltd
SOLEShares9.65M
TypePRN
Market value$8.1K
1.92%
Sole
0.00
Shared
0.00
None
9.65M
ON Semiconductor Corp
SOLEShares6.01M
TypePRN
Market value$7.9K
1.88%
Sole
0.00
Shared
0.00
None
6.01M
Booking Holdings Inc
SOLEShares5.97M
TypePRN
Market value$7.2K
1.71%
Sole
0.00
Shared
0.00
None
5.97M
KKR & Co Inc
SOLEShares93.90K
TypeSH
Market value$5.1K
1.22%
Sole
0.00
Shared
0.00
None
93.90K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Bank of America CorpSOLE | Convertible Preferred | 16.62K | SH | $19.5K 4.64% | 0.00 | 0.00 | 16.62K |
Wells Fargo & CoSOLE | Convertible Preferred | 16.20K | SH | $19.5K 4.64% | 0.00 | 0.00 | 16.20K |
Western Digital CorpSOLE | Convertible Bonds | 20M | PRN | $18.9K 4.51% | 0.00 | 0.00 | 20M |
Boston Scientific CorpSOLE | Preferred Stock | 179.31K | SH | $18.2K 4.33% | 0.00 | 0.00 | 179.31K |
Becton Dickinson & CoSOLE | Preferred Stock | 376.05K | SH | $17.7K 4.22% | 0.00 | 0.00 | 376.05K |
Alteryx IncSOLE | Convertible Bonds | 20.70M | PRN | $16.7K 3.96% | 0.00 | 0.00 | 20.70M |
Expedia IncSOLE | Convertible Bonds | 18.93M | PRN | $16.4K 3.89% | 0.00 | 0.00 | 18.93M |
DexCom IncSOLE | Convertible Bonds | 17.50M | PRN | $16.1K 3.83% | 0.00 | 0.00 | 17.50M |
Euronet Worldwide IncSOLE | Convertible Bonds | 17.48M | PRN | $15.7K 3.74% | 0.00 | 0.00 | 17.48M |
Ares Capital CorpSOLE | Convertible Bonds | 15.30M | PRN | $15.6K 3.71% | 0.00 | 0.00 | 15.30M |
NiSource IncSOLE | Preferred Stock | 152.02K | SH | $15.3K 3.63% | 0.00 | 0.00 | 152.02K |
Chegg IncSOLE | Convertible Bonds | 19.33M | PRN | $14.6K 3.47% | 0.00 | 0.00 | 19.33M |
DocuSign IncSOLE | Convertible Bonds | 14.20M | PRN | $13.2K 3.15% | 0.00 | 0.00 | 14.20M |
Danaher CorporationSOLE | Preferred Stock | 9.36K | SH | $12.6K 2.99% | 0.00 | 0.00 | 9.36K |
NextEra Energy IncSOLE | Preferred Stock | 241.23K | SH | $12.0K 2.86% | 0.00 | 0.00 | 241.23K |
DTE Energy CoSOLE | Preferred Stock | 210.15K | SH | $10.5K 2.51% | 0.00 | 0.00 | 210.15K |
Broadcom IncSOLE | Common Stock | 22.61K | SH | $10.0K 2.39% | 22.61K | 0.00 | 0.00 |
Splunk IncSOLE | Convertible Bonds | 11.79M | PRN | $9.3K 2.21% | 0.00 | 0.00 | 11.79M |
Okta IncSOLE | Convertible Bonds | 11.45M | PRN | $8.9K 2.11% | 0.00 | 0.00 | 11.45M |
American Electric Power Co IncSOLE | Preferred Stock | 176K | SH | $8.7K 2.07% | 0.00 | 0.00 | 176K |
New Mountain Finance CorpSOLE | Convertible Bonds | 8.48M | PRN | $8.4K 1.99% | 0.00 | 0.00 | 8.48M |
Wix.com LtdSOLE | Convertible Bonds | 9.65M | PRN | $8.1K 1.92% | 0.00 | 0.00 | 9.65M |
ON Semiconductor CorpSOLE | Convertible Bonds | 6.01M | PRN | $7.9K 1.88% | 0.00 | 0.00 | 6.01M |
Booking Holdings IncSOLE | Convertible Bonds | 5.97M | PRN | $7.2K 1.71% | 0.00 | 0.00 | 5.97M |
KKR & Co IncSOLE | Preferred Stock | 93.90K | SH | $5.1K 1.22% | 0.00 | 0.00 | 93.90K |
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