Filed: 10/19/2026ACC: 0001193125-26-425340
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 7 equity positions with a total reported market value of $23.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7
Positions
$23.12M
Total AUM (reported)
1.05M
Total Shares
Allocation by class
COM SHS CL A$6.71M29.0%
PERP PFD CNV A$6.47M28.0%
COM$3.72M16.1%
COM NEW$3.35M14.5%
COM SHS$2.41M10.4%
JP MRGAN EM LOC$446.9K1.9%
Portfolio Concentration
Top 3$16.54M71.5%
4–10$6.58M28.5%
Top 3 weight
71.5%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 1.05M
Sole
Full voting authority
1.05M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole7
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings7
Rows:
CHIME FINL INC COM SHS CL A
SOLEShares251.93K
TypeSH
Market value$6.71M
29.03%
Sole
251.93K
Shared
0.00
None
0.00
WELLS FARGO & CO PERP PFD CNV A
SOLEShares6K
TypeSH
Market value$6.47M
28.00%
Sole
6K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN COM NEW
SOLEShares177.59K
TypeSH
Market value$3.35M
14.51%
Sole
177.59K
Shared
0.00
None
0.00
AGNC INVT CORP COM
SOLEShares360K
TypeSH
Market value$3.27M
14.12%
Sole
360K
Shared
0.00
None
0.00
ARMOUR RESIDENTIAL REIT INC COM SHS
SOLEShares174.05K
TypeSH
Market value$2.41M
10.41%
Sole
174.05K
Shared
0.00
None
0.00
PHATHOM PHARMACEUTICALS INC COM
SOLEShares62.80K
TypeSH
Market value$458.5K
1.98%
Sole
62.80K
Shared
0.00
None
0.00
VANECK ETF TRUST JP MRGAN EM LOC
SOLEShares18K
TypeSH
Market value$446.9K
1.93%
Sole
18K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CHIME FINL INC COM SHS CL ASOLE | COM SHS CL A | 251.93K | SH | $6.71M 29.03% | 251.93K | 0.00 | 0.00 |
WELLS FARGO & CO PERP PFD CNV ASOLE | PERP PFD CNV A | 6K | SH | $6.47M 28.00% | 6K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT IN COM NEWSOLE | COM NEW | 177.59K | SH | $3.35M 14.51% | 177.59K | 0.00 | 0.00 |
AGNC INVT CORP COMSOLE | COM | 360K | SH | $3.27M 14.12% | 360K | 0.00 | 0.00 |
ARMOUR RESIDENTIAL REIT INC COM SHSSOLE | COM SHS | 174.05K | SH | $2.41M 10.41% | 174.05K | 0.00 | 0.00 |
PHATHOM PHARMACEUTICALS INC COMSOLE | COM | 62.80K | SH | $458.5K 1.98% | 62.80K | 0.00 | 0.00 |
VANECK ETF TRUST JP MRGAN EM LOCSOLE | JP MRGAN EM LOC | 18K | SH | $446.9K 1.93% | 18K | 0.00 | 0.00 |