PENN MUTUAL ASSET MANAGEMENT

PrivateCIK: 855702
Location

CONSHOHOCKEN, PA

9
Positions
$19.52M
Total AUM (reported)
819.09K
Total Shares

Allocation by class

TOTAL AUM$19.52M9 positions
PERP PFD CNV A$6.93M35.5%
COM$4.56M23.4%
COM NEW$3.76M19.2%
COM SHS$2.90M14.9%
CL A$806.6K4.1%
JP MRGAN EM LOC$452.0K2.3%
SHS CL A$113.4K0.6%

Portfolio Concentration

Top 373.2%4–1026.8%TOP 10100.0%0%100%
Top 3$14.30M73.2%
4–10$5.22M26.8%

Top 3 weight

73.2%

Top 10 weight

100.0%

Voting Authority Distribution

Total shares with voting rights: 819.09K

Sole

Full voting authority

819.09K

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole9
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9
Rows:

WELLS FARGO & CO

SOLE
PERP PFD CNV A
Shares6K
TypeSH
Market value$6.93M
35.50%
Sole
6K
Shared
0.00
None
0.00

ANNALY CAPITAL MANAGEMENT IN

SOLE
COM NEW
Shares177.59K
TypeSH
Market value$3.76M
19.24%
Sole
177.59K
Shared
0.00
None
0.00

AGNC INVT CORP

SOLE
COM
Shares360K
TypeSH
Market value$3.61M
18.50%
Sole
360K
Shared
0.00
None
0.00

ARMOUR RESIDENTIAL REIT INC

SOLE
COM SHS
Shares174.05K
TypeSH
Market value$2.90M
14.87%
Sole
174.05K
Shared
0.00
None
0.00

RUBRIK INC.

SOLE
CL A
Shares16.47K
TypeSH
Market value$806.6K
4.13%
Sole
16.47K
Shared
0.00
None
0.00

PHATHOM PHARMACEUTICALS INC

SOLE
COM
Shares62.80K
TypeSH
Market value$697.7K
3.57%
Sole
62.80K
Shared
0.00
None
0.00

VANECK ETF TRUST

SOLE
JP MRGAN EM LOC
Shares18K
TypeSH
Market value$452.0K
2.32%
Sole
18K
Shared
0.00
None
0.00

SERVICENOW INC

SOLE
COM
Shares2.39K
TypeSH
Market value$250.1K
1.28%
Sole
2.39K
Shared
0.00
None
0.00

SERVICETITAN INC

SOLE
SHS CL A
Shares1.79K
TypeSH
Market value$113.4K
0.58%
Sole
1.79K
Shared
0.00
None
0.00