PENN MUTUAL ASSET MANAGEMENT

PrivateCIK: 855702
Location

CONSHOHOCKEN, PA

9
Positions
$19.49M
Total AUM (reported)
810.39K
Total Shares

Allocation by class

TOTAL AUM$19.49M9 positions
PERP PFD CNV A$6.94M35.6%
COM$4.61M23.6%
COM NEW$3.97M20.4%
COM SHS$3.04M15.6%
JP MRGAN EM LOC$460.1K2.4%
CL A$387.8K2.0%
SHS CL A$83.9K0.4%

Portfolio Concentration

Top 376.1%4–1023.9%TOP 10100.0%0%100%
Top 3$14.84M76.1%
4–10$4.65M23.9%

Top 3 weight

76.1%

Top 10 weight

100.0%

Voting Authority Distribution

Total shares with voting rights: 810.39K

Sole

Full voting authority

810.39K

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole9
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9
Rows:

WELLS FARGO & CO

SOLE
PERP PFD CNV A
Shares6K
TypeSH
Market value$6.94M
35.62%
Sole
6K
Shared
0.00
None
0.00

ANNALY CAPITAL MANAGEMENT IN

SOLE
COM NEW
Shares177.59K
TypeSH
Market value$3.97M
20.38%
Sole
177.59K
Shared
0.00
None
0.00

AGNC INVT CORP

SOLE
COM
Shares360K
TypeSH
Market value$3.92M
20.14%
Sole
360K
Shared
0.00
None
0.00

ARMOUR RESIDENTIAL REIT INC

SOLE
COM SHS
Shares174.05K
TypeSH
Market value$3.04M
15.59%
Sole
174.05K
Shared
0.00
None
0.00

PHATHOM PHARMACEUTICALS INC

SOLE
COM
Shares62.80K
TypeSH
Market value$681.4K
3.50%
Sole
62.80K
Shared
0.00
None
0.00

VANECK ETF TRUST

SOLE
JP MRGAN EM LOC
Shares18K
TypeSH
Market value$460.1K
2.36%
Sole
18K
Shared
0.00
None
0.00

RUBRIK INC.

SOLE
CL A
Shares2.47K
TypeSH
Market value$198.1K
1.02%
Sole
2.47K
Shared
0.00
None
0.00

NAVAN INC

SOLE
CL A
Shares8.30K
TypeSH
Market value$189.8K
0.97%
Sole
8.30K
Shared
0.00
None
0.00

SERVICETITAN INC

SOLE
SHS CL A
Shares1.19K
TypeSH
Market value$83.9K
0.43%
Sole
1.19K
Shared
0.00
None
0.00