PENNANTPARK FLOATING RATE CAPITAL LTD.

PublicCIK: 1504619

PFLTNYSE

Location

NEW YORK, NY

FLUG JEFFREY

→SHAKE SHACK INC.

May 18, 2026·May 18, 2026

1 txn

BRIONES JOSE A

→PENNANTPARK FLOATING RATE CAPITAL LTD.

May 12, 2026·May 12, 2026

2 txn

ALLORTO RICHARD T JR

→PENNANTPARK FLOATING RATE CAPITAL LTD.

Mar 12, 2026·Mar 12, 2026

1 txn

ALLORTO RICHARD T JR

→PENNANTPARK INVESTMENT CORP

Mar 12, 2026·Mar 12, 2026

1 txn

BRIONES JOSE A

→PENNANTPARK FLOATING RATE CAPITAL LTD.

Feb 23, 2026·Feb 23, 2026

2 txn

PENN ARTHUR H

→PENNANTPARK ENHANCED INCOME FUND

Dec 16, 2025·Dec 16, 2025

1 txn

FLUG JEFFREY

→PENNANTPARK INVESTMENT CORP

Dec 9, 2025·Dec 9, 2025

3 txn

PENN ARTHUR H

→PENNANTPARK PRIVATE INCOME FUND

Dec 9, 2025·Dec 9, 2025

1 txn

FLUG JEFFREY

144

→PENNANTPARK INVESTMENT CORP

Dec 8, 2025·Dec 8, 2025

+18

FLUG JEFFREY

144

→PENNANTPARK INVESTMENT CORP

Dec 5, 2025·Dec 5, 2025

-6

FLUG JEFFREY

→PENNANTPARK INVESTMENT CORP

Dec 5, 2025·Dec 5, 2025

3 txn

FLUG JEFFREY

144

→PENNANTPARK INVESTMENT CORP

Dec 4, 2025·Dec 4, 2025

-5

FLUG JEFFREY

144

→PENNANTPARK INVESTMENT CORP

Dec 3, 2025·Dec 3, 2025

BRIONES JOSE A

→PENNANTPARK FLOATING RATE CAPITAL LTD.

Dec 3, 2025·Dec 3, 2025

2 txn

BRIONES JOSE A

→PENNANTPARK INVESTMENT CORP

Dec 3, 2025·Dec 3, 2025

2 txn

FLUG JEFFREY

→PENNANTPARK INVESTMENT CORP

Dec 2, 2025·Dec 2, 2025

3 txn

FLUG JEFFREY

144

→PENNANTPARK INVESTMENT CORP

Dec 1, 2025·Dec 1, 2025

-3

FLUG JEFFREY

→PENNANTPARK INVESTMENT CORP

Dec 1, 2025·Dec 1, 2025

2 txn

FLUG JEFFREY

144

→PENNANTPARK INVESTMENT CORP

Nov 28, 2025·Nov 28, 2025

-2

FLUG JEFFREY

144

→PENNANTPARK INVESTMENT CORP

Nov 26, 2025·Nov 26, 2025

FLUG JEFFREY

→SHAKE SHACK INC.

Jun 6, 2025·Jun 6, 2025

1 txn

BRIONES JOSE A

→PENNANTPARK FLOATING RATE CAPITAL LTD.

May 23, 2025·May 23, 2025

2 txn

BRIONES JOSE A

→PENNANTPARK INVESTMENT CORP

May 23, 2025·May 23, 2025

2 txn

BRIONES JOSE A

→PENNANTPARK INVESTMENT CORP

May 16, 2025·May 16, 2025

2 txn

BRIONES JOSE A

→PENNANTPARK FLOATING RATE CAPITAL LTD.

May 16, 2025·May 16, 2025

2 txn

Page 1 of 6 · 144 total

Filer	Form	Target	Filed	Activity
FLUG JEFFREYCIK · 1396917	4 Trade	SHAKE SHACK INC.CIK · 1620533	May 18, 2026 May 18, 2026	1txn
BRIONES JOSE ACIK · 1927262	4 Trade	PENNANTPARK FLOATING RATE CAPITAL LTD.CIK · 1504619	May 12, 2026 May 12, 2026	2txn
ALLORTO RICHARD T JRCIK · 1395260	4 Trade	PENNANTPARK FLOATING RATE CAPITAL LTD.CIK · 1504619	Mar 12, 2026 Mar 12, 2026	1txn
ALLORTO RICHARD T JRCIK · 1395260	4 Trade	PENNANTPARK INVESTMENT CORPCIK · 1383414	Mar 12, 2026 Mar 12, 2026	1txn
BRIONES JOSE ACIK · 1927262	4 Trade	PENNANTPARK FLOATING RATE CAPITAL LTD.CIK · 1504619	Feb 23, 2026 Feb 23, 2026	2txn
PENN ARTHUR HCIK · 1284937	3 Initial	PENNANTPARK ENHANCED INCOME FUNDCIK · 2078146	Dec 16, 2025 Dec 16, 2025	1txn
FLUG JEFFREYCIK · 1396917	4 Trade	PENNANTPARK INVESTMENT CORPCIK · 1383414	Dec 9, 2025 Dec 9, 2025	3txn
PENN ARTHUR HCIK · 1284937	3 Initial	PENNANTPARK PRIVATE INCOME FUNDCIK · 2089126	Dec 9, 2025 Dec 9, 2025	1txn
FLUG JEFFREYCIK · 1396917	144 Sale	PENNANTPARK INVESTMENT CORPCIK · 1383414	Dec 8, 2025 Dec 8, 2025	—
FLUG JEFFREYCIK · 1396917	144 Sale	PENNANTPARK INVESTMENT CORPCIK · 1383414	Dec 5, 2025 Dec 5, 2025	—
FLUG JEFFREYCIK · 1396917	4 Trade	PENNANTPARK INVESTMENT CORPCIK · 1383414	Dec 5, 2025 Dec 5, 2025	3txn
FLUG JEFFREYCIK · 1396917	144 Sale	PENNANTPARK INVESTMENT CORPCIK · 1383414	Dec 4, 2025 Dec 4, 2025	—
FLUG JEFFREYCIK · 1396917	144 Sale	PENNANTPARK INVESTMENT CORPCIK · 1383414	Dec 3, 2025 Dec 3, 2025	—
BRIONES JOSE ACIK · 1927262	4 Trade	PENNANTPARK FLOATING RATE CAPITAL LTD.CIK · 1504619	Dec 3, 2025 Dec 3, 2025	2txn
BRIONES JOSE ACIK · 1927262	4 Trade	PENNANTPARK INVESTMENT CORPCIK · 1383414	Dec 3, 2025 Dec 3, 2025	2txn
FLUG JEFFREYCIK · 1396917	4 Trade	PENNANTPARK INVESTMENT CORPCIK · 1383414	Dec 2, 2025 Dec 2, 2025	3txn
FLUG JEFFREYCIK · 1396917	144 Sale	PENNANTPARK INVESTMENT CORPCIK · 1383414	Dec 1, 2025 Dec 1, 2025	—
FLUG JEFFREYCIK · 1396917	4 Trade	PENNANTPARK INVESTMENT CORPCIK · 1383414	Dec 1, 2025 Dec 1, 2025	2txn
FLUG JEFFREYCIK · 1396917	144 Sale	PENNANTPARK INVESTMENT CORPCIK · 1383414	Nov 28, 2025 Nov 28, 2025	—
FLUG JEFFREYCIK · 1396917	144 Sale	PENNANTPARK INVESTMENT CORPCIK · 1383414	Nov 26, 2025 Nov 26, 2025	—
FLUG JEFFREYCIK · 1396917	4 Trade	SHAKE SHACK INC.CIK · 1620533	Jun 6, 2025 Jun 6, 2025	1txn
BRIONES JOSE ACIK · 1927262	4 Trade	PENNANTPARK FLOATING RATE CAPITAL LTD.CIK · 1504619	May 23, 2025 May 23, 2025	2txn
BRIONES JOSE ACIK · 1927262	4 Trade	PENNANTPARK INVESTMENT CORPCIK · 1383414	May 23, 2025 May 23, 2025	2txn
BRIONES JOSE ACIK · 1927262	4 Trade	PENNANTPARK INVESTMENT CORPCIK · 1383414	May 16, 2025 May 16, 2025	2txn
BRIONES JOSE ACIK · 1927262	4 Trade	PENNANTPARK FLOATING RATE CAPITAL LTD.CIK · 1504619	May 16, 2025 May 16, 2025	2txn

Page 1 of 6 · 144 total