Filed: 7/24/2026ACC: 0001193125-26-315380
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 9 equity positions with a total reported market value of $19.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9
Positions
$19.49M
Total AUM (reported)
810.39K
Total Shares
Allocation by class
PERP PFD CNV A$6.94M35.6%
COM$4.61M23.6%
COM NEW$3.97M20.4%
COM SHS$3.04M15.6%
JP MRGAN EM LOC$460.1K2.4%
CL A$387.8K2.0%
SHS CL A$83.9K0.4%
Portfolio Concentration
Top 3$14.84M76.1%
4–10$4.65M23.9%
Top 3 weight
76.1%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 810.39K
Sole
Full voting authority
810.39K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole9
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9
Rows:
WELLS FARGO & CO
SOLEShares6K
TypeSH
Market value$6.94M
35.62%
Sole
6K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares177.59K
TypeSH
Market value$3.97M
20.38%
Sole
177.59K
Shared
0.00
None
0.00
AGNC INVT CORP
SOLEShares360K
TypeSH
Market value$3.92M
20.14%
Sole
360K
Shared
0.00
None
0.00
ARMOUR RESIDENTIAL REIT INC
SOLEShares174.05K
TypeSH
Market value$3.04M
15.59%
Sole
174.05K
Shared
0.00
None
0.00
PHATHOM PHARMACEUTICALS INC
SOLEShares62.80K
TypeSH
Market value$681.4K
3.50%
Sole
62.80K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares18K
TypeSH
Market value$460.1K
2.36%
Sole
18K
Shared
0.00
None
0.00
RUBRIK INC.
SOLEShares2.47K
TypeSH
Market value$198.1K
1.02%
Sole
2.47K
Shared
0.00
None
0.00
NAVAN INC
SOLEShares8.30K
TypeSH
Market value$189.8K
0.97%
Sole
8.30K
Shared
0.00
None
0.00
SERVICETITAN INC
SOLEShares1.19K
TypeSH
Market value$83.9K
0.43%
Sole
1.19K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO & COSOLE | PERP PFD CNV A | 6K | SH | $6.94M 35.62% | 6K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 177.59K | SH | $3.97M 20.38% | 177.59K | 0.00 | 0.00 |
AGNC INVT CORPSOLE | COM | 360K | SH | $3.92M 20.14% | 360K | 0.00 | 0.00 |
ARMOUR RESIDENTIAL REIT INCSOLE | COM SHS | 174.05K | SH | $3.04M 15.59% | 174.05K | 0.00 | 0.00 |
PHATHOM PHARMACEUTICALS INCSOLE | COM | 62.80K | SH | $681.4K 3.50% | 62.80K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JP MRGAN EM LOC | 18K | SH | $460.1K 2.36% | 18K | 0.00 | 0.00 |
RUBRIK INC.SOLE | CL A | 2.47K | SH | $198.1K 1.02% | 2.47K | 0.00 | 0.00 |
NAVAN INCSOLE | CL A | 8.30K | SH | $189.8K 0.97% | 8.30K | 0.00 | 0.00 |
SERVICETITAN INCSOLE | SHS CL A | 1.19K | SH | $83.9K 0.43% | 1.19K | 0.00 | 0.00 |